0001030411-23-000019.txt : 20230829
0001030411-23-000019.hdr.sgml : 20230829
20230829141849
ACCESSION NUMBER: 0001030411-23-000019
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: WERDLOW,SEAN,KEVIN,
FILED AS OF DATE: 20230829
DATE AS OF CHANGE: 20230829
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SIEBERT WILLIAMS SHANK & CO., LLC
CENTRAL INDEX KEY: 0001030411
IRS NUMBER: 133932653
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-02370
FILM NUMBER: 231221138
BUSINESS ADDRESS:
STREET 1: 100 WALL STREET
STREET 2: 18TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: 212-830-4559
MAIL ADDRESS:
STREET 1: 100 WALL STREET
STREET 2: 18TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10005
FORMER COMPANY:
FORMER CONFORMED NAME: SIEBERT, CISNEROS, SHANK., & CO., L.L.C.
DATE OF NAME CHANGE: 20160812
FORMER COMPANY:
FORMER CONFORMED NAME: SIEBERT, BRANDFORD, SHANK & CO., L.L.C.
DATE OF NAME CHANGE: 20020509
FORMER COMPANY:
FORMER CONFORMED NAME: SIEBERT BRANDFORD SHANK & CO LLC /BD
DATE OF NAME CHANGE: 20020509
MA-I/A
1
primary_doc.xml
MA-I/A
0001030411
XXXXXXXX
Thomas Frain
2128304560
tfrain@siebertwilliams.com
tfrain@siebertwilliams.com
N
0001030411-17-000025
N
Sean
Kevin
Werdlow
2603124
N
1
0001030411
SIEBERT WILLIAMS SHANK & CO., LLC
11-07-2005
N
867-00244
LOCATED
11-07-2005
535 GRISWALD STREET
SUITE 2250
DETROIT
MI
48226
11-2005
SIEBERT WILLIAMS SHANK & CO., LLC
DETROIT
MI
48226
Y
Y
SENIOR MANAGING DIRECTOR
Y
11-2019
Eminence Partners Limited
55 Martell Drive
West Bloomfield
MI
48304
N
N
Facilities management, real estate development, and technology
President
40
Generally oversee operations of the company
10-2022
SWC Equity Partners
100 Wall St. 18th Floor
New York
NY
10005
N
Y
Holding company for interests in private equity fund
Owner
0
Passive Role
01-2022
Shank Capital Group
55 Martell Drive
West Bloomfield
MI
48304
N
N
Holding company for ownership in parent company
Equity owner
0
Passive Role
N
Y
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
08-29-2023
Thomas Frain
Deputy Compliance Officer
SEAN KEVIN WERDLOW
2603124
1
6A(1)(b)