0001437749-23-000193.txt : 20230103 0001437749-23-000193.hdr.sgml : 20230103 20230103170405 ACCESSION NUMBER: 0001437749-23-000193 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230102 FILED AS OF DATE: 20230103 DATE AS OF CHANGE: 20230103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mozden Joe Jr CENTRAL INDEX KEY: 0001836519 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14007 FILM NUMBER: 23503072 MAIL ADDRESS: STREET 1: 3423 WILD PRAIRIE LN CITY: GENEVA STATE: IL ZIP: 60134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SONIC FOUNDRY INC CENTRAL INDEX KEY: 0001029744 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 391783372 STATE OF INCORPORATION: MD FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 222 W. WASHINGTON AVENUE CITY: MADISON STATE: WI ZIP: 53703 BUSINESS PHONE: 6084431600 MAIL ADDRESS: STREET 1: 222 W. WASHINGTON AVENUE CITY: MADISON STATE: WI ZIP: 53703 4 1 rdgdoc.xml FORM 4 X0306 4 2023-01-02 0001029744 SONIC FOUNDRY INC SOFO 0001836519 Mozden Joe Jr 222 W. WASHINGTON AVE, STE. 100 MADISON WI 53703 1 1 Chief Executive Officer Employee Stock Option 0.81 2023-01-02 4 A 0 175000 0 A 2033-01-02 Common Stock 175000 855000 D Option vests 1/3 annually beginning 1/2/2024 /s/ Joe Mozden, Jr. 2023-01-03