-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MS1iMI8PLXNTPSa+uYvwkHmhKMqPN1mRKyqrXUCbxMIaG8FVn7vIDFDCiQ7iE6DX V1kDFTShnbNvuS+FB/9neQ== 0000940400-01-000128.txt : 20010228 0000940400-01-000128.hdr.sgml : 20010228 ACCESSION NUMBER: 0000940400-01-000128 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20001231 FILED AS OF DATE: 20010227 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WARBURG PINCUS TRUST II CENTRAL INDEX KEY: 0001029879 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: NSAR-B SEC ACT: SEC FILE NUMBER: 811-07999 FILM NUMBER: 1555653 BUSINESS ADDRESS: STREET 1: 466 LEXINGTON AVE CITY: NEW YORK STATE: NY ZIP: 10017-3147 BUSINESS PHONE: 2128780600 MAIL ADDRESS: STREET 1: 466 LEXINGTON AVE CITY: NEW YORK STATE: NY ZIP: 10017-3147 NSAR-B 1 0001.txt N-SAR (6.1) PAGE 1 000 B000000 12/31/2000 000 C000000 0001029879 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 WARBURG PINCUS TRUST II 001 B000000 811-07999 001 C000000 3027911640 002 A000000 400 BELLEVUE PARKWAY 002 B000000 WILMINGTON 002 C000000 DE 002 D010000 19809 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 1 007 C010100 1 007 C020100 FIXED INCOME PORTFOLIO 007 C030100 N 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A00AA01 CREDIT SUISSE ASSET MANAGEMENT, LLC 008 B00AA01 A 008 C00AA01 801-37170 008 D01AA01 NEW YORK 008 D02AA01 NY 008 D03AA01 10022 010 A00AA01 PFPC INC. 010 B00AA01 85-1196 010 C01AA01 WILMINGTON 010 C02AA01 DE 010 C03AA01 19809 010 A00AA02 CREDIT SUISSE ASSET MGMT. SECURITIES 010 B00AA02 801-00000 010 C01AA02 NEW YORK 010 C02AA02 NY 010 C03AA02 10017 011 A00AA01 DELETE PAGE 2 012 A00AA01 BOSTON FINANCIAL DATA SERVICES, INC. 012 B00AA01 85-00896 012 C01AA01 NORTH QUINCY 012 C02AA01 MA 012 C03AA01 02171 013 A00AA01 PRICEWATERHOUSECOOPERS LLP 013 B01AA01 PHILADELPHIA 013 B02AA01 PA 013 B03AA01 19103 015 A00AA01 STATE STREET BANK & TRUST CO. 015 B00AA01 C 015 C01AA01 BOSTON 015 C02AA01 MA 015 C03AA01 02110 015 E01AA01 X 015 A00AA02 DELETE 018 00AA00 Y 019 A00AA00 Y 019 B00AA00 47 019 C00AA00 WARBURG PI 020 C000001 0 020 C000002 0 020 C000003 0 020 C000004 0 020 C000005 0 020 C000006 0 020 C000007 0 020 C000008 0 020 C000009 0 020 C000010 0 021 000000 0 022 A000001 MUTUAL FUND AGENT 022 B000001 00-0000000 022 C000001 3005 022 D000001 3082 022 A000002 GREENWICH CAPITAL MARKETS 022 B000002 13-3172275 022 C000002 0 022 D000002 1489 022 A000003 G.X. CLARKE & COMPANY 022 B000003 13-2969143 022 C000003 207 022 D000003 602 022 A000004 SALOMON BROTHRS INC. 022 B000004 13-3082694 022 C000004 284 022 D000004 300 022 A000005 FIRST TENNESSEE BANK N.A. 022 B000005 00-0000000 022 C000005 398 022 D000005 171 PAGE 3 022 A000006 SPEAR, LEEDS & KELLOGG 022 B000006 13-5515160 022 C000006 0 022 D000006 428 022 A000007 GOLDMAN, SACHS INC. 022 B000007 13-5108880 022 C000007 0 022 D000007 283 022 A000008 BEAR, STEARNS INC. 022 B000008 13-3299429 022 C000008 171 022 D000008 77 022 A000009 SHEARSON, LEHMAN BROTHERS INC. 022 B000009 13-2518466 022 C000009 85 022 D000009 150 022 A000010 MERRILL LYNCH, PIERCE, FENNER & SMITH, INC. 022 B000010 13-5674085 022 C000010 0 022 D000010 193 023 C000000 4350 023 D000000 7054 026 A000000 N 026 B000000 Y 026 C000000 N 026 D000000 Y 026 E000000 N 026 F000000 N 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 Y 077 A000000 Y 077 B000000 Y 077 C000000 N 077 D000000 N 077 E000000 N 077 F000000 N 077 G000000 N 077 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G040100 2516 028 H000100 0 029 000100 N 030 A000100 0 030 B000100 0.00 030 C000100 0.00 031 A000100 0 031 B000100 0 032 000100 0 033 000100 0 034 000100 N 035 000100 0 036 B000100 0 037 000100 N 038 000100 0 039 000100 N 040 000100 N 045 000100 Y 046 000100 N 047 000100 Y 048 000100 0.500 048 A010100 0 048 A020100 0.000 048 B010100 0 048 B020100 0.000 048 C010100 0 048 C020100 0.000 048 D010100 0 048 D020100 0.000 048 E010100 0 048 E020100 0.000 048 F010100 0 048 F020100 0.000 048 G010100 0 048 G020100 0.000 048 H010100 0 048 H020100 0.000 048 I010100 0 048 I020100 0.000 048 J010100 0 048 J020100 0.000 048 K010100 0 048 K020100 0.000 049 000100 N 050 000100 N 051 000100 N 052 000100 N 053 A000100 Y 053 B000100 Y PAGE 6 053 C000100 N 054 A000100 Y 054 B000100 Y 054 C000100 Y 054 D000100 N 054 E000100 N 054 F000100 N 054 G000100 Y 054 H000100 N 054 I000100 N 054 J000100 N 054 K000100 N 054 L000100 Y 054 M000100 Y 054 N000100 N 054 O000100 N 055 A000100 N 055 B000100 N 056 000100 Y 057 000100 N 058 A000100 N 059 000100 Y 060 A000100 Y 060 B000100 Y 061 000100 0 062 A000100 Y 062 B000100 0.0 062 C000100 0.0 062 D000100 0.0 062 E000100 0.0 062 F000100 0.0 062 G000100 0.0 062 H000100 0.0 062 I000100 0.0 062 J000100 0.0 062 K000100 0.0 062 L000100 0.9 062 M000100 16.4 062 N000100 0.0 062 O000100 0.0 062 P000100 17.8 062 Q000100 66.9 062 R000100 0.3 063 A000100 0 063 B000100 12.9 064 A000100 N 064 B000100 N 066 A000100 N 067 000100 N 068 A000100 N 068 B000100 N PAGE 7 069 000100 N 070 A010100 Y 070 A020100 N 070 B010100 Y 070 B020100 N 070 C010100 Y 070 C020100 N 070 D010100 Y 070 D020100 N 070 E010100 Y 070 E020100 N 070 F010100 Y 070 F020100 N 070 G010100 Y 070 G020100 N 070 H010100 Y 070 H020100 N 070 I010100 Y 070 I020100 N 070 J010100 Y 070 J020100 N 070 K010100 Y 070 K020100 Y 070 L010100 Y 070 L020100 N 070 M010100 Y 070 M020100 N 070 N010100 Y 070 N020100 N 070 O010100 Y 070 O020100 N 070 P010100 Y 070 P020100 N 070 Q010100 Y 070 Q020100 N 070 R010100 Y 070 R020100 N 071 A000100 1095 071 B000100 3774 071 C000100 3266 071 D000100 34 072 A000100 12 072 B000100 228 072 C000100 0 072 D000100 0 072 E000100 0 072 F000100 17 072 G000100 10 072 H000100 0 072 I000100 -1 072 J000100 14 PAGE 8 072 K000100 0 072 L000100 22 072 M000100 16 072 N000100 0 072 O000100 0 072 P000100 0 072 Q000100 0 072 R000100 13 072 S000100 13 072 T000100 0 072 U000100 2 072 V000100 0 072 W000100 3 072 X000100 109 072 Y000100 64 072 Z000100 183 072AA000100 35 072BB000100 46 072CC010100 112 072CC020100 0 072DD010100 183 072DD020100 0 072EE000100 0 073 A010100 1.2800 073 A020100 0.0000 073 B000100 0.0000 073 C000100 0.0000 074 A000100 0 074 B000100 0 074 C000100 13 074 D000100 1591 074 E000100 5 074 F000100 0 074 G000100 0 074 H000100 0 074 I000100 0 074 J000100 0 074 K000100 21 074 L000100 15 074 M000100 8 074 N000100 1653 074 O000100 60 074 P000100 0 074 Q000100 0 074 R010100 0 074 R020100 0 074 R030100 0 074 R040100 21 074 S000100 0 074 T000100 1572 074 U010100 162 PAGE 9 074 U020100 0 074 V010100 9.71 074 V020100 0.00 074 W000100 0.0000 074 X000100 5 074 Y000100 0 075 A000100 0 075 B000100 3498 076 000100 0.00 SIGNATURE MARY JANE MALONEY TITLE MANAGER EX-99 2 0002.txt EXHIBIT INDEX Exhibit A: Attachment to item 77B: Accountants report on internal control - ------------------------------------------------------- Exhibit A: Report of Independent Accountants To the Board of Directors and Shareholders of Warburg, Pincus Trust II Fixed Income Portfolio, Inc.: In planning and performing our audit of the financial statements of Warburg, Pincus Trust II Fixed Income Portfolio, Inc. (the "Fund") for the year ended December 31, 2000, we considered its internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, not to provide assurance on internal control. The management of the Fund is responsible for establishing and maintaining internal control. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. Generally, controls that are relevant to an audit pertain to the entity's objective of preparing financial statements for external purposes that are fairly presented in conformity with generally accepted accounting principles. Those controls include the safeguarding of assets against unauthorized acquisition, use or disposition. Because of inherent limitations in internal control, errors or fraud may occur and not be detected. Also, projection of any evaluation of internal control to future periods is subject to the risk that controls may become inadequate because of changes in conditions or that the effectiveness of their design and operation may deteriorate. Our consideration of internal control would not necessarily disclose all matters in internal control that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements caused by error or fraud in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving internal control and its operation, including controls for safeguarding securities, that we consider to be material weaknesses as defined above as of December 31, 2000. This report is intended solely for the information and use of the Board of Directors, management and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. PricewaterhouseCoopers LLP Philadelphia, Pennsylvania February 9, 2001 -----END PRIVACY-ENHANCED MESSAGE-----