-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HIWSOOlqklOGQ6GDw7YerfHGSmIQIsWuRkFFhBa6mgXipGHT/EdkHXjHfQmDW+PT iM92TNNQMwhPUt8E2Wi1Zg== 0000940400-99-000059.txt : 19990225 0000940400-99-000059.hdr.sgml : 19990225 ACCESSION NUMBER: 0000940400-99-000059 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 19981231 FILED AS OF DATE: 19990224 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WARBURG PINCUS TRUST II CENTRAL INDEX KEY: 0001029879 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: NSAR-B SEC ACT: SEC FILE NUMBER: 811-07999 FILM NUMBER: 99548247 BUSINESS ADDRESS: STREET 1: 466 LEXINGTON AVE CITY: NEW YORK STATE: NY ZIP: 10017-3147 BUSINESS PHONE: 2128780600 MAIL ADDRESS: STREET 1: 466 LEXINGTON AVE CITY: NEW YORK STATE: NY ZIP: 10017-3147 NSAR-B 1 N-SAR (3.0.A) PAGE 1 000 B000000 12/31/98 000 C000000 0001029879 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 3.0.a 000 J000000 A 001 A000000 WARBURG PINCUS TRUST II 001 B000000 811-07999 001 C000000 3027912919 002 A000000 400 BELLEVUE PARKWAY 002 B000000 WILMINGTON 002 C000000 DE 002 D010000 19809 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 2 007 C010100 1 007 C020100 FIXED INCOME PORTFOLIO 007 C030100 N 007 C010200 2 007 C020200 GLOBAL FIXED INCOME PORTFOLIO 007 C030200 N 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A00AA01 WARBURG PINCUS ASSET MANAGEMENT, INC. 008 B00AA01 A 008 C00AA01 801-28496 008 D01AA01 NEW YORK 008 D02AA01 NY 008 D03AA01 10017 008 D04AA01 3147 010 A00AA01 PFPC INC. 010 B00AA01 85-1196 010 C01AA01 WILMINGTON 010 C02AA01 DE 010 C03AA01 19809 010 A00AA02 COUNSELLORS FUND SERVICE, INC. 010 B00AA02 801-00000 010 C01AA02 NEW YORK PAGE 2 010 C02AA02 NY 010 C03AA02 10017 010 C04AA02 3147 011 A00AA01 DELETE 012 A00AA01 BOSTON FINANCIAL DATA SERVICES, INC. 012 B00AA01 85-00896 012 C01AA01 NORTH QUINCY 012 C02AA01 MA 012 C03AA01 02171 013 A00AA01 PRICEWATERHOUSECOOPERS LLP 013 B01AA01 PHILADELPHIA 013 B02AA01 PA 013 B03AA01 19103 015 A00AA01 PFPC TRUST COMPANY 015 B00AA01 C 015 C01AA01 PHILADELPHIA 015 C02AA01 PA 015 C03AA01 19103 015 E01AA01 X 015 A00AA02 STATE STREET BANK & TRUST CO. 015 B00AA02 C 015 C01AA02 BOSTON 015 C02AA02 MA 015 C03AA02 02110 015 E04AA02 X 018 00AA00 Y 019 A00AA00 Y 019 B00AA00 48 019 C00AA00 WARBURG PI 020 C000001 0 020 C000002 0 020 C000003 0 020 C000004 0 020 C000005 0 020 C000006 0 020 C000007 0 020 C000008 0 020 C000009 0 020 C000010 0 021 000000 0 022 A000001 STATE STREET BANK & TRUST CO. 022 B000001 04-1867445 022 C000001 18041 022 D000001 0 022 A000002 MERRILL LYNCH, PIERCE, FENNER & SMITH, INC. 022 B000002 13-5674085 022 C000002 5103 022 D000002 167 022 A000003 GOLDMAN SACHS & COMPANY 022 B000003 13-5108880 022 C000003 4088 PAGE 3 022 D000003 594 022 A000004 GREENWICH CAPITAL MARKETS, INC. 022 B000004 13-3172275 022 C000004 1399 022 D000004 1584 022 A000005 SPEAR, LEEDS & KELLOGG 022 B000005 13-5515160 022 C000005 1765 022 D000005 962 022 A000006 FIRST TENNESSEE BANK BOND DIVISION 022 B000006 62-0201385 022 C000006 1080 022 D000006 998 022 A000007 CLARKE, (G.X.) & COMPANY 022 B000007 13-2969143 022 C000007 552 022 D000007 1199 022 A000008 DEUTSCHE MORGAN GRENFELL/C.J. LAWRENCE, INC. 022 B000008 13-2730828 022 C000008 854 022 D000008 780 022 A000009 HSBC SECURITIES, INC. 022 B000009 13-2650272 022 C000009 537 022 D000009 290 022 A000010 MORGAN, (J.P.) SECURITIES, INC. 022 B000010 13-3224016 022 C000010 313 022 D000010 268 023 C000000 36073 023 D000000 7725 026 A000000 N 026 B000000 Y 026 C000000 N 026 D000000 Y 026 E000000 N 026 F000000 N 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 Y 077 A000000 Y 077 B000000 Y 077 C000000 N 077 D000000 N 077 E000000 N 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 N 077 J000000 N PAGE 4 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 N 077 P000000 N 077 Q010000 N 077 Q020000 N 077 Q030000 N 078 000000 N 080 A00AA00 VIGILANT INSURANCE CO. 080 B00AA00 N/A 080 C00AA00 20000 081 A00AA00 Y 081 B00AA00 37 082 A00AA00 N 082 B00AA00 0 083 A00AA00 N 083 B00AA00 0 084 A00AA00 N 084 B00AA00 0 085 A00AA00 Y 085 B00AA00 N 024 000100 Y 025 A000101 MERRILL LYNCH, PIERCE, FENNER, SMITH, INC. 025 B000101 13-5674085 025 C000101 D 025 D000101 38 025 D000102 0 025 D000103 0 025 D000104 0 025 D000105 0 025 D000106 0 025 D000107 0 025 D000108 0 028 A010100 4 028 A020100 0 028 A030100 0 028 A040100 0 028 B010100 1147 028 B020100 0 028 B030100 0 028 B040100 13 028 C010100 552 028 C020100 0 028 C030100 0 028 C040100 1 028 D010100 456 028 D020100 0 028 D030100 0 028 D040100 8 PAGE 5 028 E010100 1622 028 E020100 0 028 E030100 0 028 E040100 1637 028 F010100 128 028 F020100 119 028 F030100 0 028 F040100 127 028 G010100 3909 028 G020100 119 028 G030100 0 028 G040100 1786 028 H000100 0 029 000100 N 030 A000100 0 030 B000100 0.00 030 C000100 0.00 034 000100 N 035 000100 0 036 B000100 0 037 000100 N 038 000100 0 039 000100 N 040 000100 N 045 000100 Y 046 000100 N 047 000100 Y 048 000100 0.500 048 A010100 0 048 A020100 0.000 048 B010100 0 048 B020100 0.000 048 C010100 0 048 C020100 0.000 048 D010100 0 048 D020100 0.000 048 E010100 0 048 E020100 0.000 048 F010100 0 048 F020100 0.000 048 G010100 0 048 G020100 0.000 048 H010100 0 048 H020100 0.000 048 I010100 0 048 I020100 0.000 048 J010100 0 048 J020100 0.000 048 K010100 0 048 K020100 0.000 049 000100 N PAGE 6 050 000100 N 051 000100 N 052 000100 N 053 A000100 Y 053 B000100 Y 053 C000100 N 054 A000100 Y 054 B000100 Y 054 C000100 Y 054 D000100 N 054 E000100 N 054 F000100 N 054 G000100 Y 054 H000100 N 054 I000100 N 054 J000100 N 054 K000100 N 054 L000100 Y 054 M000100 Y 054 N000100 N 054 O000100 N 055 A000100 N 055 B000100 N 056 000100 Y 057 000100 N 058 A000100 N 059 000100 Y 060 A000100 Y 060 B000100 Y 061 000100 0 062 A000100 Y 062 B000100 0.0 062 C000100 0.0 062 D000100 1.3 062 E000100 0.0 062 F000100 0.0 062 G000100 0.0 062 H000100 0.0 062 I000100 0.0 062 J000100 0.0 062 K000100 0.0 062 L000100 0.0 062 M000100 23.2 062 N000100 0.0 062 O000100 0.0 062 P000100 13.7 062 Q000100 59.5 062 R000100 2.3 063 A000100 0 063 B000100 7.1 064 A000100 N PAGE 7 064 B000100 N 066 A000100 N 067 000100 N 068 A000100 N 068 B000100 N 069 000100 N 070 A010100 Y 070 A020100 Y 070 B010100 Y 070 B020100 N 070 C010100 Y 070 C020100 N 070 D010100 Y 070 D020100 N 070 E010100 Y 070 E020100 N 070 F010100 Y 070 F020100 N 070 G010100 Y 070 G020100 N 070 H010100 Y 070 H020100 N 070 I010100 Y 070 I020100 N 070 J010100 Y 070 J020100 N 070 K010100 Y 070 K020100 N 070 L010100 Y 070 L020100 Y 070 M010100 Y 070 M020100 N 070 N010100 Y 070 N020100 N 070 O010100 Y 070 O020100 N 070 P010100 Y 070 P020100 N 070 Q010100 Y 070 Q020100 N 070 R010100 Y 070 R020100 N 071 A000100 6242 071 B000100 4147 071 C000100 1300 071 D000100 319 072 A000100 12 072 B000100 74 072 C000100 1 072 D000100 0 072 E000100 0 PAGE 8 072 F000100 7 072 G000100 6 072 H000100 0 072 I000100 0 072 J000100 14 072 K000100 0 072 L000100 14 072 M000100 5 072 N000100 1 072 O000100 0 072 P000100 0 072 Q000100 0 072 R000100 12 072 S000100 4 072 T000100 0 072 U000100 8 072 V000100 0 072 W000100 0 072 X000100 71 072 Y000100 58 072 Z000100 62 072AA000100 47 072BB000100 0 072CC010100 0 072CC020100 4 072DD010100 72 072DD020100 0 072EE000100 47 073 A010100 0.2759 073 A020100 0.0000 073 B000100 0.1796 073 C000100 0.0000 074 A000100 1 074 B000100 38 074 C000100 0 074 D000100 2724 074 E000100 15 074 F000100 0 074 G000100 0 074 H000100 0 074 I000100 0 074 J000100 5 074 K000100 0 074 L000100 48 074 M000100 8 074 N000100 2839 074 O000100 0 074 P000100 0 074 Q000100 0 074 R010100 0 074 R020100 0 PAGE 9 074 R030100 0 074 R040100 12 074 S000100 0 074 T000100 2827 074 U010100 274 074 U020100 0 074 V010100 10.32 074 V020100 0.00 074 W000100 0.0000 074 X000100 6 074 Y000100 0 075 A000100 0 075 B000100 1324 076 000100 0.00 024 000200 Y 025 A000201 MERRILL LYNCH, PIERCE, FENNER & SMITH, INC. 025 B000201 13-5674085 025 C000201 D 025 D000201 129 025 D000202 0 025 D000203 0 025 D000204 0 025 D000205 0 025 D000206 0 025 D000207 0 025 D000208 0 028 A010200 0 028 A020200 0 028 A030200 0 028 A040200 0 028 B010200 0 028 B020200 0 028 B030200 0 028 B040200 0 028 C010200 0 028 C020200 0 028 C030200 0 028 C040200 0 028 D010200 0 028 D020200 0 028 D030200 0 028 D040200 0 028 E010200 0 028 E020200 0 028 E030200 0 028 E040200 0 028 F010200 0 028 F020200 124 028 F030200 0 028 F040200 0 028 G010200 0 PAGE 10 028 G020200 124 028 G030200 0 028 G040200 0 028 H000200 0 029 000200 N 030 A000200 0 030 B000200 0.00 030 C000200 0.00 034 000200 N 035 000200 0 036 B000200 0 037 000200 N 038 000200 0 039 000200 N 040 000200 N 042 A000200 0 042 B000200 0 042 C000200 0 042 D000200 0 042 E000200 0 042 F000200 0 042 G000200 0 042 H000200 0 043 000200 0 044 000200 0 045 000200 Y 046 000200 N 047 000200 Y 048 000200 1.000 048 A010200 0 048 A020200 0.000 048 B010200 0 048 B020200 0.000 048 C010200 0 048 C020200 0.000 048 D010200 0 048 D020200 0.000 048 E010200 0 048 E020200 0.000 048 F010200 0 048 F020200 0.000 048 G010200 0 048 G020200 0.000 048 H010200 0 048 H020200 0.000 048 I010200 0 048 I020200 0.000 048 J010200 0 048 J020200 0.000 048 K010200 0 048 K020200 0.000 PAGE 11 049 000200 N 050 000200 N 051 000200 N 052 000200 N 053 A000200 Y 053 B000200 Y 053 C000200 N 054 A000200 Y 054 B000200 Y 054 C000200 Y 054 D000200 N 054 E000200 N 054 F000200 N 054 G000200 Y 054 H000200 N 054 I000200 N 054 J000200 N 054 K000200 N 054 L000200 Y 054 M000200 Y 054 N000200 N 054 O000200 N 055 A000200 N 055 B000200 N 056 000200 Y 057 000200 N 058 A000200 N 059 000200 Y 060 A000200 Y 060 B000200 Y 061 000200 0 062 A000200 Y 062 B000200 0.0 062 C000200 0.0 062 D000200 7.2 062 E000200 0.0 062 F000200 0.0 062 G000200 0.0 062 H000200 0.0 062 I000200 0.0 062 J000200 0.0 062 K000200 0.0 062 L000200 0.0 062 M000200 24.2 062 N000200 11.4 062 O000200 0.0 062 P000200 12.9 062 Q000200 42.4 062 R000200 1.9 063 A000200 0 063 B000200 11.0 PAGE 12 064 A000200 N 064 B000200 N 066 A000200 N 067 000200 N 068 A000200 N 068 B000200 N 069 000200 N 070 A010200 Y 070 A020200 Y 070 B010200 Y 070 B020200 N 070 C010200 Y 070 C020200 N 070 D010200 Y 070 D020200 N 070 E010200 Y 070 E020200 N 070 F010200 Y 070 F020200 N 070 G010200 Y 070 G020200 N 070 H010200 Y 070 H020200 N 070 I010200 Y 070 I020200 N 070 J010200 Y 070 J020200 Y 070 K010200 Y 070 K020200 N 070 L010200 Y 070 L020200 Y 070 M010200 Y 070 M020200 Y 070 N010200 Y 070 N020200 N 070 O010200 Y 070 O020200 N 070 P010200 Y 070 P020200 N 070 Q010200 Y 070 Q020200 N 070 R010200 Y 070 R020200 N 071 A000200 3670 071 B000200 3697 071 C000200 1578 071 D000200 233 072 A000200 12 072 B000200 98 072 C000200 0 072 D000200 0 PAGE 13 072 E000200 0 072 F000200 17 072 G000200 5 072 H000200 0 072 I000200 0 072 J000200 1 072 K000200 0 072 L000200 11 072 M000200 5 072 N000200 0 072 O000200 0 072 P000200 0 072 Q000200 0 072 R000200 12 072 S000200 8 072 T000200 0 072 U000200 8 072 V000200 0 072 W000200 0 072 X000200 67 072 Y000200 50 072 Z000200 81 072AA000200 73 072BB000200 79 072CC010200 0 072CC020200 0 072DD010200 124 072DD020200 0 072EE000200 0 073 A010200 0.7346 073 A020200 0.0000 073 B000200 0.0000 073 C000200 0.0000 074 A000200 0 074 B000200 129 074 C000200 0 074 D000200 1628 074 E000200 9 074 F000200 0 074 G000200 0 074 H000200 0 074 I000200 0 074 J000200 0 074 K000200 4 074 L000200 19 074 M000200 6 074 N000200 1795 074 O000200 0 074 P000200 0 074 Q000200 0 074 R010200 0 PAGE 14 074 R020200 0 074 R030200 0 074 R040200 5 074 S000200 0 074 T000200 1790 074 U010200 181 074 U020200 0 074 V010200 9.88 074 V020200 0.00 074 W000200 0.0000 074 X000200 5 074 Y000200 0 075 A000200 0 075 B000200 1679 076 000200 0.00 SIGNATURE MARY JANE MALONEY TITLE MANAGER EX-27 2
6 0001029879 WARBURG, PINCUS TRUST II 01 FIXED INCOME PORTFOLIO YEAR DEC-31-1998 DEC-31-1997 2765921 2776889 54088 7834 0 2838811 0 0 11615 11615 0 2815817 273876 60114 423 0 (11) 0 10967 2827196 1237 73904 0 (13106) 62035 46770 (4228) 104577 0 (71877) (46789) 0 3910106 (1786826) 118666 2227857 0 0 0 0 6619 45 70461 1323884 9.97 .46 .35 (.28) (.18) 0 10.32 .99 0 0

EX-27 3
6 0001029879 WARBURG, PINCUS TRUST II 02 GLOBAL FIXED INCOME PORTFOLIO YEAR DEC-31-1998 DEC-31-1998 1718636 1766259 22063 9862 0 1798184 0 0 7742 7742 0 1775891 181167 168629 (31073) 0 (5603) 0 51227 1790442 422 97381 14817 (16619) 96001 13895 84140 194036 0 (51816) 0 (72059) 0 0 123873 194034 0 (32902) 0 0 16787 90 66974 1678654 9.47 1.24 (.10) (.31) 0 (.42) 9.88 .99 0 0

EX-99 4 EXHIBIT INDEX Exhibit A: Attachment to item 77B: Accountant's report on internal control. - ------------------------------------------------------------ Exhibit A: REPORT OF INDEPENDENT ACCOUNTANTS To the Board of Trustees and Shareholders of Warburg, Pincus Trust II, Inc.: In planning and performing our audit of the financial statements and financial highlights of Warburg, Pincus Trust II, Inc., including the Warburg Pincus Fixed Income Portfolio and Warburg Pincus Global Fixed Income Portfolio (all portfolios collectively referred to as the "Trust") for the year ended December 31, 1998, we considered its internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and financial highlights and to comply with the requirements of Form N-SAR, not to provide assurance on internal control. The management of the Trust is responsible for establishing and maintaining internal control. In fulfilling this responsibility, estimates and judgements by management are required to assess the expected benefits and related costs of controls. Generally, controls that are relevant to an audit pertain to the entity's objective of preparing financial statements and financial highlights for external purposes that are fairly presented in conformity with generally accepted accounting principles. Those controls include the safeguarding of assets against unauthorised acquisition, use or disposition. Because of inherent limitations in internal controls, errors or fraud may occur and not be detected. Also, projection of any evaluation of internal control to future periods is subject to the risk that it may become inadequate because of changes in conditions or that the effectiveness of the design and operation may deteriorate. Our consideration of internal control would not necessarily disclose all matters in internal control that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements caused by errors or fraud in amounts that would be material in relation to the financial statements and financial highlights being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving internal control and its operation, including controls over safeguarding securities, that we consider to be material weaknesses as defined above as of December 31, 1998. This report is intended solely for the information and use of management, the Board of Trustees of the Trust, and the Securities and Exchange Commission. PricewaterhouseCoopers LLP February 5, 1999 ~~-----END PRIVACY-ENHANCED MESSAGE-----~~