0001567619-18-001293.txt : 20180816 0001567619-18-001293.hdr.sgml : 20180816 20180816160936 ACCESSION NUMBER: 0001567619-18-001293 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180814 FILED AS OF DATE: 20180816 DATE AS OF CHANGE: 20180816 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SOROS FUND MANAGEMENT LLC CENTRAL INDEX KEY: 0001029160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32207 FILM NUMBER: 181023441 BUSINESS ADDRESS: STREET 1: 250 WEST 55TH STREET, FLOOR 29 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 872-1054 MAIL ADDRESS: STREET 1: 250 WEST 55TH STREET, FLOOR 29 CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SOROS GEORGE CENTRAL INDEX KEY: 0000900203 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32207 FILM NUMBER: 181023442 MAIL ADDRESS: STREET 1: C/O SOROS FUND MANAGEMENT LLC STREET 2: 250 WEST 55TH STREET, FLOOR 38 CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SOROS ROBERT CENTRAL INDEX KEY: 0001387524 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32207 FILM NUMBER: 181023443 MAIL ADDRESS: STREET 1: C/O SOROS FUND MANAGEMENT LLC STREET 2: 250 WEST 55TH STREET, FLOOR 38 CITY: NEW YORK STATE: NY ZIP: 10019 FORMER NAME: FORMER CONFORMED NAME: Soros Robert DATE OF NAME CHANGE: 20070123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIGMA DESIGNS INC CENTRAL INDEX KEY: 0000790715 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942848099 STATE OF INCORPORATION: CA FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 1778 MCCARTHY BLVD. CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4082629003 MAIL ADDRESS: STREET 1: 1778 MCCARTHY BLVD. CITY: MILPITAS STATE: CA ZIP: 95035 4 1 doc1.xml FORM 4 X0306 4 2018-08-14 0 0000790715 SIGMA DESIGNS INC SIGM 0001029160 SOROS FUND MANAGEMENT LLC 250 WEST 55TH STREET, 38TH FLOOR NEW YORK NY 10019 0 0 1 0 0000900203 SOROS GEORGE 250 WEST 55TH STREET 38TH FLOOR NEW YORK NY 10019 0 0 1 0 0001387524 SOROS ROBERT 250 WEST 55TH STREET, 38TH FLOOR NEW YORK NY 10019 0 0 1 0 Common Stock, no par value per share 2018-08-14 4 J 0 0 D 5118789 I See Footnote The transaction reported on this Form 4 represents a special cash distribution in the amount of $6.00 per share of common stock (the "Shares") of Sigma Designs, Inc. (the "Issuer") payable by the Issuer on August 14, 2018 to all holders of Shares. The Issuer's payment of such special cash distribution is part of the Issuer's voluntary Plan of Liquidation and Dissolution that was approved by the Issuer's shareholders at a special meeting of shareholders held on April 17, 2018. The reporting persons did not dispose of any securities of the Issuer pursuant to the transaction reported on this Form 4. 4,707,751 of these Shares are held for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners") and 411,038 of these Shares are held for certain other funds/accounts (the "Managed Accounts"). Soros Fund Management LLC ("SFM LLC") serves as investment manager to Quantum Partners and the Managed Accounts. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares, held for the accounts of Quantum Partners and the Managed Accounts. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC. The filing of this statement shall not be deemed an admission that any of the Reporting Persons are the beneficial owner of any securities not held directly for its account for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise. /s/ Regan O'Neill, as Assistant General Counsel 2018-08-16 /s/ Regan O'Neill, as Attorney-in-Fact for George Soros 2018-08-16 /s/ Regan O'Neill, as Attorney-in-Fact for Robert Soros 2018-08-16 EX-99 2 jfasignedroneill-sigma.htm

JOINT FILING INFORMATION

Reporting Person:	SOROS FUND MANAGEMENT LLC
Address:	250 WEST 55TH STREET
	38TH FLOOR
	NEW YORK, NY 10019

Designated Filer:	SOROS FUND MANAGEMENT LLC
Issuer and Symbol:	SIGMA DESIGNS, INC. [SIGM]
Date of Event Requiring Statement:	08/14/2018

Signature:	/s/ Regan O'Neill Regan O'Neill, as Assistant General Counsel

Reporting Person:	GEORGE SOROS
Address:	250 WEST 55TH STREET
	38TH FLOOR
	NEW YORK, NY 10019

Designated Filer:	SOROS FUND MANAGEMENT LLC
Issuer and Symbol:	SIGMA DESIGNS, INC. [SIGM]
Date of Event Requiring Statement:	08/14/2018

Signature:	/s/ Regan O'Neill Regan O'Neill, as Attorney-in-Fact

Reporting Person:	ROBERT SOROS
Address:	250 WEST 55TH STREET
	38TH FLOOR
	NEW YORK, NY 10019

Designated Filer:	SOROS FUND MANAGEMENT LLC
Issuer and Symbol:	SIGMA DESIGNS, INC. [SIGM]
Date of Event Requiring Statement:	08/14/2018

Signature:	/s/ Regan O'Neill Regan O'Neill, as Attorney-in-Fact