U-9C-3 1 u-9c3.txt QUARTERLY REPORT PERIOD ENDED JUNE 30, 2000 1 As Filed with the Securities and Exchange Commission on August 30, 2000 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM U-9C-3 QUARTERLY REPORT PURSUANT TO RULE 58 OF THE PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 For the quarterly period ended June 30, 2000 Conectiv (Name of Registered Holding Company) 800 King Street Wilmington, DE 19899 (Address of Principal Executives Offices) Inquiries concerning this Form U-9C-3 may be directed to either: Peter F. Clark General Counsel Conectiv 800 King Street Wilmington, DE 19899 or Philip S. Reese Vice President and Treasurer Conectiv 800 King Street Wilmington, DE 19899 (302) 429-3884 2 Conectiv FORM U-9C-3 For the Quarter Ended June 30, 2000 Table of Contents
Page Item 1. Organization Chart 1 Item 2. Issuance and Renewals of Securities and Capital Contributions 1 Item 3. Associated Transactions 1 Item 4. Summary of Aggregate Investment 2 Item 5. Other Investments 3 Item 6. Financial Statements and Exhibits 3 SIGNATURE 4
3 Item 1. - ORGANIZATION CHART
Energy or Percentage Name of Gas Related Date of State of of Voting Nature of Reporting Company Company Organization Organization Securities Held Business ----------------- ------- ------------ ------------ --------------- -------- None
Item 2. - ISSUANCES AND RENEWALS OF SECURITIES AND CAPITAL CONTRIBUTIONS CAPITIAL CONTRIBUTIONS:
Principal Amount of Person to Whom Security Company Issuing Security Type of Security Issued Security Was Issued ------------------------ ----------------------- -------- ---------- None
Item 3. - ASSOCIATED TRANSACTIONS Part I. - Transactions performed by reporting companies on behalf of associate companies. NONE 4 Part II - Transactions performed by associate companies on behalf of reporting companies.
Associate Company Reporting Company Types of Services Direct Costs Total amount Rendering Services Receiving Services Rendered Charged Billed ------------------ ------------------ -------- ------- ------ * * Conectiv Resource Conectiv Operating Core Business Support, Partners, Inc. Services Company Financial services, Legal, Marketing, Environmental, Executive Management Core Business Support, * * Conectiv Resource Conectiv Energy Financial services, Legal, Partners, Inc. Supply, Inc. Marketing, Executive Management Conectiv Resource Delmarva Services Financial, Executive * * Partners, Inc. Management and Corporate services Conectiv Resource Conectiv Thermal Procurement & Corp * * Partners, Inc. Systems, Inc. Services, Financial Services, Legal, Marketing, Information, Communications Services Environmental, Executive Management Conectiv Resource DCTC Burney Inc. Core Business * * Partners, Inc. Support, Legal
* Confidential Treatment Requested Item 4. - SUMMARY OF AGGREGATE INVESTMENT 5 Investments in energy-related companies (in thousands): Total consolidated capitalization as of June 30, 2000 $3,487,627 Line 1 Line 2 Total capitalization multiplied by 15% $ 523,144 (Line 1 multiplied by 0.15) Greater of $50 million or line 2 $ 523,144 Line 3 ---------- Total current aggregate investment: (categorized by major line of energy-related business) Energy-related business Category - Rule 58(b)(1)(ii) (1) * Energy-related business Category - Rule 58(b)(1)(v) (2) * Energy-related business Category - Rule 58(b)(1)(vi) (3) * Energy-related business Category - Rule 58(b)(1)(vii) (4) * ---------- Total current aggregate investment * Line 4 Difference between the greater of $50 million or 15% of * Line 5 Capitalization and the total aggregate investment of the Registered holding company system (line 3 less line 4)
* Confidential Treatment Requested (1) Rule 58 defines category "ii" as the development and commercialization of electrotechnologies related to energy conservation, storage and conversion, energy efficiency, waste treatment, greenhouse gas reduction, and similar innovations; (2) Rule 58 defines category "v" as the brokering and marketing of energy commodities, including but not limited to electricity, natural or manufactured gas and other combustible fuels. (3) Rule 58 defines category "vi" as the production, conversion, sale and distribution of thermal energy products, such as process steam, heat, hot water, chilled water, air conditioning, compressed air and similar products; alternative fuels; and renewable energy resources; and the servicing of thermal energy facilities. (4) Rule 58 defines category "vii" as the sale of technical, operational, management, and other similar kinds of services and expertise, developed in the course of utility operations in such areas as power plant and transmission system engineering, development, design and rehabilitation; construction; maintenance and operation; fuel procurement, delivery and management; and environmental licensing, testing and redemption. Investments in gas-related companies: NONE Item 5. - OTHER INVESTMENTS
Major Line of Energy-Related Other Investment in Last Other Investment in this Reason for Difference in Business U-9C-3 Report U-9C-3 Report Other Investment -------- ------------- ------------- ---------------- NONE
6 Item 6. - FINANCIAL STATEMENTS AND EXHIBITS A. Financial Statements: Exhibit A-1. Financial statements of Conectiv (incorporated by reference to the filing by Conectiv on Form 10-Q for the period ended June 30, 2000.) B. Exhibits: Exhibit B-2. Certificate of Conectiv. 7 SIGNATURE The undersigned registered holding company has duly caused this quarterly report to be signed on its behalf by the undersigned officer thereunto duly authorized pursuant to the requirements of the Public Utility Holding Company Act of 1935. Conectiv By:/s/Philip S. Reese ------------------ Philip S. Reese Vice President and Treasurer August 30, 2000