0001140361-17-027456.txt : 20170707 0001140361-17-027456.hdr.sgml : 20170707 20170707161148 ACCESSION NUMBER: 0001140361-17-027456 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170705 FILED AS OF DATE: 20170707 DATE AS OF CHANGE: 20170707 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIGMA DESIGNS INC CENTRAL INDEX KEY: 0000790715 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942848099 STATE OF INCORPORATION: CA FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 1778 MCCARTHY BLVD. CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4082629003 MAIL ADDRESS: STREET 1: 1778 MCCARTHY BLVD. CITY: MILPITAS STATE: CA ZIP: 95035 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SOROS ROBERT CENTRAL INDEX KEY: 0001387524 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32207 FILM NUMBER: 17955331 MAIL ADDRESS: STREET 1: C/O SOROS FUND MANAGEMENT LLC STREET 2: 250 WEST 55TH STREET, FLOOR 38 CITY: NEW YORK STATE: NY ZIP: 10019 FORMER NAME: FORMER CONFORMED NAME: Soros Robert DATE OF NAME CHANGE: 20070123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SOROS GEORGE CENTRAL INDEX KEY: 0000900203 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32207 FILM NUMBER: 17955332 MAIL ADDRESS: STREET 1: C/O SOROS FUND MANAGEMENT LLC STREET 2: 250 WEST 55TH STREET, FLOOR 38 CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SOROS FUND MANAGEMENT LLC CENTRAL INDEX KEY: 0001029160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32207 FILM NUMBER: 17955333 BUSINESS ADDRESS: STREET 1: 250 WEST 55TH STREET, FLOOR 38 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 872-1054 MAIL ADDRESS: STREET 1: 250 WEST 55TH STREET, FLOOR 38 CITY: NEW YORK STATE: NY ZIP: 10019 4 1 doc1.xml FORM 4 X0306 4 2017-07-05 0 0000790715 SIGMA DESIGNS INC SIGM 0001029160 SOROS FUND MANAGEMENT LLC 250 WEST 55TH STREET, 38TH FLOOR NEW YORK NY 10019 0 0 1 0 0000900203 SOROS GEORGE 250 WEST 55TH STREET 38TH FLOOR NEW YORK NY 10019 0 0 1 0 0001387524 SOROS ROBERT 250 WEST 55TH STREET, 38TH FLOOR NEW YORK NY 10019 0 0 1 0 Common Stock, no par value per share 2017-07-05 4 P 0 34356 5.7598 A 4883009 I See footnote Common Stock, no par value per share 2017-07-06 4 P 0 86317 5.6483 A 4969326 I See footnote These shares of common stock (the "Shares") of Sigma Designs, Inc. (the "Issuer") were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners"). The price reported in Column 4 is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $5.625 to $5.85, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the ranges set forth in footnotes (2) and (4) to this Form 4. Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC. The price reported in Column 4 is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $5.60 to $5.65, inclusive. The filing of this statement shall not be deemed an admission that any of the Reporting Persons are the beneficial owner of any securities not held directly for its account for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise. /s/ Thomas O'Grady, as Assistant General Counsel 2017-07-07 /s/ Thomas O'Grady, as Attorney-in-Fact for George Soros 2017-07-07 /s/ Thomas O'Grady, as Attorney-in-Fact for Robert Soros 2017-07-07 EX-99 2 jfasignedrogrady-sigma.htm
               JOINT FILING INFORMATION
 
Reporting Person:
SOROS FUND MANAGEMENT LLC
 
Address:
250 WEST 55TH STREET
 
38TH FLOOR
 
NEW YORK, NY 10019
   
Designated Filer:
SOROS FUND MANAGEMENT LLC
 
Issuer and Symbol:
SIGMA DESIGNS, INC. [SIGM]
 
Date of Event Requiring Statement:
7/05/2017
   
Signature:
/s/ Thomas O'Grady
Thomas O'Grady, as Assistant General Counsel
   
Reporting Person:
GEORGE SOROS
 
Address:
250 WEST 55TH STREET
 
38TH FLOOR
 
NEW YORK, NY 10019
   
Designated Filer:
SOROS FUND MANAGEMENT LLC
 
Issuer and Symbol:
SIGMA DESIGNS, INC. [SIGM]
 
Date of Event Requiring Statement:
7/05/2017
   
Signature:
/s/ Thomas O'Grady
Thomas O'Grady, as Attorney-in-Fact
   
Reporting Person:
ROBERT SOROS
 
Address:
250 WEST 55TH STREET
 
38TH FLOOR
 
NEW YORK, NY 10019
   
Designated Filer:
SOROS FUND MANAGEMENT LLC
 
Issuer and Symbol:
SIGMA DESIGNS, INC. [SIGM]
 
Date of Event Requiring Statement:
7/05/2017
   
Signature:
/s/ Thomas O'Grady
Thomas O'Grady, as Attorney-in-Fact