0001030411-17-000019.txt : 20170912
0001030411-17-000019.hdr.sgml : 20170912
20170912151238
ACCESSION NUMBER: 0001030411-17-000019
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20170912
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SIEBERT CISNEROS SHANK & CO., L.L.C.
CENTRAL INDEX KEY: 0001030411
IRS NUMBER: 133932653
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-02370
FILM NUMBER: 171080954
BUSINESS ADDRESS:
STREET 1: 1999 HARRISON ST, SUITE 2720
CITY: OAKLAND
STATE: CA
ZIP: 94612
BUSINESS PHONE: (646) 775-4841
MAIL ADDRESS:
STREET 1: 1999 HARRISON ST, SUITE 2720
CITY: OAKLAND
STATE: CA
ZIP: 94612
FORMER COMPANY:
FORMER CONFORMED NAME: SIEBERT, CISNEROS, SHANK., & CO., L.L.C.
DATE OF NAME CHANGE: 20160812
FORMER COMPANY:
FORMER CONFORMED NAME: SIEBERT, BRANDFORD, SHANK & CO., L.L.C.
DATE OF NAME CHANGE: 20020509
FORMER COMPANY:
FORMER CONFORMED NAME: SIEBERT BRANDFORD SHANK & CO LLC /BD
DATE OF NAME CHANGE: 20020509
MA-I
1
primary_doc.xml
MA-I
0001030411
XXXXXXXX
Joseph Mendola
646-775-4841
jmendola@scscapital.com
jmendola@scscapital.com
N
N
Henry
Gabriel
Cisneros
005948414
N
1
0001030411
SIEBERT CISNEROS SHANK & CO., L.L.C.
06-01-2015
N
867-00244
LOCATED
06-01-2015
454 Soledad
Suite 201
San Antonio
TX
78205
06-2015
Siebert Cisneros Shank & Co., LLC
San Antonio
TX
78205
Y
Y
Owner
08-2003
09-2017
City View
San Antonio
TX
78205
N
N
Chairman
Y
08-2003
City View
454 Soledad
Suite 201
San Antonio
TX
78205
N
N
real estate
Chairman of the Board
10
Senior executive
09-2003
SAT Auto Technologies
454 Soledad
Suite 201
San Antonio
TX
78205
N
N
Automotive
Owner
5
Owner
08-2003
Cisneros Asset Management
454 Soledad
Suite 201
San Antonio
TX
78205
N
Y
Investment Advisory
Owner
5
Owner
08-2003
CM Investments/CM Atwater
454 Soledad
Suite 201
San Antonio
TX
78205
N
Y
Investments
Owner
5
Owner
08-2003
Mission DG/American Urban Builders
454 Soledad
Suite 201
San Antonio
TX
78205
N
N
Real Estate
Owner
5
Owner
08-2003
Atwater/Covenant Street
454 Soledad
Suite 201
San Antonio
TX
78205
N
N
private capital structuring
Owner
5
Owner
08-2003
River City Management
454 Soledad
Suite 201
San Antonio
TX
78205
N
Y
real estate investments
owner
5
owner
04-2003
LaQuita Holdings
909 Hidden Ridge
Suite 600
Irving
TX
75038
N
N
hospitality
Board of Directors
2
member, Board of Directors
08-2003
Univision
605 Third Avenue
New York
NY
10158
N
N
Spanish language television
Board of Directors
2
member, Board of Directors
08-2003
Brevet Capital Management
230 Park Avenue
Suite 1525
New York
NY
10169
N
Y
capital management
Advisory Committee member
2
Advisory Committee member
08-2003
Bipartisan Policy Center
1225 I Street NW
Suite 1000
Washington DC
DC
20005
N
N
Policy think tank
Board Member
2
Member, Board of Directors
08-2003
Terwilliger Foundation
1225 Eye Street NW
Suite 1000
Washington DC
DC
20005
N
N
Charitable
Advisory Board Member
2
member, Advisory Board
Y
Y
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
09-12-2017
Joseph Mendola
Chief Compliance Officer
Form U-4
005948414
1
6A(1)(a)
6A(1)(b)