0001029744-16-000029.txt : 20161229 0001029744-16-000029.hdr.sgml : 20161229 20161229165643 ACCESSION NUMBER: 0001029744-16-000029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161227 FILED AS OF DATE: 20161229 DATE AS OF CHANGE: 20161229 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SONIC FOUNDRY INC CENTRAL INDEX KEY: 0001029744 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 391783372 STATE OF INCORPORATION: MD FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 222 W. WASHINGTON AVENUE STREET 2: SUITE 775 CITY: MADISON STATE: WI ZIP: 53703 BUSINESS PHONE: 6084431600 MAIL ADDRESS: STREET 1: 222 W. WASHINGTON AVENUE STREET 2: SUITE 775 CITY: MADISON STATE: WI ZIP: 53703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MINOR KENNETH A CENTRAL INDEX KEY: 0001182098 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30407 FILM NUMBER: 162075664 4 1 wf-form4_148304859073715.xml FORM 4 X0306 4 2016-12-27 0 0001029744 SONIC FOUNDRY INC SOFO 0001182098 MINOR KENNETH A 222 W. WASHINGTON AVENUE MADISON WI 53703 0 1 0 0 Chief Financial Officer Employee Common Stock Option 4.75 2016-12-27 4 A 0 41273 A 2026-12-27 Common Stock 41273.0 236779 D Employee Common Stock Option 4.75 2016-12-27 4 A 0 4320 A 2026-12-27 Common Stock 4320.0 241099 D 13,757 exercisable 12/27/17. 13,758 exercisable 12/27/18 and 12/27/19 N/A 4,320 exercisable 12/27/17 Kenneth A. Minor 2016-12-29