0001030411-17-000029.txt : 20171006 0001030411-17-000029.hdr.sgml : 20171006 20171006173106 ACCESSION NUMBER: 0001030411-17-000029 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20171006 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIEBERT CISNEROS SHANK & CO., L.L.C. CENTRAL INDEX KEY: 0001030411 IRS NUMBER: 133932653 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-02370 FILM NUMBER: 171128155 BUSINESS ADDRESS: STREET 1: 1999 HARRISON ST, SUITE 2720 CITY: OAKLAND STATE: CA ZIP: 94612 BUSINESS PHONE: (646) 775-4841 MAIL ADDRESS: STREET 1: 1999 HARRISON ST, SUITE 2720 CITY: OAKLAND STATE: CA ZIP: 94612 FORMER COMPANY: FORMER CONFORMED NAME: SIEBERT, CISNEROS, SHANK., & CO., L.L.C. DATE OF NAME CHANGE: 20160812 FORMER COMPANY: FORMER CONFORMED NAME: SIEBERT, BRANDFORD, SHANK & CO., L.L.C. DATE OF NAME CHANGE: 20020509 FORMER COMPANY: FORMER CONFORMED NAME: SIEBERT BRANDFORD SHANK & CO LLC /BD DATE OF NAME CHANGE: 20020509 MA-I 1 primary_doc.xml MA-I 0001030411 XXXXXXXX Joseph Mendola 646-775-4841 jmendola@scscapital.com jmendola@scscapital.com N N Karen Louise Walker 002389673 N 1 0001030411 SIEBERT CISNEROS SHANK & CO., L.L.C. 04-15-2013 N 867-00244 LOCATED 04-15-2013 111 East Wacker Drive Suite 2605 Chicago IL 60601 04-2013 Siebert Cisneros Shank & Co., LLC Chicago IL 60601 Y Y Managing Director 10-2003 04-2013 AG Edwards & Sons Chicago IL 60606 N Y Investment Banker N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 10-06-2017 Joseph Mendola Chief Compliance Officer