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Filing Detail
Form 8-K - Current report:
SEC Accession No. 0001493152-19-008355
Filing Date
2019-05-29
Accepted
2019-05-29 16:30:11
Documents
3
Period of Report
2019-05-29
Items
Item 1.01: Entry into a Material Definitive Agreement
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 9.01: Financial Statements and Exhibits

Document Format Files

Seq Description Document Type Size
1 form8-k.htm 8-K 47668
2 ex4-1.htm EX-4.1 156627
3 ex5-1.htm EX-5.1 21416
  Complete submission text file 0001493152-19-008355.txt   227338
Mailing Address 4400 BISCAYNE BLVD. 12TH FLOOR MIAMI FL 33137
Business Address 4400 BISCAYNE BLVD. 12TH FLOOR MIAMI FL 33137 305-572-4100
LADENBURG THALMANN FINANCIAL SERVICES INC. (Filer) CIK: 0001029730 (see all company filings)

IRS No.: 650701248 | State of Incorp.: FL | Fiscal Year End: 1231
Type: 8-K | Act: 34 | File No.: 001-15799 | Film No.: 19862403
SIC: 6211 Security Brokers, Dealers & Flotation Companies