0001030411-23-000019.txt : 20230829 0001030411-23-000019.hdr.sgml : 20230829 20230829141849 ACCESSION NUMBER: 0001030411-23-000019 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: WERDLOW,SEAN,KEVIN, FILED AS OF DATE: 20230829 DATE AS OF CHANGE: 20230829 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIEBERT WILLIAMS SHANK & CO., LLC CENTRAL INDEX KEY: 0001030411 IRS NUMBER: 133932653 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-02370 FILM NUMBER: 231221138 BUSINESS ADDRESS: STREET 1: 100 WALL STREET STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-830-4559 MAIL ADDRESS: STREET 1: 100 WALL STREET STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: SIEBERT, CISNEROS, SHANK., & CO., L.L.C. DATE OF NAME CHANGE: 20160812 FORMER COMPANY: FORMER CONFORMED NAME: SIEBERT, BRANDFORD, SHANK & CO., L.L.C. DATE OF NAME CHANGE: 20020509 FORMER COMPANY: FORMER CONFORMED NAME: SIEBERT BRANDFORD SHANK & CO LLC /BD DATE OF NAME CHANGE: 20020509 MA-I/A 1 primary_doc.xml MA-I/A 0001030411 XXXXXXXX Thomas Frain 2128304560 tfrain@siebertwilliams.com tfrain@siebertwilliams.com N 0001030411-17-000025 N Sean Kevin Werdlow 2603124 N 1 0001030411 SIEBERT WILLIAMS SHANK & CO., LLC 11-07-2005 N 867-00244 LOCATED 11-07-2005 535 GRISWALD STREET SUITE 2250 DETROIT MI 48226 11-2005 SIEBERT WILLIAMS SHANK & CO., LLC DETROIT MI 48226 Y Y SENIOR MANAGING DIRECTOR Y 11-2019 Eminence Partners Limited 55 Martell Drive West Bloomfield MI 48304 N N Facilities management, real estate development, and technology President 40 Generally oversee operations of the company 10-2022 SWC Equity Partners 100 Wall St. 18th Floor New York NY 10005 N Y Holding company for interests in private equity fund Owner 0 Passive Role 01-2022 Shank Capital Group 55 Martell Drive West Bloomfield MI 48304 N N Holding company for ownership in parent company Equity owner 0 Passive Role N Y N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 08-29-2023 Thomas Frain Deputy Compliance Officer SEAN KEVIN WERDLOW 2603124 1 6A(1)(b)