-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HxDbfkrGuT8bWznHipUW98chrtG/u0IKc7oRLX7Kud1SBwnbu0A1as46SuwlFdpI 5QpFGipe/D5ybiEaSSBtGA== 0000893220-01-500661.txt : 20010830 0000893220-01-500661.hdr.sgml : 20010830 ACCESSION NUMBER: 0000893220-01-500661 CONFORMED SUBMISSION TYPE: U-9C-3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20010630 FILED AS OF DATE: 20010829 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CONECTIV CENTRAL INDEX KEY: 0001029590 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 510377417 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-9C-3 SEC ACT: 1935 Act SEC FILE NUMBER: 074-00033 FILM NUMBER: 1726067 BUSINESS ADDRESS: STREET 1: 800 KING ST STREET 2: P O BOX 231 CITY: WILMINGTON STATE: DE ZIP: 19899 BUSINESS PHONE: 3024293114 MAIL ADDRESS: STREET 1: 800 KING ST STREET 2: P O BOX 231 CITY: WILMINGTON STATE: DE ZIP: 19899 U-9C-3 1 w52939eu-9c3.txt U-9C-3 FOR CONECTIV DATED AUGUST 29, 2001 1 As Filed with the Securities and Exchange Commission on August 29, 2001 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM U-9C-3 QUARTERLY REPORT PURSUANT TO RULE 58 OF THE PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 For the quarterly period ended June 30, 2001 Conectiv (Name of Registered Holding Company) 800 King Street Wilmington, DE 19899 (Address of Principal Executives Offices) Inquiries concerning this Form U-9C-3 may be directed to either: Peter F. Clark General Counsel Conectiv 800 King Street Wilmington, DE 19899 or Philip S. Reese Vice President and Treasurer Conectiv 800 King Street Wilmington, DE 19899 (302) 429-3884 2 Conectiv FORM U-9C-3 For the Quarter Ended June 30, 2001 Table of Contents
Page Item 1. Organization Chart 1 Item 2. Issuance and Renewals of Securities and Capital Contributions 1 Item 3. Associated Transactions 2 Item 4. Summary of Aggregate Investment 3 Item 5. Other Investments 4 Item 6. Financial Statements and Exhibits 4 SIGNATURE 5 EXHIBIT B-2 6
3 Item 1. - ORGANIZATION CHART
- ----------------------------------------------------------------------- ----------------------------------------- Name of Reporting Company Energy or Gas Related Company - ----------------------------------------------------------------------- ----------------------------------------- Conectiv - ----------------------------------------------------------------------- ----------------------------------------- Conectiv Energy Holding Company Energy related - ----------------------------------------------------------------------- ----------------------------------------- Conectiv Energy Supply, Inc. Energy related - ----------------------------------------------------------------------- ----------------------------------------- Conectiv Operating Services Company Energy related - ----------------------------------------------------------------------- ----------------------------------------- Atlantic Generation, Inc. Energy related - ----------------------------------------------------------------------- ----------------------------------------- Vineland Limited, Inc. Energy related - ----------------------------------------------------------------------- ----------------------------------------- Vineland Cogen. Limited Partnership Energy related - ----------------------------------------------------------------------- ----------------------------------------- Vineland General, Inc. Energy related - ----------------------------------------------------------------------- ----------------------------------------- Pedrick Gen, Inc. Energy related - ----------------------------------------------------------------------- ----------------------------------------- Binghamton Limited, Inc. Energy related - ----------------------------------------------------------------------- ----------------------------------------- Binghamton General, Inc. Energy related - ----------------------------------------------------------------------- ----------------------------------------- Energy Investors Fund III, L.P. Energy related - ----------------------------------------------------------------------- ----------------------------------------- Conectiv Solutions LLC - ----------------------------------------------------------------------- ----------------------------------------- Conectiv Services, Inc. - ----------------------------------------------------------------------- ----------------------------------------- Conectiv Thermal Systems, Inc. Energy related - ----------------------------------------------------------------------- ----------------------------------------- ATS Operating Services, Inc. Energy related - ----------------------------------------------------------------------- ----------------------------------------- Atlantic Jersey Thermal Systems, Inc Energy related - ----------------------------------------------------------------------- ----------------------------------------- Thermal Energy L.P. I Energy related - ----------------------------------------------------------------------- ----------------------------------------- ATE Investment, Inc. - ----------------------------------------------------------------------- ----------------------------------------- King Street Assurance Ltd. - ----------------------------------------------------------------------- ----------------------------------------- Enetech Capital Partners, LP Energy related - ----------------------------------------------------------------------- ----------------------------------------- Enertech Capital Partners II, LP Energy related - ----------------------------------------------------------------------- ----------------------------------------- Conectiv Properties and Investments, Inc. - ----------------------------------------------------------------------- ----------------------------------------- DCTC-Burney, Inc. Energy related - ----------------------------------------------------------------------- ----------------------------------------- Forest Products, L.P. Energy related - ----------------------------------------------------------------------- ----------------------------------------- Burney Forest Products, A Joint Venture Energy related - ----------------------------------------------------------------------- ----------------------------------------- UAH-Hydro Kennebec, L.P. Energy related - ----------------------------------------------------------------------- ----------------------------------------- Luz Solar Partners, Ltd., L.P. Energy related - ----------------------------------------------------------------------- ----------------------------------------- Tech Leaders II, L.P. Energy related - ----------------------------------------------------------------------- ----------------------------------------- SciQuest Energy related - ----------------------------------------------------------------------- ----------------------------------------- Enerval, L.L.C. Energy related - ----------------------------------------------------------------------- -----------------------------------------
Item 2. - ISSUANCES AND RENEWALS OF SECURITIES AND CAPITAL CONTRIBUTIONS CAPITAL CONTRIBUTIONS:
Company Contributing Capital Company Receiving Capital Amount of Capital Contribution ---------------------------- ------------------------- ------------------------------ King Street Assurance Ltd. Enertech Capital Partners, LP *
* Confidential Treatment Requested 1 4 Item 3. - ASSOCIATED TRANSACTIONS Part I. - Transactions performed by reporting companies on behalf of associate companies.
- ---------------------------- -------------------------- ------------------------- ----------------- ------------------ Reporting Company Associate Company Types of Services Direct Costs Total amount Rendering Services Receiving Services Rendered Charged Billed ------------------ ------------------ -------- ------- ------ - ---------------------------- -------------------------- ------------------------- ----------------- ------------------ - ---------------------------- -------------------------- ------------------------- ----------------- ------------------ Conectiv Operating ATS Operating Services, Operating and * * Services Company Inc. Maintenance Services - ---------------------------- -------------------------- ------------------------- ----------------- ------------------
* Confidential Treatment Requested Part II - Transactions performed by associate companies on behalf of reporting companies.
- ---------------------------------------------------------------------------------------------------------------------- Associate Company Reporting Company Types of Services Direct Costs Total Amount Rendering Services Receiving Services Rendered Charged Billed ------------------ ------------------ -------- ------- ------ ` Conectiv Resource Conectiv Operating Financial, Legal, * * Partners, Inc. Services Company Administrative and Information Services Conectiv Resource Conectiv Energy Financial, Legal, * * Partners, Inc. Supply, Inc. Administrative and Information Services Conectiv Resource Conectiv Thermal Financial, Legal, * * Partners, Inc. Systems, Inc. Administrative and Information Services Conectiv Resource Atlantic Generation, Financial, Legal, * * Partners, Inc. Inc.. Administrative and Information Services Conectiv Resource Financial, Legal, * * Partners, Inc. DCTC Burney, Inc Administrative and Information Services
* Confidential Treatment Requested 2 5 Item 4. - SUMMARY OF AGGREGATE INVESTMENT Investments in energy-related companies (in thousands): Total consolidated capitalization as of March 31, 2001 $4,626,907 Line 1 Total capitalization multiplied by 15% (Line 1 multiplied by 0.15) $694,036 Line 2 Greater of $50 million or line 2 $694,036 Line 3 ------- ----------------------- Total current aggregate investment: (categorized by major line of energy-related business) Energy-related business Category - Rule 58(b)(1)(ii) (1) * Energy-related business Category - Rule 58(b)(1)(v) (2) * Energy-related business Category - Rule 58(b)(1)(vi) (3) * Energy-related business Category - Rule 58(b)(1)(vii) (4) * ----------------------- Total current aggregate investment * Line 4 ----------------------- Difference between the greater of $50 million or 15% of * Line 5 Capitalization and the total aggregate investment of the Registered holding company system (line 3 less line 4) -----------------------
* Confidential Treatment Requested (1) Rule 58 defines category "ii" as the development and commercialization of electrotechnologies related to energy conservation, storage and conversion, energy efficiency, waste treatment, greenhouse gas reduction, and similar innovations. (2) Rule 58 defines category "v" as the brokering and marketing of energy commodities, including but not limited to electricity, natural or manufactured gas and other combustible fuels. (3) Rule 58 defines category "vi" as the production, conversion, sale and distribution of thermal energy products, such as process steam, heat, hot water, chilled water, air conditioning, compressed air and similar products; alternative fuels; and renewable energy resources; and the servicing of thermal energy facilities. (4) Rule 58 defines category "vii" as the sale of technical, operational, management, and other similar kinds of services and expertise, developed in the course of utility operations in such areas as power plant and transmission system engineering, development, design and rehabilitation; construction; maintenance and operation; fuel procurement, delivery and management; and environmental licensing, testing and redemption. Investments in gas-related companies: NONE 3 6 Item 5. - OTHER INVESTMENTS
Major Line of Energy-Related Other Investment in Last Other Investment in this Reason for Difference in Business U-9C-3 Report U-9C-3 Report Other Investment -------- ------------- ------------- ---------------- NONE
Item 6. - FINANCIAL STATEMENTS AND EXHIBITS A. Financial Statements: Exhibit A-1. Financial statements of Conectiv (incorporated by reference to the filing by Conectiv on Form 10-Q for the period ended June 30, 2001.) B. Exhibits: Exhibit B-2. Certificate of Conectiv. 4 7 SIGNATURE The undersigned registered holding company has duly caused this quarterly report to be signed on its behalf by the undersigned officer thereunto duly authorized pursuant to the requirements of the Public Utility Holding Company Act of 1935. Conectiv By:/s/Philip S. Reese ------------------ Philip S. Reese Vice President and Treasurer August 29, 2001 5 EX-99.B.2 3 w52939eex99-b_2.txt CERTIFICATE OF CONECTIV 1 Exhibit B-2 CERTIFICATE I hereby certify that the Form U-9C-3 for Conectiv for the previous quarter has been provided to the state commissions listed below: Delaware Public Service Commission 861 Silver Lake Boulevard Cannon Building, Suite 100 Dover, DE 19904 Maryland Public Service Commission 6 St. Paul Centre, 16th Floor Baltimore, MD 21202 Virginia State Corporation Commission 1300 E. Main Street Tyler Building Richmond, VA 23219 New Jersey Board of Public Utilities Two Gateway Center Newark, NJ 07102 CONECTIV By: /s/Philip S. Reese -------------------- Philip S. Reese Vice President and Treasurer Date: August 29, 2001 6 -----END PRIVACY-ENHANCED MESSAGE-----