0001029744-18-000092.txt : 20181116
0001029744-18-000092.hdr.sgml : 20181116
20181116110726
ACCESSION NUMBER: 0001029744-18-000092
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181115
FILED AS OF DATE: 20181116
DATE AS OF CHANGE: 20181116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BURISH MARK D
CENTRAL INDEX KEY: 0001170370
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30407
FILM NUMBER: 181188985
MAIL ADDRESS:
STREET 1: HURLEY, BURISH, MILLIKEN S.C.
STREET 2: 301 NORTH BROOM STREET
CITY: MADISON
STATE: WI
ZIP: 53703
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SONIC FOUNDRY INC
CENTRAL INDEX KEY: 0001029744
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 391783372
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 222 W. WASHINGTON AVENUE
CITY: MADISON
STATE: WI
ZIP: 53703
BUSINESS PHONE: 6084431600
MAIL ADDRESS:
STREET 1: 222 W. WASHINGTON AVENUE
CITY: MADISON
STATE: WI
ZIP: 53703
4
1
wf-form4_154238442824322.xml
FORM 4
X0306
4
2018-11-15
0
0001029744
SONIC FOUNDRY INC
SOFO
0001170370
BURISH MARK D
HURLEY, BURISH AND STANTON
33 E. MAIN ST., SUITE 400
MADISON
WI
53703
1
0
1
0
9% Cumulative Voting Convertible Preferred Stock, Series A
2018-11-15
4
C
0
718
762.85
D
1980
D
Common Stock
2018-11-15
4
C
0
169741
4.23
A
867720
D
Each share of 9% Cumulative Voting Convertible Preferred Stock, Series A, are convertible into that number of shares of common stock determined by dividing $4.23 into the liquidation amount of $1,000 per share
Represents 718.0 shares of Series A Preferred Stock ($500,000 of Series A Preferred Stock acquired on November 9, 2017 and dividends accrued thereon) converting into 169,741 shares of common stock
Securities owned include dividends accumulated as of the date of this filing.
Mark Burish
2018-11-15