0001030411-23-000015.txt : 20230824
0001030411-23-000015.hdr.sgml : 20230824
20230824135601
ACCESSION NUMBER: 0001030411-23-000015
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: ORTEGA,RAMON,ARMANDO,
FILED AS OF DATE: 20230824
DATE AS OF CHANGE: 20230824
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SIEBERT WILLIAMS SHANK & CO., LLC
CENTRAL INDEX KEY: 0001030411
IRS NUMBER: 133932653
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-02370
FILM NUMBER: 231201265
BUSINESS ADDRESS:
STREET 1: 100 WALL STREET
STREET 2: 18TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: 212-830-4559
MAIL ADDRESS:
STREET 1: 100 WALL STREET
STREET 2: 18TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10005
FORMER COMPANY:
FORMER CONFORMED NAME: SIEBERT, CISNEROS, SHANK., & CO., L.L.C.
DATE OF NAME CHANGE: 20160812
FORMER COMPANY:
FORMER CONFORMED NAME: SIEBERT, BRANDFORD, SHANK & CO., L.L.C.
DATE OF NAME CHANGE: 20020509
FORMER COMPANY:
FORMER CONFORMED NAME: SIEBERT BRANDFORD SHANK & CO LLC /BD
DATE OF NAME CHANGE: 20020509
MA-I/A
1
primary_doc.xml
MA-I/A
0001030411
XXXXXXXX
Thomas Frain
2128304560
tfrain@siebertwilliams.com
tfrain@siebertwilliams.com
N
0001030411-19-000010
N
Ramon
Armando
Ortega
4704481
N
1
0001030411
SIEBERT WILLIAMS SHANK & CO., LLC
02-02-2018
N
867-00244
LOCATED
02-02-2018
111 East Wacker Drive Suite 2605
Chicago
IL
60601
02-2018
Siebert Williams Shank & Co., LLC
Chicago
IL
60601
Y
Y
Managing Director
01-2011
02-2018
Samuel A Ramirez & Co., Inc.
Chicago
IL
60601
Y
Y
VP
09-2009
01-2011
BMO Capital Markets
Chicago
IL
60601
Y
Y
Associate
01-2009
06-2009
Unemployed
Orlando
FL
32801
N
N
Unemployed
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
08-24-2023
Thomas Frain
Deputy Compliance Officer