0001030411-17-000029.txt : 20171006
0001030411-17-000029.hdr.sgml : 20171006
20171006173106
ACCESSION NUMBER: 0001030411-17-000029
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20171006
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SIEBERT CISNEROS SHANK & CO., L.L.C.
CENTRAL INDEX KEY: 0001030411
IRS NUMBER: 133932653
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-02370
FILM NUMBER: 171128155
BUSINESS ADDRESS:
STREET 1: 1999 HARRISON ST, SUITE 2720
CITY: OAKLAND
STATE: CA
ZIP: 94612
BUSINESS PHONE: (646) 775-4841
MAIL ADDRESS:
STREET 1: 1999 HARRISON ST, SUITE 2720
CITY: OAKLAND
STATE: CA
ZIP: 94612
FORMER COMPANY:
FORMER CONFORMED NAME: SIEBERT, CISNEROS, SHANK., & CO., L.L.C.
DATE OF NAME CHANGE: 20160812
FORMER COMPANY:
FORMER CONFORMED NAME: SIEBERT, BRANDFORD, SHANK & CO., L.L.C.
DATE OF NAME CHANGE: 20020509
FORMER COMPANY:
FORMER CONFORMED NAME: SIEBERT BRANDFORD SHANK & CO LLC /BD
DATE OF NAME CHANGE: 20020509
MA-I
1
primary_doc.xml
MA-I
0001030411
XXXXXXXX
Joseph Mendola
646-775-4841
jmendola@scscapital.com
jmendola@scscapital.com
N
N
Karen
Louise
Walker
002389673
N
1
0001030411
SIEBERT CISNEROS SHANK & CO., L.L.C.
04-15-2013
N
867-00244
LOCATED
04-15-2013
111 East Wacker Drive
Suite 2605
Chicago
IL
60601
04-2013
Siebert Cisneros Shank & Co., LLC
Chicago
IL
60601
Y
Y
Managing Director
10-2003
04-2013
AG Edwards & Sons
Chicago
IL
60606
N
Y
Investment Banker
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
10-06-2017
Joseph Mendola
Chief Compliance Officer