-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Hx+IuEFAIx+8lFkmY+1kieLgcC3lw1mieJlrEbgwZOcU6MHRYxkUlvKtHoLPnZir shOdmbrOp94Ckj/siqin6g== 0000950147-02-000259.txt : 20020414 0000950147-02-000259.hdr.sgml : 20020414 ACCESSION NUMBER: 0000950147-02-000259 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020214 GROUP MEMBERS: ING PILGRIM CAPITAL CORPORATION, LLC GROUP MEMBERS: ING PILGRIM GROUP, LLC GROUP MEMBERS: PILGRIM FINANCIAL SERVICES FUND, INC. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INTERNATIONAL AIRCRAFT INVESTORS CENTRAL INDEX KEY: 0001029688 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EQUIPMENT RENTAL & LEASING, NEC [7359] IRS NUMBER: 954176107 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-52519 FILM NUMBER: 02549172 BUSINESS ADDRESS: STREET 1: 3655 TORRANCE BLVD STREET 2: SUITE 410 CITY: TORRANCE STATE: CA ZIP: 90503 BUSINESS PHONE: 3103163080 MAIL ADDRESS: STREET 1: 3655 TORRANCE BLVD STREET 2: SUITE 410 CITY: TORRANCE STATE: CA ZIP: 90503 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ING PILGRIM INVESTMENTS LLC CENTRAL INDEX KEY: 0001077479 IRS NUMBER: 954516049 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 7337 EAST DOUBLETREE RANCH ROAD STREET 2: 7337 EAST DOUBLETREE RANCH ROAD CITY: SCOTTSDALE STATE: AZ ZIP: 85258 BUSINESS PHONE: 800-992-0180 MAIL ADDRESS: STREET 1: 7337 EAST DOUBLETREE RANCH ROAD STREET 2: 7337 EAST DOUBLETREE RANCH ROAD CITY: SCOTTSDALE STATE: AZ ZIP: 85258 FORMER COMPANY: FORMER CONFORMED NAME: PILGRIM INVESTMENTS INC DATE OF NAME CHANGE: 19990125 SC 13G 1 e-8139.txt SC13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934* INTERNATIONAL AIRCRAFT INVESTORS (Name of Issuer) Common Stock (Title of Class of Securities) 458860103 (CUSIP Number) August 1, 2001 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that Section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 458860103 1 NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS ING Pilgrim Capital Corporation, LLC 86-1020892 ----------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] N/A ----------------------------------------------------------------------------- 3 SEC USE ONLY ----------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware ----------------------------------------------------------------------------- 5 SOLE VOTING POWER 0 NUMBER OF ------------------------------------------------------------ SHARES 6 SHARED VOTING POWER BENEFICIALLY 0 OWNED BY ------------------------------------------------------------ EACH 7 SOLE DISPOSITIVE POWER REPORTING 0 PERSON ------------------------------------------------------------ WITH 8 SHARED DISPOSITIVE POWER 0 ------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON None. Pursuant to Rule 13d-4, ING Pilgrim Capital Corporation, LLC declares that the filing of this Schedule 13G shall not be deemed to be an admission by it that it is, for purposes of Section 13(d) or 13(g) of the Securities Exchange Act, the beneficial owner of any securities covered by this statement. ---------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] N/A ----------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0% ----------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* HC ----------------------------------------------------------------------------- Page 2 of 9 CUSIP NO. 458860103 1 NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS ING Pilgrim Group, LLC 86-1020893 ----------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] N/A ----------------------------------------------------------------------------- 3 SEC USE ONLY ----------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware ----------------------------------------------------------------------------- 5 SOLE VOTING POWER 0 NUMBER OF ------------------------------------------------------------ SHARES 6 SHARED VOTING POWER BENEFICIALLY 0 OWNED BY ------------------------------------------------------------ EACH 7 SOLE DISPOSITIVE POWER REPORTING 0 PERSON ------------------------------------------------------------ WITH 8 SHARED DISPOSITIVE POWER 0 ------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON None. Pursuant to Rule 13d-4, ING Pilgrim Group, LLC declares that the filing of this Schedule 13G shall not be deemed to be an admission by it that it is, for purposes of Section 13(d) or 13(g) of the Securities Exchange Act, the beneficial owner of any securities covered by this statement. ---------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] N/A ----------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0% ----------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* HC ----------------------------------------------------------------------------- Page 3 of 9 CUSIP NO. 458860103 1 NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS ING Pilgrim Investments, LLC 86-1020890 ----------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] N/A ----------------------------------------------------------------------------- 3 SEC USE ONLY ----------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware ----------------------------------------------------------------------------- 5 SOLE VOTING POWER 0 NUMBER OF ------------------------------------------------------------ SHARES 6 SHARED VOTING POWER BENEFICIALLY 0 OWNED BY ------------------------------------------------------------ EACH 7 SOLE DISPOSITIVE POWER REPORTING 0 PERSON ------------------------------------------------------------ WITH 8 SHARED DISPOSITIVE POWER 0 ------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON None. Pursuant to Rule 13d-4, ING Pilgrim Investments, LLC declares that the filing of this Schedule 13G shall not be deemed to be an admission by it that it is, for purposes of Section 13(d) or 13(g) of the Securities Exchange Act, the beneficial owner of any securities covered by this statement. ---------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] N/A ----------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0% ----------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IA ----------------------------------------------------------------------------- Page 4 of 9 CUSIP NO. 458860103 1 NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Pilgrim Financial Services Fund, Inc. 95-4020286 ----------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] N/A ----------------------------------------------------------------------------- 3 SEC USE ONLY ----------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Maryland ----------------------------------------------------------------------------- 5 SOLE VOTING POWER 0 NUMBER OF ------------------------------------------------------------ SHARES 6 SHARED VOTING POWER BENEFICIALLY 0 OWNED BY ------------------------------------------------------------ EACH 7 SOLE DISPOSITIVE POWER REPORTING 0 PERSON ------------------------------------------------------------ WITH 8 SHARED DISPOSITIVE POWER 0 ------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON None ---------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] N/A ----------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0% ----------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IV ----------------------------------------------------------------------------- Page 5 of 9 ITEM 1. (a) Name of Issuer: International Aircraft Investors (b) Address of Issuer's Principal Executive Offices: 3655 Torrance Boulevard, Suite 410 Torrance, California 90503 ITEM 2. (a) Name of Person Filing: ING Pilgrim Capital Corporation, LLC ING Pilgrim Group, LLC ING Pilgrim Investments, LLC Pilgrim Financial Services Fund, Inc. (b) Address of Principal Business Offices or, if none, Residence: ING Pilgrim Capital Corporation, LLC: 7337 East Doubletree Ranch Road, Scottsdale, AZ 85258-2034 (c) Citizenship Not applicable (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 458860103 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SECTIONS 240.13D-1(B) OR 240.13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS A: (a) [ ] Broker or dealer registered under Section 15 of the Securities Exchange Act of 1934 (the "Act"). (b) [ ] Bank as defined in Section 3(a)(6) of the Act. (c) [ ] Insurance company as defined in Section 3(a)(19) of the Act. Page 6 of 9 (d) [X] Investment company registered under Section 8 of the Investment Company Act of 1940. (e) [X] An investment advisor in accordance with Section 240.13d-1(b)(1)(ii)(E). (f) [ ] An employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F). (g) [X] A parent holding company or control person in accordance with Section 240.13d-1(b)(1)(ii)(G). (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act. (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940. (j) [ ] Group, in accordance with Section 240.13d-1(b)(1)(ii)(J). ITEM 4. OWNERSHIP. Items (a) through (c): See items 1 and 5-11 of the cover pages to this filing. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. [X] ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. ING Pilgrim Investments, LLC, which is a registered investment adviser under Section 203 of the Investment Advisers Act, is a wholly owned subsidiary of ING Pilgrim Capital Corporation, LLC, which is a wholly-owned subsidiary of ING Groep, N.V. The reported shares were beneficially owned by Pilgrim Financial Services Fund, Inc., which is a registered investment company for which ING Pilgrim Investments, LLC serves as investment adviser. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not applicable Page 7 of 9 ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not applicable ITEM 10. CERTIFICATION By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. ING PILGRIM CAPITAL CORPORATION, LLC February 14, 2002 By: /s/ Robert S. Naka ---------------------------------------- Name: Robert S. Naka Title: Senior Vice President ING PILGRIM GROUP, LLC February 14, 2002 By: /s/ Robert S. Naka ---------------------------------------- Name: Robert S. Naka Title: Senior Vice President ING PILGRIM INVESTMENTS, LLC February 14, 2002 By: /s/ Robert S. Naka ---------------------------------------- Name: Robert S. Naka Title: Senior Vice President PILGRIM FINANCIAL SERVICES FUND, INC. February 14, 2002 By: /s/ Robert S. Naka ---------------------------------------- Name: Robert S. Naka Title: Senior Vice President Page 8 of 9 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with each other of a Schedule 13G, and all amendments thereto, with respect to each holding of Pilgrim Financial Services Fund, Inc. as to which such a report must be made, and that each such Schedule and all amendments thereto are made on behalf of each of them. IN WITNESS WHEREOF, the undersigned hereby execute this agreement this 14th day of February, 2002. ING PILGRIM CAPITAL CORPORATION, LLC February 14, 2002 By: /s/ Robert S. Naka ---------------------------------------- Name: Robert S. Naka Title: Senior Vice President ING PILGRIM GROUP, LLC February 14, 2002 By: /s/ Robert S. Naka ---------------------------------------- Name: Robert S. Naka Title: Senior Vice President ING PILGRIM INVESTMENTS, LLC February 14, 2002 By: /s/ Robert S. Naka ---------------------------------------- Name: Robert S. Naka Title: Senior Vice President PILGRIM FINANCIAL SERVICES FUND, INC. February 14, 2002 By: /s/ Robert S. Naka ---------------------------------------- Name: Robert S. Naka Title: Senior Vice President Page 9 of 9 -----END PRIVACY-ENHANCED MESSAGE-----