0001030411-22-000003.txt : 20220329 0001030411-22-000003.hdr.sgml : 20220329 20220329171547 ACCESSION NUMBER: 0001030411-22-000003 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 VRANCKEN,JOHANNA,NMN, FILED AS OF DATE: 20220329 DATE AS OF CHANGE: 20220329 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIEBERT WILLIAMS SHANK & CO., LLC CENTRAL INDEX KEY: 0001030411 IRS NUMBER: 133932653 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-02370 FILM NUMBER: 22782015 BUSINESS ADDRESS: STREET 1: 1999 HARRISON ST, SUITE 2720 CITY: OAKLAND STATE: CA ZIP: 94612 BUSINESS PHONE: 203-956-5900 MAIL ADDRESS: STREET 1: 1999 HARRISON ST, SUITE 2720 CITY: OAKLAND STATE: CA ZIP: 94612 FORMER COMPANY: FORMER CONFORMED NAME: SIEBERT, CISNEROS, SHANK., & CO., L.L.C. DATE OF NAME CHANGE: 20160812 FORMER COMPANY: FORMER CONFORMED NAME: SIEBERT, BRANDFORD, SHANK & CO., L.L.C. DATE OF NAME CHANGE: 20020509 FORMER COMPANY: FORMER CONFORMED NAME: SIEBERT BRANDFORD SHANK & CO LLC /BD DATE OF NAME CHANGE: 20020509 MA-I 1 primary_doc.xml MA-I 0001030411 XXXXXXXX Melissa Little 646-775-4853 mlittle@siebertwilliams.com compliance@siebertwilliams.com N N Johanna NMN Vrancken N 1 0001030411 SIEBERT WILLIAMS SHANK & CO., LLC 03-03-2022 N 867-00244 LOCATED 03-03-2022 1650 Market Street, 36th Floor Philadelphia PA 19103 Hannah NMN Vrancken 03-2022 Siebert Williams Shank & Co., LLC Philadelphia PA 19103 Y Y Associate 07-2017 02-2022 PFM Financial Advisors LLC Philadelphia PA 19103 Y N Senior Analyst 08-2013 05-2017 James Madison University Harrisonburg VA 22807 N N Student 05-2015 08-2016 PFM Financial Advisors LLC Philadelphia PA 19103 Y N Intern 06-2015 08-2016 Cafe Alessio Doylestown PA 18901 N N Part-time waitress 08-2014 06-2015 Central Bucks West High Doylestown PA 18901 N N Student 09-2012 06-2014 Central Buck West High School Doylestown PA 18901 N N Student 06-2012 09-2012 Lenape Vally Swim Club Chalfont PA 18914 N N Lifeguard 09-2007 06-2012 Central Bucks West High School Doylestown PA 18901 N N Student N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 03-28-2022 Thomas Frain Deputy Compliance Officer