-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J/uZ4+ZDFMojjFM8lh9rtgwO7HzNbpWAAs51tX5FJnpm7GIB1xCNU6P7/UXiucpu lMUTwJ6rSXEBdhM+8YK+Pg== 0001011438-07-000451.txt : 20070814 0001011438-07-000451.hdr.sgml : 20070814 20070814170207 ACCESSION NUMBER: 0001011438-07-000451 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070630 FILED AS OF DATE: 20070814 DATE AS OF CHANGE: 20070814 EFFECTIVENESS DATE: 20070814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOROS FUND MANAGEMENT LLC CENTRAL INDEX KEY: 0001029160 IRS NUMBER: 133914976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06420 FILM NUMBER: 071056453 BUSINESS ADDRESS: STREET 1: 888 SEVENTH AVENUE STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10106 BUSINESS PHONE: (212) 872-1054 MAIL ADDRESS: STREET 1: 888 SEVENTH AVENUE STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10106 13F-HR 1 form_sc13g-soros.txt ----------------------------------- OMB APPROVAL ----------------------------------- OMB Number: 3235-0006 Expires: December 31, 2009 Estimated average burden hours per response..........22.6 ----------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2007 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Soros Fund Management LLC Address: 888 Seventh Avenue New York, New York 10106 Form 13F File Number: 028-06420 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jodye M. Anzalotta Title: Assistant General Counsel Phone: 212-320-5531 Signature, Place, and Date of Signing:
/s/ Jodye M. Anzalotta NEW YORK, NEW YORK AUGUST 14, 2007 - --------------------------- ---------------------------- ------------------------ [Signature] [City, State] [Date]
Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F Summary Page Report Summary: Number of Other Included Managers: 1 ------------------ Form 13F Information Table Entry Total: 506 ------------------ Form 13F Information Table Value Total: $3,152,452 ------------------ (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NO. FORM 13F FILE NUMBER NAME -------- ------------------------- ------------------ 1. 028-10418 George Soros
Soros Fund Management LLC Form 13F Information Table Quarter ended June 30, 2007 INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES OR CUSIP VALUE PRINCIPAL SH/ PUT/ SHARED- SHARED- OTHER ISSUER TITLE OF CLASS NUMBER (IN THOUSANDS) AMOUNT PRN CALL SOLE DEFINED OTHER MNGRS** SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ A D C TELECOMMUNICATIONS COM NEW 000886309 $124 6,747 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ A D C TELECOMMUNICATIONS SUB NT CV 1%08 000886AD3 $4,584 4,750,000 PRN X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ AES CORP COM 00130H105 $296 13,550 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ AT&T INC COM 00206R102 $1,918 46,227 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ AU OPTRONICS CORP SPONSORED ADR 002255107 $2,904 168,815 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ABBOTT LABS COM 002824100 $308 5,757 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ACCURIDE CORP COM 004398103 $167 10,814 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ACUITY BRANDS INC COM 00508Y102 $350 5,804 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ADVANCE AUTO PARTS INC COM 00751Y106 $5,492 135,500 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ADVANCED MEDICAL OPTICS INC COM 00763M108 $1,841 52,793 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ADVANCED MICRO DEVICES INC COM 007903107 $276 19,276 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ AFFYMETRIX INC COM 00826T108 $167 6,703 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ AFFYMETRIX INC COM 00826T108 $1,030 41,400 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ AFFORDABLE RESIDENTIAL CMTYS COM 008273104 $3,144 266,009 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ AGERE SYS INC SB NT CV 6.5%09 00845VAA8 $65,058 63,939,000 PRN X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ AGILE SOFTWARE CORP DEL COM 00846X105 $8,209 1,018,519 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ AIR PRODS & CHEMS INC COM 009158106 $223 2,771 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ALBERTO CULVER CO NEW COM 013078100 $367 15,460 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ALCAN INC COM 013716105 $382 4,703 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ALCOA INC COM 013817101 $451 11,119 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ALCATEL-LUCENT SPONSORED ADR 013904305 $1,330 95,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ALCATEL LUCENT SPONSORED ADR 013904305 $6,363 454,500 SH CALL X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES OR CUSIP VALUE PRINCIPAL SH/ PUT/ SHARED- SHARED- OTHER ISSUER TITLE OF CLASS NUMBER (IN THOUSANDS) AMOUNT PRN CALL SOLE DEFINED OTHER MNGRS** SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ ALLIED WASTE INDS INC COM PAR$.01NEW 019589308 $199 14,789 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ALLOS THERAPEUTICS INC COM 019777101 $4,028 911,353 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ALLSTATE CORP COM 020002101 $223 3,619 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ALPHARMA INC CL A 020813101 $263 10,111 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ALTRIA GROUP INC COM 02209S103 $823 11,731 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ AMBASSADORS INTL INC COM 023178106 $397 11,927 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ AMERICAN EXPRESS CO COM 025816109 $994 16,253 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ AMERICAN INTL GROUP INC COM 026874107 $1,079 15,406 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ALUMINUM CORP CHINA SPON ADR H SHS 022276109 $25,287 15,000,000 SH PUT X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ AMERON INTL INC COM 030710107 $276 3,061 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ AMERIGROUP CORP COM 03073T102 $229 9,615 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ AMGEN INC COM 031162100 $488 8,821 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ AMSURG CORP COM 03232P405 $217 8,987 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ANALOG DEVICES INC COM 032654105 $4,057 107,774 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ANGIOTECH PHARMACEUTICALS INC COM 034918102 $201 28,211 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 $1,373 36,292 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ANHEUSER BUSCH COS INC COM 035229103 $223 4,274 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ APPLE INC COM 037833100 $20,959 171,736 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ APPLERA CORP COM AP BIO GRP 038020103 $43 1,397 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ APPLERA CORP COM CELERA GRP 038020202 $179 14,447 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ APPLIED MATLS INC COM 038222105 $2 100 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES OR CUSIP VALUE PRINCIPAL SH/ PUT/ SHARED- SHARED- OTHER ISSUER TITLE OF CLASS NUMBER (IN THOUSANDS) AMOUNT PRN CALL SOLE DEFINED OTHER MNGRS** SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ APPLIED MATLS INC COM 038222105 $258 13,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ APPLIED MICRO CIRCUITS CORP COM 03822W109 $532 212,615 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ APTARGROUP INC COM 038336103 $334 9,384 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ AQUANTIVE INC COM 03839G105 $261 4,085 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ARBITRON INC COM 03875Q108 $213 4,138 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ARCHER DANIELS MIDLAND CO COM 039483102 $467 14,115 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ARCHSTONE SMITH TR COM 039583109 $260 4,396 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ARIAD PHARMACEUTICALS INC COM 04033A100 $338 61,602 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ARMOR HOLDINGS INC COM 042260109 $242 2,782 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ASHLAND INC NEW COM 044209104 $228 3,570 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ASSISTED LIVING CONCPT NEV NEW CL A 04544X102 $3,901 366,258 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ AUDIOCODES LTD SR NT CV 2%24 050732AB2 $69,363 77,500,000 PRN X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ AUTODESK INC COM 052769106 $16,363 347,547 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ AUXILIUM PHARMACEUTICALS INC COM 05334D107 $37,896 2,377,403 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ AVANEX CORP COM 05348W109 $1,007 559,550 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ AVAYA INC COM 053499109 $1,684 100,000 SH CALL X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ AVERY DENNISON CORP COM 053611109 $261 3,925 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ AVNET INC COM 053807103 $204 5,154 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ AXCELIS TECHNOLOGIES INC COM 054540109 $4,322 666,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ BJS WHOLESALE CLUB INC COM 05548J106 $381 10,581 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ BAIDU COM INC SPON ADR REP A 056752108 $11,070 65,900 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ BALDOR ELEC CO COM 057741100 $287 5,827 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ BANCO ITAU HLDG FINANCIERA S A SP ADR 500 PFD 059602201 $1,960 44,100 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES OR CUSIP VALUE PRINCIPAL SH/ PUT/ SHARED- SHARED- OTHER ISSUER TITLE OF CLASS NUMBER (IN THOUSANDS) AMOUNT PRN CALL SOLE DEFINED OTHER MNGRS** SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ BANK OF AMERICA CORPORATION COM 060505104 $777 15,903 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ BARRICK GOLD CORP COM 067901108 $1,432 49,258 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ BARRICK GOLD CORP COM 067901108 $2,872 98,800 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ BARRIER THERAPEUTICS INC COM 06850R108 $21,611 3,324,734 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ BAUER EDDIE HLDGS INC COM 071625107 $166 12,890 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ BAUSCH & LOMB INC COM 071707103 $3,657 52,660 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ BEA SYS INC COM 073325102 $9,357 683,528 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ BEA SYS INC COM 073325102 $5,476 400,000 SH CALL X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ BELDEN INC COM 077454106 $209 3,769 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ BELO CORP COM SER A 080555105 $294 14,257 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ BEST BUY INC COM 086516101 $28 600 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ BEST BUY INC COM 086516101 $1,400 30,000 SH CALL X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ BIOENVISION INC COM 09059N100 $19,508 3,375,044 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ BLUE NILE INC COM 09578R103 $997 16,500 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ BLUEFLY INC COM 96227103 $47,629 48,601,156 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ BOEING CO COM 097023105 $502 5,216 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ BON-TON STORES INC COM 09776J101 $11,696 291,950 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ BOMBAY CO INC COM 097924104 $708 1,573,900 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ BORLAND SOFTWARE CORP COM 099849101 $2,412 406,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ BOSTON PROPERTIES INC COM 101121101 $221 2,167 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ BOWATER INC COM 102183100 $258 10,334 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ BRIGGS & STRATTON CORP COM 109043109 $281 8,910 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ BRISTOL MYERS SQUIBB CO COM 110122108 $232 7,336 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ BROADCOM CORP CL A 111320107 $5,195 177,600 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ BROADRIDGE FINL SOLUTIONS INC COM 11133T103 $1,459 76,300 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES OR CUSIP VALUE PRINCIPAL SH/ PUT/ SHARED- SHARED- OTHER ISSUER TITLE OF CLASS NUMBER (IN THOUSANDS) AMOUNT PRN CALL SOLE DEFINED OTHER MNGRS** SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ BROOKS AUTOMATION INC COM 114340102 $12,651 697,029 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ BUCYRUS INTL INC NEW CL A 118759109 $299 4,221 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ BUFFALO WILD WINGS INC COM 119848109 $20,421 491,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ BUILDING MATLS HLDG CORP COM 120113105 $177 12,461 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ BURLINGTON NORTHN SANTA FE CP COM 12189T104 $363 4,268 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CF INDS HLDGS INC COM 125269100 $450 7,510 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CA INC COM 12673P105 $3,069 118,800 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CSX CORP COM 126408103 $237 5,251 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CVS CAREMARK CORPORATION COM 126650100 $4,874 133,729 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CADBURY SCHWEPPES PLC ADR 127209302 $3,258 60,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CALIFORNIA PIZZA KITCHEN INC COM 13054D109 $289 13,434 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CALIPER LIFE SCIENCES INC COM 130872104 $429 91,390 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CARDINAL HEALTH INC COM 14149Y108 $208 2,944 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CARMAX INC COM 143130102 $2,397 94,000 SH PUT X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CARNIVAL CORP PAIRED CTF 143658300 $1,215 24,917 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CASEYS GEN STORES INC COM 147528103 $225 8,252 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CATALINA MARKETING CORP COM 148867104 $204 6,476 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CATERPILLAR INC DEL COM 149123101 $346 4,415 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CAVIUM NETWORKS INC COM 14965A101 $645 28,500 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CENTEX CORP COM 152312104 $300 7,476 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CENTRAL EUROPEAN DIST CORP COM 153435102 $227 6,544 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CEPHALON INC COM 156708109 $20 245 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CEPHALON INC COM 156708109 $627 7,800 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CERADYNE INC COM 156710105 $269 3,632 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES OR CUSIP VALUE PRINCIPAL SH/ PUT/ SHARED- SHARED- OTHER ISSUER TITLE OF CLASS NUMBER (IN THOUSANDS) AMOUNT PRN CALL SOLE DEFINED OTHER MNGRS** SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ CERUS CORP COM 157085101 $71 10,531 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CHEMTURA CORP COM 163893100 $482 43,423 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CHEVRON CORP NEW COM 166764100 $431 5,119 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CHICAGO BRIDGE & IRON N Y REGISTRY CO N V SH 167250109 $10,822 286,762 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CHICAGO MERCANTILE HLDGS INC CL A 167760107 $4,530 8,477 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 $31,989 8,900,000 SH PUT X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CHINA MED TECHNOLOGIES INC SPONSORED ADR 169483104 $5,798 182,200 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CHIPOTLE MEXICAN GRILL INC CL A 169656105 $24,497 287,257 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CHIPOTLE MEXICAN GRILL INC CL B 169656204 $1,233 15,685 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CHIQUITA BRANDS INTL INC COM 170032809 $476 25,098 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CIENA CORP COM NEW 171779309 $14,593 403,900 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ NT CONV CIENA CORP 3.75%08 171779AA9 $110,122 111,516,000 PRN X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CIRRUS LOGIC INC COM 172755100 $3,430 413,200 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CISCO SYS INC COM 17275R102 $11,555 414,887 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CISCO SYS INC COM 17275R102 $6,954 249,700 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CINTAS CORP COM 172908105 $251 6,360 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CITIGROUP INC COM 172967101 $1,111 21,656 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CITI TRENDS INC COM 17306X102 $23,517 619,508 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ COACH INC COM 189754104 $10,633 224,373 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ COCA COLA CO COM 191216100 $673 12,866 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ COLE KENNETH PRODTNS INC CL A 193294105 $494 20,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ COLUMBIA SPORTSWEAR CO COM 198516106 $299 4,347 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ COMPANHIA VALE DO RIO DOCE SPONSORED ADR 204412209 $387,970 8,708,645 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES OR CUSIP VALUE PRINCIPAL SH/ PUT/ SHARED- SHARED- OTHER ISSUER TITLE OF CLASS NUMBER (IN THOUSANDS) AMOUNT PRN CALL SOLE DEFINED OTHER MNGRS** SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ COMPUTER SCIENCES CORP COM 205363104 $358 6,054 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CONOCOPHILLIPS COM 20825C104 $33,931 432,243 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CONSTELLATION ENERGY GROUP INC COM 210371100 $321 3,681 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ COOPER COS INC COM NEW 216648402 $437 8,200 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CORINTHIAN COLLEGES INC COM 218868107 $170 10,421 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CORNING INC COM 219350105 $3,998 156,470 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ COSTCO WHSL CORP NEW COM 22160K105 $3,148 53,800 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ COTT CORP QUE COM 22163N106 $169 11,719 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CRANE CO COM 224399105 $235 5,162 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CROSS CTRY HEALTHCARE INC COM 227483104 $178 10,652 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ DRS TECHNOLOGIES INC COM 23330X100 $417 7,284 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ D R HORTON INC COM 23331A109 $392 19,686 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ DELEK US HLDGS INC COM 246647101 $10,388 389,797 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ DEVRY INC DEL COM 251893103 $290 8,526 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ DIRECTV GROUP INC COM 25459L106 $4,047 175,100 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ DIVERSA CORP COM 255064107 $241 47,600 SH X X - ------------------------------------------------------------------------------------------------------------------------------------ DOMINION RES INC VA NEW COM 25746U109 $301 3,491 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ DOMTAR CORP COM 257559104 $3,115 279,100 SH X X - ------------------------------------------------------------------------------------------------------------------------------------ DOW CHEM CO COM 260543103 $539 12,197 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ DOW CHEM CO COM 260543103 $2,874 65,000 SH CALL X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ DU PONT E I DE NEMOURS & CO COM 263534109 $639 12,570 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ DUKE ENERGY CORP NEW COM 26441C105 $230 12,559 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ECHOSTAR COMMUNICATIONS CORP CL A 278762109 $2,169 50,000 SH CALL X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES OR CUSIP VALUE PRINCIPAL SH/ PUT/ SHARED- SHARED- OTHER ISSUER TITLE OF CLASS NUMBER (IN THOUSANDS) AMOUNT PRN CALL SOLE DEFINED OTHER MNGRS** SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ ELECTRONIC DATA SYS NEW COM 285661104 $495 17,837 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ EMERSON ELEC CO COM 291011104 $257 5,482 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ EMULEX CORP COM NEW 292475209 $2,008 91,923 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ENCANA CORP COM 292505104 $14,909 242,613 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ENCORE WIRE CORP COM 292562105 $439 14,898 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ENTERGY CORP NEW COM 29364G103 $434 4,040 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ENTRAVISION COMMUNICATIONS CP CL A 29382R107 $149 14,329 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ EQUIFAX INC COM 294429105 $223 5,011 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ EQUINIX INC COM NEW 29444U502 $10,793 118,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ EQUITY RESIDENTIAL SH BEN INT 29476L107 $262 5,738 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ESTERLINE TECHNOLOGIES CORP COM 297425100 $222 4,604 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ EXELON CORP COM 30161N101 $998 13,746 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ EXPRESS SCRIPTS INC COM 302182100 $12,163 243,218 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ EXTREME NETWORKS INC COM 30226D106 $10,158 2,508,260 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ EXXON MOBIL CORP COM 30231G102 $1,126 13,418 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ FPL GROUP INC COM 302571104 $230 4,054 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ FAIR ISAAC CORP COM 303250104 $11,686 291,281 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ FEDERAL NATL MTG ASSN COM 313586109 $227 3,477 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ FEDERAL SIGNAL CORP COM 313855108 $160 10,075 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ FEDEX CORP COM 31428X106 $410 3,697 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ FIDELITY NATL INFORMATION SVCS COM 31620M106 $3,460 63,741 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ FIDELITY NATIONAL FINANCIAL IN CL A 31620R105 $2,401 101,310 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ FIRST DATA CORP COM 319963104 $3,267 100,000 SH CALL X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES OR CUSIP VALUE PRINCIPAL SH/ PUT/ SHARED- SHARED- OTHER ISSUER TITLE OF CLASS NUMBER (IN THOUSANDS) AMOUNT PRN CALL SOLE DEFINED OTHER MNGRS** SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ FISERV INC COM 337738108 $591 10,400 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ FLOWERS FOODS INC COM 343498101 $329 14,811 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ FORTUNE BRANDS INC COM 349631101 $394 4,788 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ FRANKLIN RES INC COM 354613101 $452 3,415 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ FREEPORT-MCMORAN COPPER & GOLD COM 35671D857 $33,747 407,474 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ FULLER H B CO COM 359694106 $326 10,910 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ GATX CORP COM 361448103 $219 4,439 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ GAMMON GOLD INC COM 36467T106 $175 13,851 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ GEN-PROBE INC NEW COM 36866T103 $28,621 473,695 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ GENERAL ELECTRIC CO COM 369604103 $12,196 318,601 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ GENERAL GROWTH PPTYS INC COM 370021107 $233 4,409 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ GENESIS HEALTHCARE CORP COM 37184D101 $248 3,629 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ GENTEX CORP COM 371901109 $214 10,878 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ GOLDCORP INC NEW COM 380956409 $948 40,029 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ GOLDMAN SACHS GROUP INC COM 38141G104 $390 1,801 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ GOODYEAR TIRE & RUBR CO COM 382550101 $991 28,500 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ GOOGLE INC CL A 38259P508 $384 735 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ GRACO INC COM 384109104 $358 8,893 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ GREAT ATLANTIC & PAC TEA INC COM 390064103 $227 6,780 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ GREATBATCH INC COM 39153L106 $238 7,337 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ GREIF INC CL A 397624107 $377 6,330 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ GUESS INC COM 401617105 $17,981 374,300 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ HLTH CORPORATION COM 40422Y101 $1,851 132,100 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ HAIN CELESTIAL GROUP INC COM 405217100 $479 17,640 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ HALLIBURTON CO COM 406216101 $60,704 1,759,540 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES OR CUSIP VALUE PRINCIPAL SH/ PUT/ SHARED- SHARED- OTHER ISSUER TITLE OF CLASS NUMBER (IN THOUSANDS) AMOUNT PRN CALL SOLE DEFINED OTHER MNGRS** SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ HANOVER COMPRESSOR CO COM 410768105 $2,483 104,124 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ HANOVER INS GROUP INC COM 410867105 $203 4,167 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ HARRAHS ENTMT INC COM 413619107 $499 5,849 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ HARTE-HANKS INC COM 416196103 $269 10,483 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ HEXCEL CORP NEW COM 428291108 $265 12,591 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ HILTON HOTELS CORP COM 432848109 $2,307 68,916 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ HOME DEPOT INC COM 437076102 $2,755 70,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ HOME SOLUTIONS AMER INC COM 437355100 $311 52,047 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ HONEYWELL INTL INC COM 438516106 $303 5,375 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ HORIZON LINES INC COM 44044K101 $2,413 73,667 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ HOST HOTELS & RESORTS INC COM 44107P104 $238 10,302 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SB NT CV HUTCHINSON TECHNOLOGY INC 3.25%26 448407AF3 $5,198 6,000,000 PRN X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ HYPERCOM CORP COM 44913M105 $1,395 236,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ IAMGOLD CORP COM 450913108 $383 50,060 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ICICI BK LTD ADR 45104G104 $100,251 2,039,700 SH X 1 X - 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------------------------------------------------------------------------------------------------------------------------------------ YAHOO INC COM 984332106 $1,172 43,183 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ YUM BRANDS INC COM 988498101 $26,718 816,552 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ZYMOGENETICS INC COM 98985T109 $449 30,700 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ APEX SILVER MINES LTD ORD G04074103 $32,197 1,595,473 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ASPEN INSURANCE HOLDINGS LTD SHS G05384105 $202 7,188 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ BUNGE LIMITED COM G16962105 $222 2,633 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CHIPMOS TECH BERMUDA LTD SHS G2110R106 $771 107,230 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ENDURANCE SPECIALTY HLDGS LTD SHS G30397106 $215 5,380 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ FRESH DEL MONTE PRODUCE INC ORD G36738105 $519 20,736 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 $16,287 894,426 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES OR CUSIP VALUE PRINCIPAL SH/ PUT/ SHARED- SHARED- OTHER ISSUER TITLE OF CLASS NUMBER (IN THOUSANDS) AMOUNT PRN CALL SOLE DEFINED OTHER MNGRS** SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 $1,739 95,500 SH CALL X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ORIENT-EXPRESS HOTELS LTD CL A G67743107 $272 5,095 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SINA CORP ORD G81477104 $10,894 260,250 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ TRANSOCEAN INC ORD G90078109 $42,210 398,286 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ XOMA LTD ORD G9825R107 $519 170,640 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ RADWARE LTD ORD M81873107 $1,237 85,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ULTRAPETROL BAHAMAS LTD COM P94398107 $39,273 1,657,100 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ROYAL CARIBBEAN CRUISES LTD COM V7780T103 $570 13,256 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ASE TEST LTD ORD Y02516105 $14,645 1,040,850 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ DRYSHIPS INC SHS Y2109Q101 $721 16,610 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ FLEXTRONICS INTL LTD ORD Y2573F102 $230 21,272 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ NAVIOS MARITIME HOLDINGS INC COM Y62196103 $12,156 1,006,262 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ Total Fair Market Value $3,152,452 (in thousands)
The following investment managers that are required to file a report pursuant Section 13 (f) of the Securities and Exchange Act of 1934 ("Section 13 (f)") exercise investment discretion with respect to certain securities held in accounts for which Soros Fund Management LLC ("SFM LLC") acts as principal investment manager, and certain limited partnerships in which such accounts are directly or indirectly partners, and such managers will report such positions on their reports: 028-06437 Atlantic Investment Management, Inc. 028-05875 Blavin & Company, Inc. 028-05444 Brahman Capital Corp. 028-12212 Discovery Capital Management, LLC 028-11106 EAC Management LP 028-06301 Origin Capital Management LLC 028-10804 RR Partners LP 028-05395 Select Equity Group, Inc. 028-06099 Seminole Management Company, Inc. (Paul C. Shiverick) 028-05369 Sirios Capital Management, L.P. ** Certain securities reported herein are managed by investment managers that are not required to file a report pursuant to Section 13(f). The inclusion of such securities herein shall not be deemed an admission that George Soros or SFM LLC has investment discretion or voting authority over such securities. -----END PRIVACY-ENHANCED MESSAGE-----