-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TJMIpluyL5UOIGc/v73QiAlX1YEBQRBGAU9mop70t9lSkDgHVfQDPSKN/TnEb1+l cSAp+EJXmEVtdqTemXKb0w== 0000893220-02-000361.txt : 20020415 0000893220-02-000361.hdr.sgml : 20020415 ACCESSION NUMBER: 0000893220-02-000361 CONFORMED SUBMISSION TYPE: U-9C-3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020328 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CONECTIV CENTRAL INDEX KEY: 0001029590 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 510377417 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-9C-3 SEC ACT: 1935 Act SEC FILE NUMBER: 074-00033 FILM NUMBER: 02591017 BUSINESS ADDRESS: STREET 1: 800 KING ST STREET 2: P O BOX 231 CITY: WILMINGTON STATE: DE ZIP: 19899 BUSINESS PHONE: 3024293114 MAIL ADDRESS: STREET 1: 800 KING ST STREET 2: P O BOX 231 CITY: WILMINGTON STATE: DE ZIP: 19899 U-9C-3 1 w59020du-9c3.txt FORM U-9C-3 CONECTIV As Filed with the Securities and Exchange Commission on March 28, 2002 Contains Confidential Information Filed pursuant to a request for Confidential Treatment U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM U-9C-3 QUARTERLY REPORT PURSUANT TO RULE 58 OF THE PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 For the quarterly period ended December 31, 2001 Conectiv (Name of Registered Holding Company) 800 King Street Wilmington, DE 19899 (Address of Principal Executives Offices) Inquiries concerning this Form U-9C-3 may be directed to either: Peter F. Clark General Counsel Conectiv 800 King Street Wilmington, DE 19899 or Philip S. Reese Vice President and Treasurer Conectiv 800 King Street Wilmington, DE 19899 (302) 429-3884 Conectiv FORM U-9C-3 For the Quarter Ended December 31, 2001 Table of Contents
Page Item 1. Organization Chart 1 Item 2. Issuance and Renewals of Securities and Capital Contributions 1 Item 3. Associated Transactions 1 Item 4. Summary of Aggregate Investment 2 Item 5. Other Investments 3 Item 6. Financial Statements and Exhibits 3 SIGNATURE 4
Item 1. - ORGANIZATION CHART Item 1 is not required for the fourth quarter. Item 2. - ISSUANCES AND RENEWALS OF SECURITIES AND CAPITAL CONTRIBUTIONS ISSUANCES AND RENEWALS OF SECURITIES
Amount of Cumulative Company Issuing Company To Whom Type of Security Issue or Securities Interest Rate Amount of Security Security Was Issued Issued Renewal During Period($) (%) Securities ($) -------- ------------------- ------ ------- ---------------- --- -------------- Conectiv Resource Atlantic Generation, Money Pool Advance N/A * * * Partners, Inc., Agent Inc. Conectiv Resource Conectiv Energy Money Pool Advance Renewal * * * Partners, Inc., Agent Supply, Inc. Conectiv Resource Conectiv Thermal Money Pool Advance N/A * * * Partners, Inc., Agent Systems, Inc. Conectiv Resource Conectiv Operating Money Pool Advance N/A * * * Partners, Inc., Agent Services Company
Note: Conectiv Resource Partners, Inc. serves as agent for the Conectiv System Money Pool. CAPITAL CONTRIBUTIONS:
Company Contributing Capital Company Receiving Capital Amount During Period ($) Cumulative Amount($) - ---------------------------- ------------------------- ------------------------ -------------------- Conectiv Enertech Capital Partners, LP * * Conectiv Enertech Capital Partners II, LP * * Conectiv Enerval * *
Note: Enerval is no longer an active company. * Confidential Treatment Requested Item 3. - ASSOCIATED TRANSACTIONS Part I. - Transactions performed by reporting companies on behalf of associate companies.
Types of Reporting Company Associate Company Services Direct Costs Indirect Costs Total Amount Rendering Services Receiving Services Rendered Charged ($) Charged ($) Billed ($) ------------------ ------------------ -------- ----------- ----------- ---------- Conectiv Operating Conectiv Thermal, Inc. Operating and * * Services Company Maintenance Services ATS Operating Services, Inc Conectiv Operating Labor * * Services Company Conectiv Energy Supply, Inc Delmarva Power & Light Power and Capacity * * Company Conectiv Energy Supply, Inc Conectiv Thermal, Inc. Gas * *
* Confidential Treatment Requested 1 Part II - Transactions performed by associate companies on behalf of reporting companies.
Indirect Associate Company Reporting Company Types of Services Direct Costs Costs Total Amount Rendering Services Receiving Services Rendered Charged ($) Charged ($) Billed ($) - ------------------ ------------------ -------- ----------- ----------- ---------- Conectiv Delmarva Conectiv Energy Electric Energy, * * Generation, Inc. Supply, Inc. Capacity and Ancillary Services Conectiv Atlantic Conectiv Energy Electric Energy, * * Generation, L.L.C. Supply, Inc. Capacity and Ancillary Services
Note: Conectiv Resource Partners, Inc., the service company for the Conectiv System, provides services to various reporting companies. Such information is reported on the annual Form U-13-60. - - Confidential Treatment Requested Item 4. - SUMMARY OF AGGREGATE INVESTMENT Investments in energy-related companies (in thousands): Total consolidated capitalization as of December 31, 2001 $4,430,322 Line 1 Total capitalization multiplied by 15% 664,548 Line 2 (Line 1 multiplied by 0.15) Greater of $50 million or line 2 $ 664,548 Line 3 Total current aggregate investment: (categorized by major line of energy-related business) Energy-related business Category - Rule 58(b)(1)(ii) (1) $ * Energy-related business Category - Rule 58(b)(1)(v) (2) * Energy-related business Category - Rule 58(b)(1)(vi) (3) * Energy-related business Category - Rule 58(b)(1)(vii) (4) * - ---------- * Total current aggregate investment Line 4 Difference between the greater of $50 million or 15% of Capitalization and the total aggregate investment of the registered holding company system (line 3 less line 4) $ * Line 5 ==========
*Confidential Treatment Requested (1) Rule 58 defines category "ii" as the development and commercialization of electrotechnologies related to energy conservation, storage and conversion, energy efficiency, waste treatment, greenhouse gas reduction, and similar innovations. (2) Rule 58 defines category "v" as the brokering and marketing of energy commodities, including but not limited to electricity, natural or manufactured gas and other combustible fuels. (3) Rule 58 defines category "vi" as the production, conversion, sale and distribution of thermal energy products, such as process steam, heat, hot water, chilled water, air conditioning, compressed air and similar products; alternative fuels; and renewable energy resources; and the servicing of thermal energy facilities. (4) Rule 58 defines category "vii" as the sale of technical, operational, management, and other similar kinds of services and expertise, developed in the course of utility operations in such areas as power plant and transmission system engineering, development, design and rehabilitation; construction; maintenance and operation; fuel procurement, delivery and management; and environmental licensing, testing and redemption. 2 Investments in gas-related companies: NONE Item 5. - OTHER INVESTMENTS
Major Line of Energy- Other Investment in Last Other Investment in this Reason for Difference in Related Business U-9C-3 Report U-9C-3 Report Other Investment ---------------- ------------- ------------- ---------------- NONE
Item 6. - FINANCIAL STATEMENTS AND EXHIBITS A. Financial Statements: Financial statements are not required for the fourth quarter report. B. Exhibits: B-2. Certificate of Conectiv 3 SIGNATURE The undersigned registered holding company has duly caused this quarterly report to be signed on its behalf by the undersigned officer thereunto duly authorized pursuant to the requirements of the Public Utility Holding Company Act of 1935. Conectiv By: /s/ Philip S. Reese ---------------------------------- Philip S. Reese Vice President and Treasurer March 28, 2002 4 Exhibit B-2 CERTIFICATE I hereby certify that the Form U-9C-3 for Conectiv for the previous quarter has been provided to the state commissions listed below: Delaware Public Service Commission 861 Silver Lake Boulevard Cannon Building, Suite 100 Dover, DE 19904 Maryland Public Service Commission 6 St. Paul Centre, 16th Floor Baltimore, MD 21202 Virginia State Corporation Commission 1300 E. Main Street Tyler Building Richmond, VA 23219 New Jersey Board of Public Utilities Two Gateway Center Newark, NJ 07102 CONECTIV By: /s/Philip S. Reese -------------------------------- Philip S. Reese Vice President and Treasurer Date: March 28, 2002 5 -----END PRIVACY-ENHANCED MESSAGE-----