-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Lt3EdAW41yM7uPuF+p2FYivrHViRXK6J4ZvOpVEuG4rdu2Wo0dTQ4qHRL28vJ9PI YfDmwwzoW2kJPRND+1LUgg== 0001011438-09-000384.txt : 20090515 0001011438-09-000384.hdr.sgml : 20090515 20090515161154 ACCESSION NUMBER: 0001011438-09-000384 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090515 DATE AS OF CHANGE: 20090515 EFFECTIVENESS DATE: 20090515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOROS FUND MANAGEMENT LLC CENTRAL INDEX KEY: 0001029160 IRS NUMBER: 133914976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06420 FILM NUMBER: 09833157 BUSINESS ADDRESS: STREET 1: 888 SEVENTH AVENUE STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10106 BUSINESS PHONE: (212) 872-1054 MAIL ADDRESS: STREET 1: 888 SEVENTH AVENUE STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10106 13F-HR 1 form_13f-soros.txt ----------------------------------- OMB APPROVAL ----------------------------------- OMB Number: 3235-0006 Expires: December 31, 2009 Estimated average burden hours per response..........22.6 ----------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Soros Fund Management LLC Address: 888 Seventh Avenue New York, New York 10106 Form 13F File Number: 028-06420 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jodye M. Anzalotta Title: Assistant General Counsel Phone: 212-320-5531 Signature, Place, and Date of Signing: /s/ Jodye M. Anzalotta New York, New York May 15, 2009 - ------------------------ -------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F Summary Page Report Summary: Number of Other Included Managers: 1 ------------------ Form 13F Information Table Entry Total: 106 ------------------ Form 13F Information Table Value Total: $4,514,040 ------------------ (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NO. FORM 13F FILE NUMBER NAME ------------- ----------------------------- -------------------- 1. 028-10418 George Soros Soros Fund Management LLC Form 13F Information Table Quarter ended March 31, 2009
INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES OR TITLE OF CUSIP VALUE PRINCIPAL SH/ PUT/ SHARED- SHARED- OTHER ISSUER CLASS NUMBER (IN THOUSANDS) AMOUNT PRN CALL SOLE DEFINED OTHER MNGRS** SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ AT&T INC COM 00206R102 $2,520 100,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SB NT AGERE SYS INC CV 6.5%09 00845VAA8 $84,084 83,666,000 PRN X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ AIRGAS INC COM 009363102 $1,508 44,600 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ALLEGHENY ENERGY INC COM 017361106 $5,793 250,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ALLIED NEVADA GOLD CORP COM 019344100 $315 53,837 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ALLOS THERAPEUTICS INC COM 019777101 $3,778 611,353 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ AMERICAN ELEC PWR INC COM 025537101 $39,886 1,579,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ARCH COAL INC COM 039380100 $19,398 1,450,861 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SR NT AUDIOCODES LTD CV 2%24 050732AB2 $67,817 70,738,000 PRN X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ BEST BUY INC COM 086516101 $72,877 1,919,835 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ BLUEFLY INC COM NEW 096227301 $4,569 4,860,115 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ BRINKS HOME SEC HLDGS INC COM 109699108 $26,483 1,171,815 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CME GROUP INC COM 12572Q105 $1,971 8,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CARDIOVASCULAR SYS INC DEL COM 141619106 $1,055 148,780 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CIRRUS LOGIC INC COM 172755100 $6,643 1,766,666 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CITI TRENDS INC COM 17306X102 $21,028 918,671 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CLEAN ENERGY FUELS CORP COM 184499101 $343 56,306 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ COACH INC COM 189754104 $10,187 610,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------
INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES OR TITLE OF CUSIP VALUE PRINCIPAL SH/ PUT/ SHARED- SHARED- OTHER ISSUER CLASS NUMBER (IN THOUSANDS) AMOUNT PRN CALL SOLE DEFINED OTHER MNGRS** SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ COMMERCIAL METALS CO COM 201723103 $1,733 150,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SB NT CONEXANT SYSTEMS INC CV 4%26 207142AH3 $841 5,000,000 PRN X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CONOCOPHILLIPS COM 20825C104 $161,960 4,135,850 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ COVANTA HLDG CORP COM 22282E102 $4,758 363,500 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CROWN HOLDINGS INC COM 228368106 $6,819 300,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ DPL INC COM 233293109 $6,311 280,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ DESARROLLADORA HOMEX SPONSORED S A DE CV ADR 25030W100 $16,775 1,267,026 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ DIGIRAD CORP COM 253827109 $507 473,652 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 $1,049 65,500 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ DONNELLEY R R & SONS CO COM 257867101 $36,749 5,013,525 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ DR PEPPER SNAPPLE GROUP INC COM 26138E109 $4,574 270,475 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ E M C CORP MASS COM 268648102 $2,041 179,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ EMULEX CORP COM NEW 292475209 $5,868 1,166,666 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ENTERGY CORP NEW COM 29364G103 $65,911 968,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ EXTREME NETWORKS INC COM 30226D106 $1,165 766,666 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SUB NT FLEXTRONICS INTL LTD CV 1%10 33938EAL1 $54,954 59,571,000 PRN X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ FORMFACTOR INC COM 346375108 $1,201 66,666 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------
INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES OR TITLE OF CUSIP VALUE PRINCIPAL SH/ PUT/ SHARED- SHARED- OTHER ISSUER CLASS NUMBER (IN THOUSANDS) AMOUNT PRN CALL SOLE DEFINED OTHER MNGRS** SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ FRONTIER OIL CORP COM 35914P105 $4,477 350,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ GOOGLE INC CL A 38259P508 $1,323 3,800 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ HEINZ H J CO COM 423074103 $82,270 2,488,500 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ HESS CORP COM 42809H107 $198,388 3,660,302 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ HOLOGIC INC COM 436440101 $49,991 3,819,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ HOME DEPOT INC COM 437076102 $92,555 3,928,500 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ICICI BK LTD ADR 45104G104 $1,927 145,000 SH PUT X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ INTERNATIONAL RECTIFIER CORP COM 460254105 $3,738 276,666 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ INTERNET BRANDS INC COM CLASS A 460608102 $1,862 317,258 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ MSCI MEX ISHARES INC INVEST 464286822 $20,763 760,000 SH PUT X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ KOHLS CORP COM 500255104 $30,993 732,353 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SUB CV LSI CORPORATION NT 4%10 502161AJ1 $202,408 208,668,000 PRN X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ LATTICE SEMICONDUCTOR CORP COM 518415104 $15,410 11,166,666 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SR CV LINEAR TECHNOLOGY CORP 3.125%27 535678AD8 $203,733 213,893,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ LORILLARD INC COM 544147101 $2,658 43,055 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ LOWES COS INC COM 548661107 $97,857 5,362,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ LUBRIZOL CORP COM 549271104 $8,843 260,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SR NT MACROVISION CORP CV2.625%11 555904AB7 $118,886 129,224,000 PRN X 1 X - ------------------------------------------------------------------------------------------------------------------------------------
INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES OR TITLE OF CUSIP VALUE PRINCIPAL SH/ PUT/ SHARED- SHARED- OTHER ISSUER CLASS NUMBER (IN THOUSANDS) AMOUNT PRN CALL SOLE DEFINED OTHER MNGRS** SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ MACROVISION SOLUTIONS CORP COM 55611C108 $3 171 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ MACYS INC COM 55616P104 $87,638 9,846,947 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ MAP PHARMACEUTICALS INC COM 56509R108 $8,560 4,076,169 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ MASTERCARD INC CL A 57636Q104 $1,172 7,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SB NT MCDATA CORP CV 2.25%10 580031AD4 $163,503 169,433,000 PRN X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ MERCURY COMPUTER SYS COM 589378108 $6,145 1,111,219 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ METHANEX CORP COM 59151K108 $4,686 600,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ MICROSOFT CORP COM 594918104 $1,581 86,050 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ NRG ENERGY INC COM NEW 629377508 $8,990 510,823 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ NAVISTAR INTL CORP NEW COM 63934E108 $6,692 200,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ NORTHEAST UTILS COM 664397106 $3,886 180,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SR DB NOVELL INC CV 0.5%24 670006AC9 $21,013 21,279,000 PRN X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ NV ENERGY INC COM 67073Y106 $3,756 400,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ OCCIDENTAL PETE CORP DEL COM 674599105 $25,043 450,000 SH PUT X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ PPL CORP COM 69351T106 $5,024 175,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ PETROHAWK ENERGY CORP COM 716495106 $3,846 200,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ PETROLEO BRASILEIRO SA SPONSORED PETROBR ADR 71654V408 $962,904 31,601,715 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------
INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES OR TITLE OF CUSIP VALUE PRINCIPAL SH/ PUT/ SHARED- SHARED- OTHER ISSUER CLASS NUMBER (IN THOUSANDS) AMOUNT PRN CALL SOLE DEFINED OTHER MNGRS** SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ PLAINS EXPL& PRODTN CO COM 726505100 $61,842 3,589,226 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ POTASH CORP SASK INC COM 73755L107 $460,254 5,695,503 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ PUBLIC SVC ENTERPRISE GROUP COM 744573106 $7,368 250,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SB NT RF MICRODEVICES INC CV 1.5%10 749941AE0 $170,283 195,728,000 PRN X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SUB NT RF MICRODEVICES INC CV0.75%12 749941AG5 $103,496 171,067,000 PRN X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SUB NT RF MICRODEVICES INC CV 1%14 749941AJ9 $37,794 66,911,000 PRN X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ RACKABLE SYS INC COM 750077109 $555 136,666 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ROCKWOOD HLDGS INC COM 774415103 $415 52,284 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SPDR GOLD TRUST GOLD SHS 78463V107 $4,514 50,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SPDR GOLD TRUST GOLD SHS 78463V107 $993 11,000 SH CALL X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SMUCKER J M CO COM NEW 832696405 $33,506 899,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SPRINT NEXTEL CORP COM SER 1 852061100 $286 80,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CONT SB SYMMETRICOM INC NT CV 25 871543AB0 $40,609 46,410,000 PRN X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SR DB TECH DATA CORP CV 2.75%26 878237AE6 $88,481 101,121,000 PRN X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ TELEPHONE & DATA SYS INC COM 879433100 $1,935 73,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ TERADATA CORP DEL COM 88076W103 $3,823 235,700 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ TERADYNE INC COM 880770102 $993 226,666 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------
INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES OR TITLE OF CUSIP VALUE PRINCIPAL SH/ PUT/ SHARED- SHARED- OTHER ISSUER CLASS NUMBER (IN THOUSANDS) AMOUNT PRN CALL SOLE DEFINED OTHER MNGRS** SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ TERRA INDS INC COM 880915103 $2,809 100,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ UNION PAC CORP COM 907818108 $48,810 1,187,299 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ VIGNETTE CORP COM NEW 926734401 $1,113 166,666 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ VISHAY INTERTECHNOLOGY INC COM 928298108 $3,990 1,146,666 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ VULCAN MATLS CO COM 929160109 $864 19,500 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ WAL MART STORES INC COM 931142103 $94,696 1,817,589 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ WALGREEN CO COM 931422109 $48,935 1,885,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ WESTERN UN CO COM 959802109 $2,099 167,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ WEYERHAEUSER CO COM 962166104 $11,028 400,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ WILLIAMS COS INC DEL COM 969457100 $5,690 500,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ YAHOO INC COM 984332106 $1,676 130,800 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ YAMANA GOLD INC COM 98462Y100 $6,475 700,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ZIMMER HLDGS INC COM 98956P102 $730 20,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ GREENLIGHT CAPITAL RE LTD CLASS A G4095J109 $160 10,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ NABORS INDUSTRIES LTD SHS G6359F103 $7,493 750,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ WEATHERFORD INTERNATIONAL LTD REG H27013103 $54,940 4,963,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ RADWARE LTD ORD M81873107 $1,552 266,666 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------
INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES OR TITLE OF CUSIP VALUE PRINCIPAL SH/ PUT/ SHARED- SHARED- OTHER ISSUER CLASS NUMBER (IN THOUSANDS) AMOUNT PRN CALL SOLE DEFINED OTHER MNGRS** SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ GLOBAL SHIP LEASE INC NEW SHS A Y27183105 $7,575 3,750,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ GLOBAL SHIP LEASE INC *W EXP NEW 08/24/2010 Y27183113 $263 3,750,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ Total Fair Market Value $4,514,040 (in thousands)
The following investment managers that are required to file a report pursuant to Section 13 (f) of the Securities and Exchange Act of 1934 ("Section 13 (f)") exercise investment discretion with respect to certain securities held in accounts for which Soros Fund Management LLC ("SFM LLC") acts as principal investment manager, and certain limited partnerships in which such accounts are directly or indirectly partners, and such managers will report such positions on their reports: 028-06437 Atlantic Investment Management, Inc. 028-05875 Blavin & Company, Inc. 028-12212 Discovery Capital Management, LLC 028-11106 EAC Management LP 028-11486 Horseman Capital Management Ltd. 028-06256 Martin Currie Investment Management Ltd. 028-10804 RR Partners LP 028-05395 Select Equity Group, Inc. 028-05369 Sirios Capital Management, L.P. ** Certain securities reported herein are managed by investment managers that are not required to file a report pursuant to Section 13(f). The inclusion of such securities herein shall not be deemed an admission that George Soros or SFM LLC has investment discretion or voting authority over such securities. -----END PRIVACY-ENHANCED MESSAGE-----