-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ISWDQAgpxyzRc6qs4d2Q6u381wNagIhc03SC8Apo2UbvoBHfygp89Zc/V2f3AgKD AX8/NtbgQzTJ0mmysSbLrA== /in/edgar/work/20000530/0001029590-00-000025/0001029590-00-000025.txt : 20000919 0001029590-00-000025.hdr.sgml : 20000919 ACCESSION NUMBER: 0001029590-00-000025 CONFORMED SUBMISSION TYPE: U-9C-3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20000331 FILED AS OF DATE: 20000530 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CONECTIV CENTRAL INDEX KEY: 0001029590 STANDARD INDUSTRIAL CLASSIFICATION: [4931 ] IRS NUMBER: 510377417 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-9C-3 SEC ACT: SEC FILE NUMBER: 074-00033 FILM NUMBER: 645597 BUSINESS ADDRESS: STREET 1: 800 KING STREET P O BOX 231 CITY: WILMINGTON STATE: DE ZIP: 19899 BUSINESS PHONE: 3024293114 MAIL ADDRESS: STREET 1: 800 KING ST STREET 2: P O BOX 231 CITY: WILMINGTON STATE: DE ZIP: 19899 U-9C-3 1 0001.txt As Filed with the Securities and Exchange Commission on May 30, 2000 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM U-9C-3 QUARTERLY REPORT PURSUANT TO RULE 58 OF THE PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 For the quarterly period ended March 31, 2000 Conectiv (Name of Registered Holding Company) 800 King Street Wilmington, DE 19899 (Address of Principal Executives Offices) Inquiries concerning this Form U-9C-3 may be directed to either: Peter F. Clark General Counsel Conectiv 800 King Street Wilmington, DE 19899 or Philip S. Reese Vice President and Treasurer Conectiv 800 King Street Wilmington, DE 19899 (302) 429-3884 2 Conectiv FORM U-9C-3 For the Quarter Ended March 31, 2000 Table of Contents Page Item 1. Organization Chart 1 Item 2. Issuance and Renewals of Securities and Capital Contributions 1 Item 3. Associated Transactions 1 Item 4. Summary of Aggregate Investment 2 Item 5. Other Investments 3 Item 6. Financial Statements and Exhibits 3 SIGNATURE 4 3 Item 1. - ORGANIZATION CHART Percentage Energy or of Voting Name of Gas Date of State of Securities Reporting Company Related Organization Organization Held Nature of Company Business None
Item 2. - ISSUANCES AND RENEWALS OF SECURITIES AND CAPITAL CONTRIBUTIONS CAPITIAL CONTRIBUTIONS: Principal Amount of Person to Whom Company Issuing Type of Security Security Security Was Security Issued Issued None
Item 3. - ASSOCIATED TRANSACTIONS Part I. - Transactions performed by reporting companies on behalf of associate companies. NONE 4 Part II - Transactions performed by associate companies on behalf of reporting companies. Types of Direct Costs Total amount Associate Company Reporting Company Services Charged Billed Rendering Services Receiving Services Conectiv Resource Conectiv Operating Core Business Support, * * Partners, Inc. Services Company Financial services, Legal, Marketing, Environmental, Executive Management Conectiv Resource Conectiv Energy Core Business Support, * * Partners, Inc. Supply, Inc Financial services, Legal, Marketing, Executive Management Conectiv Resource Delmarva Services Financial, Executive Partners, Inc. Management and Corporate services * * Conectiv Resource Enerval Core Business Partners, Inc. Support, Financial Services * * Conectiv Resource Conectiv Thermal Procurement & Corp Partners, Inc. Systems, Inc. Services, Financial Services, Legal, Marketing, Information, Communications Services Environmental, Executive Management * * Conectiv Resource DCTC Burney Inc. Core Business Partners, Inc. Support, Legal * * * Confidential Treatment Requested
5 Item 4. - SUMMARY OF AGGREGATE INVESTMENT Investments in energy-related companies (in thousands): Total consolidated capitalization as of March 31, 2000 $3,532,782 Line 1 Total capitalization multiplied by 15% $ 529,917 Line 2 (Line 1 multiplied by 0.15) Greater of $50 million or line 2 $ 529,917 Line 3 Total current aggregate investment: (categorized by major line of energy-related business) Energy-related business Category - Rule 58(b)(1)(ii) (1) * Energy-related business Category - Rule 58(b)(1)(v) (2) * Energy-related business Category - Rule 58(b)(1)(vi) (3) * Energy-related business Category - Rule 58(b)(1)(vii) (4) * Total current aggregate investment * Line 4 Difference between the greater of $50 million or 15% of Capitalization and the total aggregate investment of the Registered holding company system (line 3 less line 4) ** Line 5 * Confidential Treatment Requested ** Effective August 10, 1999 indirect ownership of EnerTech Capital Partner, L.P. ("EnerTech") was transferred to Conectiv Solutions LLC pursuant to an order dated August 10, 1999. EnerTech no longer derives predominantly all revenues from investments in companies engaged in electric technologies and will no longer be considered a Rule 58 company. (1) Rule 58 defines category "ii" as the development and commercialization of electrotechnologies related to energy conservation, storage and conversion, energy efficiency, waste treatment, greenhouse gas reduction, and similar innovations; (2) Rule 58 defines category "v" as the brokering and marketing of energy commodities, including but not limited to electricity, natural or manufactured gas and other combustible fuels. (3) Rule 58 defines category "vi" as the production, conversion, sale and distribution of thermal energy products, such as process steam, heat, hot water, chilled water, air conditioning, compressed air and similar products; alternative fuels; and renewable energy resources; and the servicing of thermal energy facilities. (4) Rule 58 defines category "vii" as the sale of technical, operational, management, and other similar kinds of services and expertise, developed in the course of utility operations in such areas as power plant and transmission system engineering, development, design and rehabilitation; construction; 6 maintenance and operation; fuel procurement, delivery and management; and environmental licensing, testing and redemption. Investments in gas-related companies: NONE Item 5. - OTHER INVESTMENTS Major Line of Other Investment in Other Investment in Reason for Difference Energy-Related Last U-9C-3 Report this U-9C-3 Report in Other Investment Business NONE
Item 6. - FINANCIAL STATEMENTS AND EXHIBITS A. Financial Statements: Exhibit A-1. Financial statements of Conectiv (incorporated by reference to the filing by Conectiv on Form 10-Q for the period ended March 31, 2000.) B. Exhibits: Exhibit B-2. Certificate of Conectiv. 7 SIGNATURE The undersigned registered holding company has duly caused this quarterly report to be signed on its behalf by the undersigned officer thereunto duly authorized pursuant to the requirements of the Public Utility Holding Company Act of 1935. Conectiv By:/s/Philip S. Reese Philip S. Reese Vice President and Treasurer May 30, 2000 EX-1 2 0002.txt Exhibit B-2 Certificate I hereby certify that the Form U-9C-3 for Conectiv for the previous quarter has been provided to the state commissions listed below: Delaware Public Service Commission 861 Silver Lake Boulevard Cannon Building, Suite 100 Dover, DE 19904 Maryland Public Service Commission 6 St. Paul Centre, 16th Floor Baltimore, MD 21202 Virginia State Corporation Commission 1300 E. Main Street Tyler Building Richmond, VA 23219 New Jersey Board of Public Utilities Two Gateway Center Newark, NJ 07102 CONECTIV By: /s/Philip S. Reese Philip S. Reese Vice President and Treasurer Date: May 30, 2000 -----END PRIVACY-ENHANCED MESSAGE-----