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Filing Detail
Form 8-K - Current report:
SEC Accession No. 0001493152-19-017124
Filing Date
2019-11-14
Accepted
2019-11-14 06:17:46
Documents
55
Period of Report
2019-11-14
Items
Item 1.01: Entry into a Material Definitive Agreement
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits

Document Format Files

Seq Description Document Type Size
1 form8-k.htm 8-K 60036
2 ex2-1.htm EX-2.1 772699
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14 exh-b_001.jpg GRAPHIC 424227
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18 exh-b_005.jpg GRAPHIC 292723
19 exh-b_006.jpg GRAPHIC 306068
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22 exh-b_009.jpg GRAPHIC 286498
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25 exh-b_012.jpg GRAPHIC 295152
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28 exh-b_015.jpg GRAPHIC 40121
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38 exh-b_025.jpg GRAPHIC 177710
39 exh-b_026.jpg GRAPHIC 107241
40 exh-b_027.jpg GRAPHIC 188072
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42 exh-b_029.jpg GRAPHIC 192858
43 exh-b_030.jpg GRAPHIC 210255
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54 exh-b_041.jpg GRAPHIC 200773
55 exh-b_042.jpg GRAPHIC 41695
  Complete submission text file 0001493152-19-017124.txt   15540804
Mailing Address 4400 BISCAYNE BLVD. 12TH FLOOR MIAMI FL 33137
Business Address 4400 BISCAYNE BLVD. 12TH FLOOR MIAMI FL 33137 305-572-4100
LADENBURG THALMANN FINANCIAL SERVICES INC. (Filer) CIK: 0001029730 (see all company filings)

IRS No.: 650701248 | State of Incorp.: FL | Fiscal Year End: 1231
Type: 8-K | Act: 34 | File No.: 001-15799 | Film No.: 191216211
SIC: 6211 Security Brokers, Dealers & Flotation Companies