0001030411-23-000015.txt : 20230824 0001030411-23-000015.hdr.sgml : 20230824 20230824135601 ACCESSION NUMBER: 0001030411-23-000015 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: ORTEGA,RAMON,ARMANDO, FILED AS OF DATE: 20230824 DATE AS OF CHANGE: 20230824 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIEBERT WILLIAMS SHANK & CO., LLC CENTRAL INDEX KEY: 0001030411 IRS NUMBER: 133932653 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-02370 FILM NUMBER: 231201265 BUSINESS ADDRESS: STREET 1: 100 WALL STREET STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-830-4559 MAIL ADDRESS: STREET 1: 100 WALL STREET STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: SIEBERT, CISNEROS, SHANK., & CO., L.L.C. DATE OF NAME CHANGE: 20160812 FORMER COMPANY: FORMER CONFORMED NAME: SIEBERT, BRANDFORD, SHANK & CO., L.L.C. DATE OF NAME CHANGE: 20020509 FORMER COMPANY: FORMER CONFORMED NAME: SIEBERT BRANDFORD SHANK & CO LLC /BD DATE OF NAME CHANGE: 20020509 MA-I/A 1 primary_doc.xml MA-I/A 0001030411 XXXXXXXX Thomas Frain 2128304560 tfrain@siebertwilliams.com tfrain@siebertwilliams.com N 0001030411-19-000010 N Ramon Armando Ortega 4704481 N 1 0001030411 SIEBERT WILLIAMS SHANK & CO., LLC 02-02-2018 N 867-00244 LOCATED 02-02-2018 111 East Wacker Drive Suite 2605 Chicago IL 60601 02-2018 Siebert Williams Shank & Co., LLC Chicago IL 60601 Y Y Managing Director 01-2011 02-2018 Samuel A Ramirez & Co., Inc. Chicago IL 60601 Y Y VP 09-2009 01-2011 BMO Capital Markets Chicago IL 60601 Y Y Associate 01-2009 06-2009 Unemployed Orlando FL 32801 N N Unemployed N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 08-24-2023 Thomas Frain Deputy Compliance Officer