-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AOrrGdx3uHcOdQZCJ+NLxlpTsW/IPHm2lWDKrLRRFZl7j2PvhXzQ3ssuWvvd/RD3 MUuuuw6Wi10apb67c+cEJg== 0000893220-98-001835.txt : 19981210 0000893220-98-001835.hdr.sgml : 19981210 ACCESSION NUMBER: 0000893220-98-001835 CONFORMED SUBMISSION TYPE: U-12-IB PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19981209 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CONECTIV INC CENTRAL INDEX KEY: 0001029590 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 510377417 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-12-IB SEC ACT: SEC FILE NUMBER: 012-00111 FILM NUMBER: 98766031 BUSINESS ADDRESS: STREET 1: 800 KING STREET P O BOX 231 CITY: WILMINGTON STATE: DE ZIP: 19899 BUSINESS PHONE: 3024293114 MAIL ADDRESS: STREET 1: 800 KING ST STREET 2: P O BOX 231 CITY: WILMINGTON STATE: DE ZIP: 19899 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CONECTIV INC CENTRAL INDEX KEY: 0001029590 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 510377417 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-12-IB BUSINESS ADDRESS: STREET 1: 800 KING STREET P O BOX 231 CITY: WILMINGTON STATE: DE ZIP: 19899 BUSINESS PHONE: 3024293114 MAIL ADDRESS: STREET 1: 800 KING ST STREET 2: P O BOX 231 CITY: WILMINGTON STATE: DE ZIP: 19899 U-12-IB 1 CONECTIV, INC. FORM U-12(I)-B 1 SECURITIES AND EXCHANGE COMMISSION Washington, D. C. Three year period ending 2000 FORM U-12(I)-B (THREE-YEAR STATEMENT) Statement Pursuant to Section 12(i) of the Public Utility Holding Company Act of 1935 by a Person Regularly Employed or Retained by a Registered Holding Company or a Subsidiary Thereof and Whose Employment Contemplates Only Routine Expenses as Specified in Rule 71(b). (To be filed in duplicate. If acknowledgment is desired, file in triplicate). 1. Name and business address of persons filing statement. See attached Exhibit A. 2. Names and business addresses of any persons through whom the undersigned propose to act in matters included within the exemption provided by paragraph (b) of Rule 71. None. 3. Registered holding companies and subsidiary companies by which the undersigned are regularly employed or retained. Conectiv and its subsidiaries. 4. Position or relationship in which the undersigned are employed or retained by each of the companies named in item 3, and brief description of nature of services to be rendered in each such position or relationship. See attached Exhibit B. 5. (a) Compensation received during the current year and estimated to be received over the next two calendar years by the undersigned or others, directly or indirectly, for services rendered by the undersigned, from each of the companies designated in item 3. (Use column (a) as supplementary statement only.) See attached Exhibit C. (b) Basis for compensation if other than salary. None 6. (To be answered in supplementary statement only. See instructions.) Expenses incurred by the undersigned or any person named in item 2, above, during the calendar year in connection with the activities described in item 4, above, and the source or sources of reimbursement for same. Not applicable. 2 (a) Total amount of routine expenses charged to client: (b) Itemized list of all other expenses: Date: December 7, 1998 Conectiv By: /s/ Howard E. Cosgrove ------------------------ Howard E. Cosgrove By: /s/ Thomas S. Shaw ------------------------ Thomas S. Shaw By: /s/ Louis M. Walters ------------------------ Louis M. Walters By: /s/ Barry R. Elson ------------------------ Barry R. Elson By: /s/ Barbara S. Graham ------------------------ Barbara S. Graham 3 By: /s/ James P. Lavin ------------------------ James P. Lavin By: /s/ Paul S. Gerritsen ------------------------ Paul S. Gerritsen By: /s/ Peter F. Clark ------------------------ Peter F. Clark By: /s/ Michael Ratchford ------------------------ Michael Ratchford By: /s/ Stephanie M. Scola ------------------------ Stephanie M. Scola By: /s/ Randall V. Griffin ------------------------ Randall V. Griffin By: /s/ Christie Day Leiser ------------------------ Christie Day Leiser By: /s/ H. Gregory Barksdale ------------------------ H. Gregory Barksdale 4 EXHIBIT A Names, corporate affiliations and business addresses of individuals who may act during 1998, 1999 and 2000 in matters included within the exemption provided by paragraph (b) of Rule 71: Conectiv Howard E. Cosgrove Thomas S. Shaw Louis M. Walters Barry R. Elson Barbara S. Graham James P. Lavin Paul S. Gerritsen Peter F. Clark Michael Ratchford Stephanie M. Scola Randall V. Griffin Christie Day Leiser H. Gregory Barksdale the business address of each of whom is 800 King Street, Wilmington, DE 19899. 5 EXHIBIT B Conectiv
Name Position Howard E. Cosgrove Chairman and Chief Executive Officer Thomas S. Shaw Executive Vice President Louis M. Walters Treasurer Barry R. Elson Executive Vice President Barbara S. Graham Senior Vice President and Chief Financial Officer James P. Lavin Controller Paul S. Gerritsen Vice President Asset Utilization Peter F. Clark General Counsel Michael Ratchford Director Corporate Communications Stephanie M. Scola Manager of Capital Markets Randall V. Griffin Senior Counsel Christie Day Leiser Senior Counsel H. Gregory Barksdale Counsel
6 EXHIBIT C Conectiv
Name Prior Year Compensation To Be Received Howard E. Cosgrove 400,000 600,000 Thomas S. Shaw 184,000 340,000 Louis M. Walters 145,000 145,000 Barry R. Elson 173,280 340,000 Barbara S. Graham 184,000 265,000 James P. Lavin 116,112 131,000 Paul S. Gerritsen 159,000 163,200 Peter F. Clark 114,000 150,000 Michael Ratchford 106,080 125,000 Stephanie M. Scola 73,000 73,000 Randall V. Griffin 95,400 107,140 Christie Day Leiser 83,000 96,250 H. Gregory Barksdale 76,500 84,500
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