0001209191-16-110466.txt : 20160324
0001209191-16-110466.hdr.sgml : 20160324
20160324172842
ACCESSION NUMBER: 0001209191-16-110466
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160323
FILED AS OF DATE: 20160324
DATE AS OF CHANGE: 20160324
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LADENBURG THALMANN FINANCIAL SERVICES INC
CENTRAL INDEX KEY: 0001029730
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 650701248
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4400 BISCAYNE BLVD.
STREET 2: 12TH FLOOR
CITY: MIAMI
STATE: FL
ZIP: 33137
BUSINESS PHONE: 212-409-2000
MAIL ADDRESS:
STREET 1: 4400 BISCAYNE BLVD.
STREET 2: 12TH FLOOR
CITY: MIAMI
STATE: FL
ZIP: 33137
FORMER COMPANY:
FORMER CONFORMED NAME: GBI CAPITAL MANAGEMENT CORP
DATE OF NAME CHANGE: 19990826
FORMER COMPANY:
FORMER CONFORMED NAME: FROST HANNA CAPITAL GROUP INC
DATE OF NAME CHANGE: 19961227
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BEINSTEIN HENRY C
CENTRAL INDEX KEY: 0001182482
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15799
FILM NUMBER: 161528143
MAIL ADDRESS:
STREET 1: 8 DOGWOOD LANE
CITY: LARCHMONT
STATE: NY
ZIP: 10538-3418
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-03-23
0
0001029730
LADENBURG THALMANN FINANCIAL SERVICES INC
LTS
0001182482
BEINSTEIN HENRY C
C/O GAGNON SECURITIES
1370 AVENUE OF THE AMERICAS
NEW YORK
NY
10019
1
0
0
0
Common Stock
2016-03-23
4
M
0
20000
1.39
A
102143
D
Common Stock
1532
I
Held by Spouse's IRA
Stock Option (Right to Buy)
1.39
2016-03-23
4
M
0
20000
0.00
D
2007-11-06
2016-11-05
Common Stock
20000
0
D
Includes 22,143 shares of common stock that were erroneously omitted from prior reports.
/s/ Henry C. Beinstein
2016-03-24