0001181431-13-055358.txt : 20131028 0001181431-13-055358.hdr.sgml : 20131028 20131028191657 ACCESSION NUMBER: 0001181431-13-055358 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131028 FILED AS OF DATE: 20131028 DATE AS OF CHANGE: 20131028 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SONIC FOUNDRY INC CENTRAL INDEX KEY: 0001029744 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 391783372 STATE OF INCORPORATION: MD FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 222 W. WASHINGTON AVENUE STREET 2: SUITE 775 CITY: MADISON STATE: WI ZIP: 53703 BUSINESS PHONE: 6084431600 MAIL ADDRESS: STREET 1: 222 W. WASHINGTON AVENUE STREET 2: SUITE 775 CITY: MADISON STATE: WI ZIP: 53703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lipps Robert M CENTRAL INDEX KEY: 0001432300 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30407 FILM NUMBER: 131174308 MAIL ADDRESS: STREET 1: 222 W. WASHINGTON AVE. CITY: MADISON STATE: WI ZIP: 53703 4 1 rrd393653.xml X0306 4 2013-10-28 0 0001029744 SONIC FOUNDRY INC SOFO 0001432300 Lipps Robert M 222 W WASHINGTON AVE MADISON WI 53703 0 1 0 0 Executive Vice President Sales Employee Common Stock Option 9.45 2013-10-28 4 A 0 33825 A 2023-10-28 Common Stock 33825 144695 D 11,275 Exercisable 10/28/14 and 10/28/15 and 10/28/16 N/A Robert M. Lipps 2013-10-28