0001030411-17-000019.txt : 20170912 0001030411-17-000019.hdr.sgml : 20170912 20170912151238 ACCESSION NUMBER: 0001030411-17-000019 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170912 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIEBERT CISNEROS SHANK & CO., L.L.C. CENTRAL INDEX KEY: 0001030411 IRS NUMBER: 133932653 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-02370 FILM NUMBER: 171080954 BUSINESS ADDRESS: STREET 1: 1999 HARRISON ST, SUITE 2720 CITY: OAKLAND STATE: CA ZIP: 94612 BUSINESS PHONE: (646) 775-4841 MAIL ADDRESS: STREET 1: 1999 HARRISON ST, SUITE 2720 CITY: OAKLAND STATE: CA ZIP: 94612 FORMER COMPANY: FORMER CONFORMED NAME: SIEBERT, CISNEROS, SHANK., & CO., L.L.C. DATE OF NAME CHANGE: 20160812 FORMER COMPANY: FORMER CONFORMED NAME: SIEBERT, BRANDFORD, SHANK & CO., L.L.C. DATE OF NAME CHANGE: 20020509 FORMER COMPANY: FORMER CONFORMED NAME: SIEBERT BRANDFORD SHANK & CO LLC /BD DATE OF NAME CHANGE: 20020509 MA-I 1 primary_doc.xml MA-I 0001030411 XXXXXXXX Joseph Mendola 646-775-4841 jmendola@scscapital.com jmendola@scscapital.com N N Henry Gabriel Cisneros 005948414 N 1 0001030411 SIEBERT CISNEROS SHANK & CO., L.L.C. 06-01-2015 N 867-00244 LOCATED 06-01-2015 454 Soledad Suite 201 San Antonio TX 78205 06-2015 Siebert Cisneros Shank & Co., LLC San Antonio TX 78205 Y Y Owner 08-2003 09-2017 City View San Antonio TX 78205 N N Chairman Y 08-2003 City View 454 Soledad Suite 201 San Antonio TX 78205 N N real estate Chairman of the Board 10 Senior executive 09-2003 SAT Auto Technologies 454 Soledad Suite 201 San Antonio TX 78205 N N Automotive Owner 5 Owner 08-2003 Cisneros Asset Management 454 Soledad Suite 201 San Antonio TX 78205 N Y Investment Advisory Owner 5 Owner 08-2003 CM Investments/CM Atwater 454 Soledad Suite 201 San Antonio TX 78205 N Y Investments Owner 5 Owner 08-2003 Mission DG/American Urban Builders 454 Soledad Suite 201 San Antonio TX 78205 N N Real Estate Owner 5 Owner 08-2003 Atwater/Covenant Street 454 Soledad Suite 201 San Antonio TX 78205 N N private capital structuring Owner 5 Owner 08-2003 River City Management 454 Soledad Suite 201 San Antonio TX 78205 N Y real estate investments owner 5 owner 04-2003 LaQuita Holdings 909 Hidden Ridge Suite 600 Irving TX 75038 N N hospitality Board of Directors 2 member, Board of Directors 08-2003 Univision 605 Third Avenue New York NY 10158 N N Spanish language television Board of Directors 2 member, Board of Directors 08-2003 Brevet Capital Management 230 Park Avenue Suite 1525 New York NY 10169 N Y capital management Advisory Committee member 2 Advisory Committee member 08-2003 Bipartisan Policy Center 1225 I Street NW Suite 1000 Washington DC DC 20005 N N Policy think tank Board Member 2 Member, Board of Directors 08-2003 Terwilliger Foundation 1225 Eye Street NW Suite 1000 Washington DC DC 20005 N N Charitable Advisory Board Member 2 member, Advisory Board Y Y N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 09-12-2017 Joseph Mendola Chief Compliance Officer Form U-4 005948414 1 6A(1)(a) 6A(1)(b)