0001209191-16-122227.txt : 20160520 0001209191-16-122227.hdr.sgml : 20160520 20160520170557 ACCESSION NUMBER: 0001209191-16-122227 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160518 FILED AS OF DATE: 20160520 DATE AS OF CHANGE: 20160520 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LADENBURG THALMANN FINANCIAL SERVICES INC CENTRAL INDEX KEY: 0001029730 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 650701248 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4400 BISCAYNE BLVD. STREET 2: 12TH FLOOR CITY: MIAMI STATE: FL ZIP: 33137 BUSINESS PHONE: 212-409-2000 MAIL ADDRESS: STREET 1: 4400 BISCAYNE BLVD. STREET 2: 12TH FLOOR CITY: MIAMI STATE: FL ZIP: 33137 FORMER COMPANY: FORMER CONFORMED NAME: GBI CAPITAL MANAGEMENT CORP DATE OF NAME CHANGE: 19990826 FORMER COMPANY: FORMER CONFORMED NAME: FROST HANNA CAPITAL GROUP INC DATE OF NAME CHANGE: 19961227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BEINSTEIN HENRY C CENTRAL INDEX KEY: 0001182482 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15799 FILM NUMBER: 161667076 MAIL ADDRESS: STREET 1: 8 DOGWOOD LANE CITY: LARCHMONT STATE: NY ZIP: 10538-3418 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-05-18 0 0001029730 LADENBURG THALMANN FINANCIAL SERVICES INC LTS 0001182482 BEINSTEIN HENRY C C/O GAGNON SECURITIES 1370 AVENUE OF THE AMERICAS NEW YORK NY 10019 1 0 0 0 Stock Option (Right to Buy) 2.40 2016-05-18 4 A 0 50000 0.00 A 2017-05-18 2026-05-18 Common Stock 50000 50000 D /s/ Henry C. Beinstein 2016-05-19