0001030411-22-000003.txt : 20220329
0001030411-22-000003.hdr.sgml : 20220329
20220329171547
ACCESSION NUMBER: 0001030411-22-000003
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
VRANCKEN,JOHANNA,NMN,
FILED AS OF DATE: 20220329
DATE AS OF CHANGE: 20220329
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SIEBERT WILLIAMS SHANK & CO., LLC
CENTRAL INDEX KEY: 0001030411
IRS NUMBER: 133932653
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-02370
FILM NUMBER: 22782015
BUSINESS ADDRESS:
STREET 1: 1999 HARRISON ST, SUITE 2720
CITY: OAKLAND
STATE: CA
ZIP: 94612
BUSINESS PHONE: 203-956-5900
MAIL ADDRESS:
STREET 1: 1999 HARRISON ST, SUITE 2720
CITY: OAKLAND
STATE: CA
ZIP: 94612
FORMER COMPANY:
FORMER CONFORMED NAME: SIEBERT, CISNEROS, SHANK., & CO., L.L.C.
DATE OF NAME CHANGE: 20160812
FORMER COMPANY:
FORMER CONFORMED NAME: SIEBERT, BRANDFORD, SHANK & CO., L.L.C.
DATE OF NAME CHANGE: 20020509
FORMER COMPANY:
FORMER CONFORMED NAME: SIEBERT BRANDFORD SHANK & CO LLC /BD
DATE OF NAME CHANGE: 20020509
MA-I
1
primary_doc.xml
MA-I
0001030411
XXXXXXXX
Melissa Little
646-775-4853
mlittle@siebertwilliams.com
compliance@siebertwilliams.com
N
N
Johanna
NMN
Vrancken
N
1
0001030411
SIEBERT WILLIAMS SHANK & CO., LLC
03-03-2022
N
867-00244
LOCATED
03-03-2022
1650 Market Street, 36th Floor
Philadelphia
PA
19103
Hannah
NMN
Vrancken
03-2022
Siebert Williams Shank & Co., LLC
Philadelphia
PA
19103
Y
Y
Associate
07-2017
02-2022
PFM Financial Advisors LLC
Philadelphia
PA
19103
Y
N
Senior Analyst
08-2013
05-2017
James Madison University
Harrisonburg
VA
22807
N
N
Student
05-2015
08-2016
PFM Financial Advisors LLC
Philadelphia
PA
19103
Y
N
Intern
06-2015
08-2016
Cafe Alessio
Doylestown
PA
18901
N
N
Part-time waitress
08-2014
06-2015
Central Bucks West High
Doylestown
PA
18901
N
N
Student
09-2012
06-2014
Central Buck West High School
Doylestown
PA
18901
N
N
Student
06-2012
09-2012
Lenape Vally Swim Club
Chalfont
PA
18914
N
N
Lifeguard
09-2007
06-2012
Central Bucks West High School
Doylestown
PA
18901
N
N
Student
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
03-28-2022
Thomas Frain
Deputy Compliance Officer