0001140361-11-057666.txt : 20111215 0001140361-11-057666.hdr.sgml : 20111215 20111215170728 ACCESSION NUMBER: 0001140361-11-057666 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111027 FILED AS OF DATE: 20111215 DATE AS OF CHANGE: 20111215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRANNEMAN THOMAS G CENTRAL INDEX KEY: 0001184290 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12619 FILM NUMBER: 111264064 MAIL ADDRESS: STREET 1: RALCORP HOLDINGS INC STREET 2: 800 MARKET STREET STE 2900 CITY: ST LOUIS STATE: MO ZIP: 63101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RALCORP HOLDINGS INC /MO CENTRAL INDEX KEY: 0001029506 STANDARD INDUSTRIAL CLASSIFICATION: GRAIN MILL PRODUCTS [2040] IRS NUMBER: 431766315 STATE OF INCORPORATION: MO FISCAL YEAR END: 1001 BUSINESS ADDRESS: STREET 1: 800 MARKET STREET STREET 2: SUITE 2900 CITY: ST LOUIS STATE: MO ZIP: 63101 BUSINESS PHONE: 3148777000 MAIL ADDRESS: STREET 1: 800 MARKET STREET STREET 2: SUITE 2900 CITY: ST LOUIS STATE: MO ZIP: 63101 FORMER COMPANY: FORMER CONFORMED NAME: NEW RALCORP HOLDINGS INC DATE OF NAME CHANGE: 19961223 4 1 doc1.xml FORM 4 X0304 4 2011-10-27 0 0001029506 RALCORP HOLDINGS INC /MO RAH 0001184290 GRANNEMAN THOMAS G 800 MARKET STREET ST. LOUIS MO 63101 0 1 0 0 Corp VP & Chief Acct Officer Ralcorp Holdings, Inc. $.01 Par Value Common Stock 2011-10-27 4 G 0 100 0 D 14315 D Ralcorp Holdings, Inc. $.01 Par Value Common Stock 2011-12-13 4 M 0 20562 23.37 A 34877 D Ralcorp Holdings, Inc. $.01 Par Value Common Stock 2011-12-13 4 F 0 6300 84.00 D 28577 D Ralcorp Holdings, Inc. $.01 Par Value Common Stock 2011-12-13 4 S 0 14262 83.6532 D 14315 D Ralcorp Holdings, Inc. $.01 Par Value Common Stock 2011-12-13 4 M 0 10562 31.42 A 24877 D Ralcorp Holdings, Inc. $.01 Par Value Common Stock 2011-12-13 4 F 0 2806 84.00 D 22071 D Ralcorp Holdings, Inc. $.01 Par Value Common Stock 2011-12-13 4 S 0 7756 83.6532 D 14315 D Ralcorp Holdings, Inc. $.01 Par Value Common Stock 480 I By 401(K) Plan Employee Stock Option with Tax Withholding Right 23.37 2011-12-13 4 M 0 20562 0 D 2013-01-29 $.01 Par Value Common Stock 20562 0 D Employee Stock Option with Tax Withholding Right 31.42 2011-12-13 4 M 0 10562 0 D 2014-02-04 $.01 Par Value Common Stock 10562 10000 D The exercise of Reporting Person's non-qualified stock option exercise and sale of shares acquired was made pursuant to a 10b5-1 Plan. This price represents the average purchase price for multiple transactions on this line. The prices of the transactions reported on this line ranged from $83.49 to $83.79 upon request by the SEC Staff, the Issuer or Security Holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected. Transactions in Issuer's 401(K)Plan, Executive Savings Investment Plan, and Deferred Compensation Plan are made through the acquisition or disposition of units rather than actual shares. The value of units are re-valued rather than based upon earnings or losses and appreciation or depreciation on the underlying investments, and adjustments for contributions to, transfers to and from, and distributions from the applicable investment fund. 25% of the award became exercisable on January 30, 2006, 2007, 2008 and 2009. The award was scheduled to expire on January 29, 2013. 25% of the award became exercisable on February 5, 2007, 2008, 2009 and 2010. This award will expire on February 4, 2014 and any shares not exercised by that date will be forfeited. Gregory A. Billhartz, Attorney-in-Fact for Thomas G. Granneman 2011-12-15