0001567619-20-003954.txt : 20200214 0001567619-20-003954.hdr.sgml : 20200214 20200214160111 ACCESSION NUMBER: 0001567619-20-003954 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200214 DATE AS OF CHANGE: 20200214 EFFECTIVENESS DATE: 20200214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOROS FUND MANAGEMENT LLC CENTRAL INDEX KEY: 0001029160 IRS NUMBER: 133914976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06420 FILM NUMBER: 20619212 BUSINESS ADDRESS: STREET 1: 250 WEST 55TH STREET, FLOOR 29 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 872-1054 MAIL ADDRESS: STREET 1: 250 WEST 55TH STREET, FLOOR 29 CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001029160 XXXXXXXX 12-31-2019 12-31-2019 SOROS FUND MANAGEMENT LLC

250 WEST 55TH STREET, FLOOR 29 NEW YORK NY 10019

13F HOLDINGS REPORT 028-06420 N Thomas O'Grady 212-320-5626 /s/ Thomas O'Grady New York NY 02-14-2020 1 173 3090045 false 1 0000900203 028-10418 SOROS GEORGE INFORMATION TABLE 2 form13fInfoTable.xml ACTIVISION BLIZZARD INC COM 00507V109 45070 758500 SH SOLE 1 758500 0 0 ADIENT PLC ORD SHS G0084W101 4968 233800 SH SOLE 1 233800 0 0 AFLAC INC COM 001055102 4624 87419 SH SOLE 1 87419 0 0 AGNC INVT CORP COM 00123Q104 24547 1388407 SH SOLE 1 1388407 0 0 ALCON INC ORD SHS H01301128 24186 427544 SH SOLE 1 427544 0 0 ALLSTATE CORP COM 020002101 4970 44195 SH SOLE 1 44195 0 0 ALLY FINL INC COM 02005N100 20046 655953 SH SOLE 1 655953 0 0 ALPHABET INC CAP STK CL A 02079K305 88065 65750 SH SOLE 1 65750 0 0 AMERICAN EXPRESS CO COM 025816109 6981 56077 SH SOLE 1 56077 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 8518 165943 SH SOLE 1 165943 0 0 AMERIPRISE FINL INC COM 03076C106 2736 16426 SH SOLE 1 16426 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 4102 50000 SH SOLE 1 50000 0 0 ANNALY CAP MGMT INC COM 035710409 27854 2956889 SH SOLE 1 2956889 0 0 AON PLC SHS CL A G0408V102 5192 24925 SH SOLE 1 24925 0 0 APOLLO COML REAL EST FIN INC NOTE 4.750% 8/2 03762UAB1 9546 9471000 PRN SOLE 1 9471000 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 46350 1000000 SH SOLE 1 1000000 0 0 AVANTOR INC COM 05352A100 4080 224780 SH SOLE 1 224780 0 0 AXA EQUITABLE HLDGS INC COM 054561105 4628 186753 SH SOLE 1 186753 0 0 BANK AMER CORP COM 060505104 22681 643968 SH SOLE 1 643968 0 0 BANK NEW YORK MELLON CORP COM 064058100 6424 127645 SH SOLE 1 127645 0 0 BELLRING BRANDS INC COM CL A 079823100 6387 300000 SH SOLE 1 300000 0 0 BENEFITFOCUS INC NOTE 1.250%12/1 08180DAB2 16973 19456000 PRN SOLE 1 19456000 0 0 BGC PARTNERS INC CL A 05541T101 22344 3761698 SH SOLE 1 3761698 0 0 BHP GROUP PLC SPONSORED ADR 05545E209 2351 50000 SH SOLE 1 50000 0 0 BLACKROCK INC COM 09247X101 1850 3680 SH SOLE 1 3680 0 0 BLACKSTONE GROUP INC COM CL A 09260D107 5878 105074 SH SOLE 1 105074 0 0 BOEING CO COM 097023105 16216 49780 SH SOLE 1 49780 0 0 BOEING CO COM 097023105 8470 26000 SH Call SOLE 1 26000 0 0 BP PLC SPONSORED ADR 055622104 15096 400000 SH SOLE 1 400000 0 0 BRIGHAM MINERALS INC CL A COM 10918L103 4288 200000 SH SOLE 1 200000 0 0 BRISTOL MYERS SQUIBB CO RIGHT 99/99/9999 110122157 888 295071 SH SOLE 1 295071 0 0 CABOT OIL & GAS CORP COM 127097103 13058 750000 SH SOLE 1 750000 0 0 CAESARS ENTMT CORP COM 127686103 21251 1562577 SH SOLE 1 1562577 0 0 CALAMP CORP NOTE 2.000% 8/0 128126AD1 17131 20467000 PRN SOLE 1 20467000 0 0 CAMPBELL SOUP CO COM 134429109 14826 300000 SH SOLE 1 300000 0 0 CANADIAN NAT RES LTD COM 136385101 3235 100000 SH SOLE 1 100000 0 0 CAPITAL ONE FINL CORP COM 14040H105 3999 38861 SH SOLE 1 38861 0 0 CBOE GLOBAL MARKETS INC COM 12503M108 6222 51854 SH SOLE 1 51854 0 0 CENOVUS ENERGY INC COM 15135U109 3045 300000 SH SOLE 1 300000 0 0 CHENIERE ENERGY INC COM NEW 16411R208 9698 158800 SH SOLE 1 158800 0 0 CHUBB LIMITED COM H1467J104 6274 40306 SH SOLE 1 40306 0 0 CITIGROUP INC COM NEW 172967424 25547 319779 SH SOLE 1 319779 0 0 CITIZENS FINL GROUP INC COM 174610105 2426 59730 SH SOLE 1 59730 0 0 CLOVIS ONCOLOGY INC NOTE 1.250% 5/0 189464AC4 5379 8371000 PRN SOLE 1 8371000 0 0 CME GROUP INC COM 12572Q105 9259 46130 SH SOLE 1 46130 0 0 COMERICA INC COM 200340107 936 13041 SH SOLE 1 13041 0 0 CONCHO RES INC COM 20605P101 2189 25000 SH SOLE 1 25000 0 0 CONOCOPHILLIPS COM 20825C104 3252 50000 SH SOLE 1 50000 0 0 D R HORTON INC COM 23331A109 71275 1351190 SH SOLE 1 1351190 0 0 DENBURY RES INC COM NEW 247916208 8108 5750000 SH SOLE 1 5750000 0 0 DENBURY RES INC DEL DEBT 6.375%12/3 U2481AAK4 870 1348000 PRN SOLE 1 1348000 0 0 DEVON ENERGY CORP NEW COM 25179M103 3896 150000 SH SOLE 1 150000 0 0 DIAMONDBACK ENERGY INC COM 25278X109 3714 40000 SH SOLE 1 40000 0 0 DISCOVER FINL SVCS COM 254709108 2214 26098 SH SOLE 1 26098 0 0 E TRADE FINANCIAL CORP COM NEW 269246401 314 6927 SH SOLE 1 6927 0 0 EAGLE BULK SHIPPING INC DEBT 5.000% 8/0 Y21898AA2 273 250000 PRN SOLE 1 250000 0 0 EDGEWELL PERS CARE CO COM 28035Q102 31889 1030000 SH SOLE 1 1030000 0 0 ENERGIZER HLDGS INC NEW COM 29272W109 35405 705000 SH SOLE 1 705000 0 0 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 6130 477750 SH SOLE 1 477750 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 5350 190000 SH SOLE 1 190000 0 0 EQM MIDSTREAM PARTNERS LP UNIT LTD PARTN 26885B100 1645 55000 SH SOLE 1 55000 0 0 EQUINOR ASA SPONSORED ADR 29446M102 1991 100000 SH SOLE 1 100000 0 0 ETSY INC COM 29786A106 904 20400 SH SOLE 1 20400 0 0 EURONET WORLDWIDE INC COM 298736109 11266 71500 SH SOLE 1 71500 0 0 EVERBRIDGE INC COM 29978A104 398 5100 SH SOLE 1 5100 0 0 EVERCORE INC CLASS A 29977A105 6111 81738 SH SOLE 1 81738 0 0 EVOLENT HEALTH INC NOTE 1.500%10/1 30050BAD3 17856 25461000 PRN SOLE 1 25461000 0 0 EVOLENT HEALTH INC NOTE 2.000%12/0 30050BAB7 1356 1500000 PRN SOLE 1 1500000 0 0 FALCON MINERALS CORP *W EXP 07/21/202 30607B208 322 1072500 SH SOLE 1 1072500 0 0 FIFTH THIRD BANCORP COM 316773100 960 31228 SH SOLE 1 31228 0 0 FITBIT INC CL A 33812L102 2723 414500 SH Call SOLE 1 414500 0 0 FRANKLIN RES INC COM 354613101 2014 77531 SH SOLE 1 77531 0 0 GAIN CAP HLDGS INC NOTE 5.000% 8/1 36268WAF7 16405 18582000 PRN SOLE 1 18582000 0 0 GOLDEN STAR RES LTD CDA NOTE 7.000% 8/1 38119TAG9 5952 5365000 PRN SOLE 1 5365000 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 5215 22682 SH SOLE 1 22682 0 0 GREEN PLAINS INC NOTE 4.125% 9/0 393222AF1 13965 14800000 PRN SOLE 1 14800000 0 0 GREENLIGHT CAP RE LTD NOTE 4.000% 8/0 395366AB3 3110 3250000 PRN SOLE 1 3250000 0 0 GRIFOLS S A SP ADR REP B NVT 398438408 48492 2082086 SH SOLE 1 2082086 0 0 HUNTINGTON BANCSHARES INC COM 446150104 2052 136085 SH SOLE 1 136085 0 0 INSEEGO CORP NOTE 5.500% 6/1 45782BAA2 48340 30769000 PRN SOLE 1 30769000 0 0 INTELSAT S A COM L5140P101 503 71500 SH SOLE 1 71500 0 0 INTELSAT S A NOTE 4.500% 6/1 45790VAB6 5820 8552000 PRN SOLE 1 8552000 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 5774 62386 SH SOLE 1 62386 0 0 INTERXION HOLDING N.V SHS N47279109 8571 102267 SH SOLE 1 102267 0 0 INVACARE CORP NOTE 4.500% 6/0 461203AH4 11635 12473000 PRN SOLE 1 12473000 0 0 INVACARE CORP NOTE 5.000%11/1 461203AJ0 5097 5500000 PRN SOLE 1 5500000 0 0 INVESCO LTD SHS G491BT108 1091 60695 SH SOLE 1 60695 0 0 INVESTORS BANCORP INC NEW COM 46146L101 716 60129 SH SOLE 1 60129 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 30332 676000 SH Call SOLE 1 676000 0 0 JPMORGAN CHASE & CO COM 46625H100 29587 212244 SH SOLE 1 212244 0 0 KEMET CORP COM NEW 488360207 1353 50000 SH Call SOLE 1 50000 0 0 KEURIG DR PEPPER INC COM 49271V100 31845 1100000 SH SOLE 1 1100000 0 0 KEYCORP NEW COM 493267108 2256 111467 SH SOLE 1 111467 0 0 KIMBELL RTY PARTNERS LP UNIT 49435R102 1700 100000 SH SOLE 1 100000 0 0 KKR & CO INC CL A 48251W104 9906 339587 SH SOLE 1 339587 0 0 LANNET INC COM 516012101 4410 500000 SH Put SOLE 1 500000 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 713819 5676496 SH SOLE 1 5676496 0 0 LIBERTY PPTY TR SH BEN INT 531172104 4684 78000 SH SOLE 1 78000 0 0 LOGMEIN INC COM 54142L109 5573 65000 SH SOLE 1 65000 0 0 LPL FINL HLDGS INC COM 50212V100 44116 478222 SH SOLE 1 478222 0 0 M & T BK CORP COM 55261F104 880 5185 SH SOLE 1 5185 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 5136 81700 SH SOLE 1 81700 0 0 MARSH & MCLENNAN COS INC COM 571748102 5692 51090 SH SOLE 1 51090 0 0 MASTERCARD INC CL A 57636Q104 5398 18078 SH SOLE 1 18078 0 0 MEDICINES CO COM 584688105 1784 21000 SH SOLE 1 21000 0 0 MELLANOX TECHNOLOGIES LTD SHS M51363113 2344 20000 SH SOLE 1 20000 0 0 METLIFE INC COM 59156R108 3403 66772 SH SOLE 1 66772 0 0 MICROCHIP TECHNOLOGY INC NOTE 2.250% 2/1 595017AH7 56276 38827000 PRN SOLE 1 38827000 0 0 MONDELEZ INTL INC CL A 609207105 55851 1014000 SH SOLE 1 1014000 0 0 MONTAGE RES CORP COM 61179L100 412 51877 SH SOLE 1 51877 0 0 MORGAN STANLEY COM NEW 617446448 6857 134143 SH SOLE 1 134143 0 0 MSCI INC COM 55354G100 2427 9401 SH SOLE 1 9401 0 0 NASDAQ INC COM 631103108 3232 30177 SH SOLE 1 30177 0 0 NAVIENT CORPORATION COM 63938C108 5459 399043 SH SOLE 1 399043 0 0 NEW YORK MTG TR INC NOTE 6.250% 1/1 649604AD7 4134 4050000 PRN SOLE 1 4050000 0 0 NORTHERN TR CORP COM 665859104 2808 26433 SH SOLE 1 26433 0 0 NORTONLIFELOCK INC COM 668771108 84059 3293863 SH SOLE 1 3293863 0 0 NRG ENERGY INC COM NEW 629377508 19080 480000 SH SOLE 1 480000 0 0 OI S A SPONSORED ADR NE 670851500 552 592000 SH SOLE 1 592000 0 0 OMEROS CORP NOTE 6.250%11/1 682143AE2 4848 5000000 PRN SOLE 1 5000000 0 0 ON SEMICONDUCTOR CORP NOTE 1.000%12/0 682189AK1 29708 21813000 PRN SOLE 1 21813000 0 0 OPKO HEALTH INC NOTE 4.500% 2/1 68375NAD5 13324 16900000 PRN SOLE 1 16900000 0 0 OWENS CORNING NEW COM 690742101 5064 77760 SH SOLE 1 77760 0 0 OWL ROCK CAPITAL CORPORATION COM 69121K104 21477 1200488 SH SOLE 1 1200488 0 0 PARSLEY ENERGY INC CL A 701877102 5673 300000 SH SOLE 1 300000 0 0 PELOTON INTERACTIVE INC CL A COM 70614W100 7977 280872 SH SOLE 1 280872 0 0 PIONEER NAT RES CO COM 723787107 11353 75000 SH SOLE 1 75000 0 0 PNC FINL SVCS GROUP INC COM 693475105 7328 45904 SH SOLE 1 45904 0 0 PRICE T ROWE GROUP INC COM 74144T108 2894 23756 SH SOLE 1 23756 0 0 PROGRESSIVE CORP OHIO COM 743315103 4715 65130 SH SOLE 1 65130 0 0 PRUDENTIAL FINL INC COM 744320102 4541 48445 SH SOLE 1 48445 0 0 REDWOOD TR INC NOTE 5.625% 7/1 758075AD7 14671 14325000 PRN SOLE 1 14325000 0 0 RESOURCE CAP CORP NOTE 4.500% 8/1 76120WAC8 7270 6910000 PRN SOLE 1 6910000 0 0 ROVI CORP NOTE 0.500% 3/0 779376AD4 62818 63222000 PRN SOLE 1 63222000 0 0 S&P GLOBAL INC COM 78409V104 8629 31602 SH SOLE 1 31602 0 0 SANTANDER CONSUMER USA HDG I COM 80283M101 7589 324745 SH SOLE 1 324745 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 5222 86972 SH SOLE 1 86972 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 30020 500000 SH Call SOLE 1 500000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 7849 24386 SH SOLE 1 24386 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 26779 83200 SH Put SOLE 1 83200 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 4430 186916 SH SOLE 1 186916 0 0 STATE STR CORP COM 857477103 1366 17264 SH SOLE 1 17264 0 0 SUNPOWER CORP DBCV 0.875% 6/0 867652AJ8 545 590000 PRN SOLE 1 590000 0 0 SUNPOWER CORP DBCV 4.000% 1/1 867652AL3 9243 11193000 PRN SOLE 1 11193000 0 0 SVB FINL GROUP COM 78486Q101 1108 4412 SH SOLE 1 4412 0 0 SYNCHRONY FINL COM 87165B103 15660 434891 SH SOLE 1 434891 0 0 SYNTHORX INC COM 87167A103 1398 20000 SH SOLE 1 20000 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 11447 230327 SH SOLE 1 230327 0 0 TEAM INC NOTE 5.000% 8/0 878155AE0 16762 15944000 PRN SOLE 1 15944000 0 0 TESLA INC NOTE 2.000% 5/1 88160RAG6 91105 60000000 PRN SOLE 1 60000000 0 0 THE CHARLES SCHWAB CORPORATI COM 808513105 2540 53404 SH SOLE 1 53404 0 0 TIFFANY & CO NEW COM 886547108 31642 236750 SH SOLE 1 236750 0 0 TIMKENSTEEL CORP NOTE 6.000% 6/0 887399AA1 16369 15815000 PRN SOLE 1 15815000 0 0 TRAVELERS COMPANIES INC COM 89417E109 5536 40423 SH SOLE 1 40423 0 0 TRUIST FINL CORP COM 89832Q109 7032 124855 SH SOLE 1 124855 0 0 TYSON FOODS INC CL A 902494103 4315 47400 SH SOLE 1 47400 0 0 UNITEDHEALTH GROUP INC COM 91324P102 35278 120000 SH SOLE 1 120000 0 0 US BANCORP DEL COM NEW 902973304 7056 119003 SH SOLE 1 119003 0 0 VEONEER INCORPORATED NOTE 4.000% 6/0 92336XAA7 19343 18700000 PRN SOLE 1 18700000 0 0 VERASTEM INC NOTE 5.000%11/0 92337CAB0 5212 6000000 PRN SOLE 1 6000000 0 0 VICI PPTYS INC COM 925652109 180573 7067442 SH SOLE 1 7067442 0 0 VIPER ENERGY PARTNERS LP COM UNT RP INT 92763M105 4932 200000 SH SOLE 1 200000 0 0 VISTRA ENERGY CORP COM 92840M102 40807 1775000 SH SOLE 1 1775000 0 0 WAYFAIR INC NOTE 1.125%11/0 94419LAD3 32373 31250000 PRN SOLE 1 31250000 0 0 WELLCARE HEALTH PLANS INC COM 94946T106 11103 33624 SH SOLE 1 33624 0 0 WELLS FARGO CO NEW COM 949746101 15367 285630 SH SOLE 1 285630 0 0 WESTERN ASSET MTG CAP CORP NOTE 6.750%10/0 95790DAA3 31853 31218000 PRN SOLE 1 31218000 0 0 WESTERN MIDSTREAM PARTNERS L COM UNIT LP INT 958669103 1862 94550 SH SOLE 1 94550 0 0 WPX ENERGY INC COM 98212B103 1374 100000 SH SOLE 1 100000 0 0 WRIGHT MED GROUP N V ORD SHS N96617118 6401 210000 SH SOLE 1 210000 0 0 XEROX HOLDINGS CORP COM NEW 98421M106 3687 100000 SH Call SOLE 1 100000 0 0 ZAYO GROUP HLDGS INC COM 98919V105 20509 591887 SH SOLE 1 591887 0 0 ZIONS BANCORPORATION N A COM 989701107 2945 56730 SH SOLE 1 56730 0 0