0001029744-18-000092.txt : 20181116 0001029744-18-000092.hdr.sgml : 20181116 20181116110726 ACCESSION NUMBER: 0001029744-18-000092 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181115 FILED AS OF DATE: 20181116 DATE AS OF CHANGE: 20181116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BURISH MARK D CENTRAL INDEX KEY: 0001170370 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30407 FILM NUMBER: 181188985 MAIL ADDRESS: STREET 1: HURLEY, BURISH, MILLIKEN S.C. STREET 2: 301 NORTH BROOM STREET CITY: MADISON STATE: WI ZIP: 53703 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SONIC FOUNDRY INC CENTRAL INDEX KEY: 0001029744 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 391783372 STATE OF INCORPORATION: MD FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 222 W. WASHINGTON AVENUE CITY: MADISON STATE: WI ZIP: 53703 BUSINESS PHONE: 6084431600 MAIL ADDRESS: STREET 1: 222 W. WASHINGTON AVENUE CITY: MADISON STATE: WI ZIP: 53703 4 1 wf-form4_154238442824322.xml FORM 4 X0306 4 2018-11-15 0 0001029744 SONIC FOUNDRY INC SOFO 0001170370 BURISH MARK D HURLEY, BURISH AND STANTON 33 E. MAIN ST., SUITE 400 MADISON WI 53703 1 0 1 0 9% Cumulative Voting Convertible Preferred Stock, Series A 2018-11-15 4 C 0 718 762.85 D 1980 D Common Stock 2018-11-15 4 C 0 169741 4.23 A 867720 D Each share of 9% Cumulative Voting Convertible Preferred Stock, Series A, are convertible into that number of shares of common stock determined by dividing $4.23 into the liquidation amount of $1,000 per share Represents 718.0 shares of Series A Preferred Stock ($500,000 of Series A Preferred Stock acquired on November 9, 2017 and dividends accrued thereon) converting into 169,741 shares of common stock Securities owned include dividends accumulated as of the date of this filing. Mark Burish 2018-11-15