13F-HR 1 form_13f-sorosfundmgmt.txt ----------------------------------- OMB APPROVAL ----------------------------------- OMB Number: 3235-0006 Expires: December 31, 2006 Estimated average burden hours per response..........22.8 ----------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2006 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Soros Fund Management LLC Address: 888 Seventh Avenue New York, New York 10106 Form 13F File Number: 028-06420 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jodye M. Anzalotta Title: Assistant General Counsel Phone: 212-320-5531 Signature, Place, and Date of Signing:
/s/ Jodye M. Anzalotta New York, New York November 14, 2006 ----------------------- ------------------- ------------------- [Signature] [City, State] [Date]
Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F Summary Page Report Summary: Number of Other Included Managers: 1 ------------------ Form 13F Information Table Entry Total: 384 ------------------ Form 13F Information Table Value Total: $2,856,537 ------------------ (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NO. FORM 13F FILE NUMBER NAME ---------- ------------------------- -------------------- 1. 028-10418 George Soros
Soros Fund Management LLC Form 13F Information Table Quarter ended September 30, 2006 INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES OR CUSIP VALUE PRINCIPAL SH/ PUT/ SHARED- SHARED- OTHER ISSUER TITLE OF CLASS NUMBER (IN THOUSANDS) AMOUNT PRN CALL SOLE DEFINED OTHER MNGRS** SOLE SHARED NONE ----------------------------------------------------------------------------------------------------------------------------------- A D C TELECOMMUNICATIONS SUB NT CV 1%08 000886AD3 $6,314 6,750,000 PRN X 1 X ----------------------------------------------------------------------------------------------------------------------------------- AGCO CORP COM 001084102 $1,072 42,300 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- AES CORP COM 00130H105 $6,097 299,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- AMR CORP COM 001765106 $3,359 145,160 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- AMR CORP COM 001765106 $1,055 45,600 SH CALL X 1 X ----------------------------------------------------------------------------------------------------------------------------------- AT&T INC COM 00206R102 $8,414 258,400 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- ABERCROMBIE & FITCH CO CL A 002896207 $7,233 104,100 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- ABITIBI-CONSOLIDATED INC COM 003924107 $750 302,500 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- ADAMS RESPIRATORY THERAPEUTI COM 00635P107 $60,297 1,647,918 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- ADEZA BIOMEDICAL CORP COM 006864102 $1,231 75,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- ADOLOR CORP COM 00724X102 $6,533 471,028 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- ADOLOR CORP COM 00724X102 $298 21,500 SH CALL X 1 X ----------------------------------------------------------------------------------------------------------------------------------- ADVANCE AUTO PARTS INC COM 00751Y106 $972 29,500 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- ADVANCED LIFE COM 00765H107 $1,723 578,034 SH X 1 X SCIENCES HLDGS ----------------------------------------------------------------------------------------------------------------------------------- ADVANCED MICRO DEVICES INC COM 007903107 $19,448 782,600 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- AETNA INC NEW COM 00817Y108 $5,921 149,700 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- AFFYMETRIX INC COM 00826T108 $1,065 49,400 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- AFFORDABLE RESIDENTIAL CMTYS COM 008273104 $1,059 109,300 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- AGERE SYS INC COM 00845V308 $90 6,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- AGERE SYS INC SB NT CV 6.5% 00845VAA8 $73,506 73,095,000 PRN X 1 X ----------------------------------------------------------------------------------------------------------------------------------- AGILE SOFTWARE CORP DEL COM 00846X105 $170 26,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- AKAMAI TECHNOLOGIES INC COM 00971T101 $4,034 80,700 SH PUT X 1 X ----------------------------------------------------------------------------------------------------------------------------------- ALLOS THERAPEUTICS INC COM 019777101 $6,512 1,727,300 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- ALTRIA GROUP INC COM 02209S103 $11,314 147,800 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- AMERICAN EAGLE OUTFITTERS NEW COM 02553E106 $10,020 228,600 SH X 1 X -----------------------------------------------------------------------------------------------------------------------------------
INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES OR CUSIP VALUE PRINCIPAL SH/ PUT/ SHARED- SHARED- OTHER ISSUER TITLE OF CLASS NUMBER (IN THOUSANDS) AMOUNT PRN CALL SOLE DEFINED OTHER MNGRS** SOLE SHARED NONE ----------------------------------------------------------------------------------------------------------------------------------- AMERICAN MED SYS HLDGS INC COM 02744M108 $7,138 387,289 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- AMGEN INC COM 031162100 $14,306 200,000 SH PUT X 1 X ----------------------------------------------------------------------------------------------------------------------------------- AMYLIN PHARMACEUTICALS INC COM 032346108 $65,651 1,489,700 SH PUT X 1 X ----------------------------------------------------------------------------------------------------------------------------------- ANDREW CORP COM 034425108 $3,079 332,880 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 $1,370 36,292 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- ANORMED INC COM 035910108 $2,366 187,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- APPLERA CORP COM AP BIO GRP 038020103 $2,043 61,700 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- ARCH COAL INC COM 039380100 $1,951 67,500 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- ARCHER DANIELS MIDLAND CO COM 039483102 $7,739 204,300 SH PUT X 1 X ----------------------------------------------------------------------------------------------------------------------------------- ARENA PHARMACEUTICALS INC COM 040047102 $659 55,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- ARIAD PHARMACEUTICALS INC COM 04033A100 $269 61,602 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- ATHEROGENICS INC COM 047439104 $761 57,815 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- ATHEROGENICS INC COM 047439104 $2,568 195,000 SH CALL X 1 X ----------------------------------------------------------------------------------------------------------------------------------- AUTOZONE INC COM 053332102 $10,227 99,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- AUXILIUM PHARMACEUTICALS INC COM 05334D107 $39,239 3,877,403 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- AVALONBAY CMNTYS INC COM 053484101 $7,104 59,000 SH PUT X 1 X ----------------------------------------------------------------------------------------------------------------------------------- AXCELIS TECHNOLOGIES INC COM 054540109 $3,368 478,400 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- BISYS GROUP INC COM 055472104 $304 28,000 SH PUT X 1 X ----------------------------------------------------------------------------------------------------------------------------------- BMC SOFTWARE INC COM 055921100 $1,957 71,900 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- BAIDU COM INC SPON ADR REP A 056752108 $525 6,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- BANCO BRADESCO S A SP ADR PFD NEW 059460303 $5,783 173,400 SH X 1 X -----------------------------------------------------------------------------------------------------------------------------------
INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES OR CUSIP VALUE PRINCIPAL SH/ PUT/ SHARED- SHARED- OTHER ISSUER TITLE OF CLASS NUMBER (IN THOUSANDS) AMOUNT PRN CALL SOLE DEFINED OTHER MNGRS** SOLE SHARED NONE ----------------------------------------------------------------------------------------------------------------------------------- BANCO ITAU HLDG FINANCIERA S A SP ADR 500 PFD 059602201 $6,423 214,100 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- BARD C R INC COM 067383109 $1,507 20,092 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- BARNES & NOBLE INC COM 067774109 $2,276 60,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- BARRICK GOLD CORP COM 067901108 $3,035 98,800 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- BARRIER THERAPEUTICS INC COM 06850R108 $21,478 3,324,734 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- BAUSCH & LOMB INC COM 071707103 $2,507 50,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- BAXTER INTL INC COM 071813109 $3,082 67,800 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- BEA SYS INC SB NT CV 073325AD4 $19,571 19,645,000 PRN X 1 X 4%06 ----------------------------------------------------------------------------------------------------------------------------------- BEARINGPOINT INC COM 074002106 $1,808 230,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- BEBE STORES INC COM 075571109 $3,717 150,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- BELLSOUTH CORP COM 079860102 $8,665 202,700 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- BIOENVISION INC COM 09059N100 $2,066 375,044 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- BIOMET INC COM 090613100 $3,219 100,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- BIOGEN IDEC INC COM 09062X103 $3,128 70,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- BIOMIMETIC THERAPEUTICS INC COM 09064X101 $3,294 421,290 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- BLACK & DECKER CORP COM 091797100 $1,055 13,300 SH PUT X 1 X ----------------------------------------------------------------------------------------------------------------------------------- BLUEFLY INC COM 096227103 $48,113 48,599,355 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- BON-TON STORES INC COM 09776J101 $2,974 100,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- BOMBAY CO INC COM 097924104 $2,070 1,510,900 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- BOWATER INC COM 102183100 $1,114 54,170 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- BROADCOM CORP CL A 111320107 $2,124 70,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- BROCADE COMMUNICATIONS SYS INC COM 111621108 $2,729 386,600 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 $1,017 22,941 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- BROOKS AUTOMATION INC COM 114340102 $1,057 81,000 SH X 1 X -----------------------------------------------------------------------------------------------------------------------------------
INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES OR CUSIP VALUE PRINCIPAL SH/ PUT/ SHARED- SHARED- OTHER ISSUER TITLE OF CLASS NUMBER (IN THOUSANDS) AMOUNT PRN CALL SOLE DEFINED OTHER MNGRS** SOLE SHARED NONE ----------------------------------------------------------------------------------------------------------------------------------- CA INC COM 12673P105 $1 58 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- CA INC COM 12673P105 $379 16,000 SH PUT X 1 X ----------------------------------------------------------------------------------------------------------------------------------- CABLEVISION SYS CORP CL A NY CABLVS 12686C109 $3,856 169,800 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- CALIPER LIFE SCIENCES INC COM 130872104 $403 82,590 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- CARDINAL HEALTH INC COM 14149Y108 $1,972 30,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- CARMAX INC COM 143130102 $2,961 71,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- CATHAY GENERAL BANCORP COM 149150104 $1,008 27,925 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- CELL GENESYS INC COM 150921104 $229 50,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- CELGENE CORP COM 151020104 $17,060 394,000 SH PUT X 1 X ----------------------------------------------------------------------------------------------------------------------------------- CEMEX SAB DE CV SPON ADR 5 ORD 151290889 $389 12,948 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- CENTER FINL CORP CALIF COM 15146E102 $973 40,900 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- CEPHALON INC COM 156708109 $1,099 17,800 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- CEPHEID COM 15670R107 $531 73,500 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- CHARLES RIV LABS INTL INC1 COM 159864107 $1,615 37,200 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- CHICAGO MERCANTILE HLDGS INC CL A 167760107 $7,174 15,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- CHICAGO MERCANTILE HLDGS INC CL A 167760107 $7,174 15,000 SH PUT X 1 X ----------------------------------------------------------------------------------------------------------------------------------- CHILDRENS PL RETAIL STORES INC COM 168905107 $2,593 40,500 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- CHINA MED TECHNOLOGIES INC SPONSORED ADR 169483104 $1,620 70,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- CHIPOTLE MEXICAN GRILL INC CL A 169656105 $11,831 238,200 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- CIPHERGEN BIOSYSTEMS INC COM 17252Y104 $431 324,352 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- CISCO SYS INC COM 17275R102 $21,211 923,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- CISCO SYS INC COM 17275R102 $6,965 303,100 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- CITI TRENDS INC COM 17306X102 $6,119 177,300 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- CLAIRES STORES INC COM 179584107 $2,916 100,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- COACH INC COM 189754104 $4,300 125,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- COLLAGENEX PHARMACEUTICALS INC COM 19419B100 $2,516 193,678 SH X 1 X -----------------------------------------------------------------------------------------------------------------------------------
INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES OR CUSIP VALUE PRINCIPAL SH/ PUT/ SHARED- SHARED- OTHER ISSUER TITLE OF CLASS NUMBER (IN THOUSANDS) AMOUNT PRN CALL SOLE DEFINED OTHER MNGRS** SOLE SHARED NONE ----------------------------------------------------------------------------------------------------------------------------------- COMBINATORX INC COM 20010A103 $534 85,739 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- COMCAST CORP NEW CL A SPL 20030N200 $2,102 57,100 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- COMPANHIA VALE DO RIO DOCE SPONSORED ADR 204412209 $14,197 658,500 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- COMPUTER NETWORK TECHNOLOGY CP SB NT CV 3%07 204925AC5 $30,213 30,595,000 PRN X 1 X ----------------------------------------------------------------------------------------------------------------------------------- CONOR MEDSYSTEMS INC COM 208264101 $4,609 195,565 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- CONSECO INC COM NEW 208464883 $2,099 100,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- CONSOL ENERGY INC COM 20854P109 $1,488 46,900 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- CORNING INC COM 219350105 $25,031 1,025,450 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- CORRECTIONS CORP AMER NEW COM NEW 22025Y407 $5,093 117,750 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- COSTCO WHSL CORP NEW COM 22160K105 $15,624 314,500 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- CYBERONICS INC COM 23251P102 $4,998 285,094 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- CYBERONICS INC COM 23251P102 $88 5,000 SH CALL X 1 X ----------------------------------------------------------------------------------------------------------------------------------- DRS TECHNOLOGIES INC COM 23330X100 $2,184 50,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- DSW INC CL A 23334L102 $1,040 33,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- DADE BEHRING HLDGS INC COM 23342J206 $1,944 48,400 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- DEVON ENERGY CORP NEW COM 25179M103 $20,543 325,300 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- DIGENE CORP COM 253752109 $1,029 23,851 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- DIRECTV GROUP INC COM 25459L106 $2,031 103,200 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- DISCOVERY HOLDING CO CL A COM 25468Y107 $256 17,692 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- DIVERSA CORP COM 255064107 $679 84,700 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- DOMTAR INC COM 257561100 $1,270 216,200 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- DRESS BARN INC COM 261570105 $1,571 72,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- EAST WEST BANCORP INC COM 27579R104 $1,003 25,316 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- EBAY INC COM 278642103 $2,425 85,500 SH X 1 X -----------------------------------------------------------------------------------------------------------------------------------
INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES OR CUSIP VALUE PRINCIPAL SH/ PUT/ SHARED- SHARED- OTHER ISSUER TITLE OF CLASS NUMBER (IN THOUSANDS) AMOUNT PRN CALL SOLE DEFINED OTHER MNGRS** SOLE SHARED NONE ----------------------------------------------------------------------------------------------------------------------------------- ECHOSTAR COMMUNICATIONS NEW SUB NT 278762AG4 $70,025 69,763,000 PRN X 1 X CV5.75%08 ----------------------------------------------------------------------------------------------------------------------------------- ECOLAB INC COM 278865100 $1,015 23,700 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- EL PASO CORP COM 28336L109 $1,611 118,100 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- ELAN PLC ADR 284131208 $3,271 209,700 SH PUT X 1 X ----------------------------------------------------------------------------------------------------------------------------------- EMULEX CORP COM NEW 292475209 $2,153 118,500 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- EMULEX CORP SB NT CV 292475AD2 $24,802 25,100,000 PRN X 1 X 0.25%23 ----------------------------------------------------------------------------------------------------------------------------------- ERICSSON L M TEL CO ADR B SEK 10 294821608 $7,294 211,600 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- EXPRESS SCRIPTS INC COM 302182100 $3,018 40,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- EXTREME NETWORKS INC COM 30226D106 $2,420 666,700 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- EXTREME NETWORKS INC NT CONV 3.5%06 30226DAB2 $81,197 81,605,000 PRN X 1 X ----------------------------------------------------------------------------------------------------------------------------------- FEI CO SB NT CV ZERO 30241LAD1 $2,937 3,000,000 PRN X 1 X 23 ----------------------------------------------------------------------------------------------------------------------------------- FAMILY DLR STORES INC COM 307000109 $4,006 137,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- FEDERATED DEPT STORES INC DEL COM 31410H101 $14,631 338,600 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- FIRST DATA CORP COM 319963104 $3,150 75,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- FISERV INC COM 337738108 $824 17,500 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- FISERV INC COM 337738108 $471 10,000 SH CALL X 1 X ----------------------------------------------------------------------------------------------------------------------------------- FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 $806 13,913 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- FOREST CITY ENTERPRISES INC CL A 345550107 $1,025 18,882 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- FOUNDATION COAL HLDGS INC COM 35039W100 $3,108 96,025 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- FOUNDRY NETWORKS INC COM 35063R100 $400 30,400 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- GTC BIOTHERAPEUTICS INC COM 36238T104 $1,225 987,719 SH X 1 X -----------------------------------------------------------------------------------------------------------------------------------
INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES OR CUSIP VALUE PRINCIPAL SH/ PUT/ SHARED- SHARED- OTHER ISSUER TITLE OF CLASS NUMBER (IN THOUSANDS) AMOUNT PRN CALL SOLE DEFINED OTHER MNGRS** SOLE SHARED NONE ----------------------------------------------------------------------------------------------------------------------------------- GAMESTOP CORP NEW CL A 36467W109 $17,339 374,665 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- GAMESTOP CORP NEW CL A 36467W109 $3,054 66,000 SH CALL X 1 X ----------------------------------------------------------------------------------------------------------------------------------- GANNETT INC COM 364730101 $2,029 35,700 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- GEN-PROBE INC NEW COM 36866T103 $236 5,039 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- GENENTECH INC COM NEW 368710406 $8,270 100,000 SH PUT X 1 X ----------------------------------------------------------------------------------------------------------------------------------- GENESIS MICROCHIP INC DEL COM 37184C103 $2,774 235,659 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- GENOMIC HEALTH INC COM 37244C101 $3,418 236,371 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- GEVITY HR INC COM 374393106 $2,271 99,700 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- GMARKET INC SPON ADR 38012G100 $826 55,500 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- GOODYEAR TIRE & RUBR CO COM 382550101 $1,769 121,980 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- GOOGLE INC CL A 38259P508 $2,154 5,360 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- GYMBOREE CORP COM 403777105 $2,501 59,300 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- HAEMONETICS CORP COM 405024100 $6,552 140,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- HANA BIOSCIENCES INC COM 40963P105 $2,355 343,300 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- HANMI FINL CORP COM 410495105 $1,029 52,493 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- HEALTH NET INC COM 42222G108 $5,658 130,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- HERSHEY CO COM 427866108 $1,935 36,200 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- HESS CORP COM 42809H107 $6,022 145,400 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- HEXCEL CORP NEW COM 428291108 $2,745 194,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- HORIZON HEALTH CORP COM 44041Y104 $1,219 79,800 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- HOSPIRA INC COM 441060100 $9,185 240,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- HUDSON CITY BANCORP COM 443683107 $1,988 150,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- HUGOTON RTY TR TEX UNIT BEN INT 444717102 $694 26,331 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- HUMAN GENOME SCIENCES INC COM 444903108 $3,231 280,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- HUNT J B TRANS SVCS INC COM 445658107 $1,640 78,945 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- HYPERCOM CORP COM 44913M105 $2,648 390,600 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- ICONIX BRAND GROUP INC COM 451055107 $3,220 200,000 SH X 1 X -----------------------------------------------------------------------------------------------------------------------------------
INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES OR CUSIP VALUE PRINCIPAL SH/ PUT/ SHARED- SHARED- OTHER ISSUER TITLE OF CLASS NUMBER (IN THOUSANDS) AMOUNT PRN CALL SOLE DEFINED OTHER MNGRS** SOLE SHARED NONE ----------------------------------------------------------------------------------------------------------------------------------- IDENIX PHARMACEUTICALS INC COM 45166R204 $2,296 236,700 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- ILLINOIS TOOL WKS INC COM 452308109 $482 10,744 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- IMMUNOMEDICS INC COM 452907108 $1,066 599,100 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- INCYTE CORP COM 45337C102 $889 210,275 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- INDEVUS PHARMACEUTICALS INC COM 454072109 $1,184 200,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- INFINEON TECHNOLOGIES AG SPONSORED ADR 45662N103 $123 10,375 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- INTEL CORP COM 458140100 $4,397 213,749 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- INTEL CORP COM 458140100 $3,277 159,300 SH CALL X 1 X ----------------------------------------------------------------------------------------------------------------------------------- INTERNATIONAL COAL GRP INC NEW COM 45928H106 $971 230,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- INTL PAPER CO COM 460146103 $6,882 198,726 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- INTERNATIONAL RECTIFIER SUB NT 460254AE5 $140,738 142,519,000 PRN X 1 X CORP CV4.25%07 ----------------------------------------------------------------------------------------------------------------------------------- INVITROGEN CORP COM 46185R100 $5,925 93,441 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- INVITROGEN CORP COM 46185R100 $596 9,400 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- IOMAI CORP COM 46202P103 $965 204,350 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- IRIS INTL INC COM 46270W105 $5,446 473,580 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- ISHARES INC MSCI MALAYSIA 464286830 $471 61,500 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- ISHARES INC MSCI JAPAN 464286848 $4,333 320,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- ISHARES INC MSCI HONG KONG 464286871 $1,720 120,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- JETBLUE AWYS CORP COM 477143101 $61,960 6,705,587 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- JOS A BANK CLOTHIERS INC COM 480838101 $1,198 40,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- JUNIPER NETWORKS INC SR NT CV ZER08 48203RAC8 $15,622 15,000,000 PRN X 1 X ----------------------------------------------------------------------------------------------------------------------------------- K V PHARMACEUTICAL CO CL A 482740206 $1,185 50,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- KB HOME COM 48666K109 $2,812 64,200 SH CALL X 1 X ----------------------------------------------------------------------------------------------------------------------------------- KEMET CORP COM 488360108 $767 95,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- KOHLS CORP COM 500255104 $19,638 302,500 SH X 1 X -----------------------------------------------------------------------------------------------------------------------------------
INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES OR CUSIP VALUE PRINCIPAL SH/ PUT/ SHARED- SHARED- OTHER ISSUER TITLE OF CLASS NUMBER (IN THOUSANDS) AMOUNT PRN CALL SOLE DEFINED OTHER MNGRS** SOLE SHARED NONE ----------------------------------------------------------------------------------------------------------------------------------- KOS PHARMACEUTICALS INC COM 500648100 $1,977 40,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- KYPHON INC COM 501577100 $1,119 29,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- LSI LOGIC CORP COM 502161102 $543 66,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- LSI LOGIC CORP SB NT CV 502161AG7 $67,636 67,806,000 PRN X 1 X 4%06 ----------------------------------------------------------------------------------------------------------------------------------- LABORATORY CORP AMER HLDGS COM NEW 50540R409 $4,033 61,500 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- LABRANCHE & CO INC COM 505447102 $1,970 190,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- LAM RESEARCH CORP COM 512807108 $1,179 26,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- LAMAR ADVERTISING CO CL A 512815101 $4,059 76,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- LATTICE SEMICONDUCTOR CORP COM 518415104 $818 120,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- LATTICE SEMICONDUCTOR SB NT CV ZERO 518415AE4 $62,699 67,600,000 PRN X 1 X CORP 10 ----------------------------------------------------------------------------------------------------------------------------------- LEUCADIA NATL CORP COM 527288104 $1,963 75,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- LIBERTY MEDIA HLDG CORP INT COM SER A 53071M104 $438 21,500 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- LIBERTY MEDIA HLDG CORP INT COM SER A 53071M104 $1,309 64,207 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- LIBERTY MEDIA HLDG CORP CAP COM SER A 53071M302 $359 4,300 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- LILLY ELI & CO COM 532457108 $279 4,900 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- LINCARE HLDGS INC SR DEB CV 3%33 532791AB6 $4,857 5,000,000 PRN X 1 X ----------------------------------------------------------------------------------------------------------------------------------- LOCKHEED MARTIN CORP COM 539830109 $4,432 51,500 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- LOEWS CORP COM 540424108 $7,970 210,300 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- LOEWS CORP CAROLNA GP STK 540424207 $4,758 85,900 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- LUCENT TECHNOLOGIES INC SB DB CV 8%31 549463AK3 $16,582 16,500,000 PRN X 1 X ----------------------------------------------------------------------------------------------------------------------------------- MSC SOFTWARE CORP COM 553531104 $1,395 90,600 SH X 1 X -----------------------------------------------------------------------------------------------------------------------------------
INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES OR CUSIP VALUE PRINCIPAL SH/ PUT/ SHARED- SHARED- OTHER ISSUER TITLE OF CLASS NUMBER (IN THOUSANDS) AMOUNT PRN CALL SOLE DEFINED OTHER MNGRS** SOLE SHARED NONE ----------------------------------------------------------------------------------------------------------------------------------- MARATHON ACQUISITION CORP UNIT EX 2010 565756202 $30,000 3,750,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- MARSH & MCLENNAN COS INC COM 571748102 $2,874 102,100 SH CALL X 1 X ----------------------------------------------------------------------------------------------------------------------------------- MARTEK BIOSCIENCES CORP COM 572901106 $2,577 119,786 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- MASTERCARD INC COM 57636Q104 $2,054 29,200 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- MCDATA CORP CL A 580031201 $1,841 366,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- MCDATA CORP SB NT CV 580031AD4 $18,113 20,000,000 PRN X 1 X 2.25%10 ----------------------------------------------------------------------------------------------------------------------------------- MCDONALDS CORP COM 580135101 $4,929 126,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- MCKESSON CORP COM 58155Q103 $791 15,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- MEDICINES CO COM 584688105 $5,268 233,527 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- MEDIMMUNE INC COM 584699102 $5,415 185,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- MENS WEARHOUSE INC COM 587118100 $1,116 30,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- MERCER INTL INC COM 588056101 $1,801 190,766 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- MERCK & CO INC COM 589331107 $2,807 67,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- MERCURY COMPUTER SYS SR NT CV 2%24 589378AB4 $24,614 28,050,000 PRN X 1 X ----------------------------------------------------------------------------------------------------------------------------------- MERIDIAN RESOURCE CORP COM 58977Q109 $4,668 1,525,563 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- METABASIS THERAPEUTICS INC COM 59101M105 $763 135,802 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- MICROSOFT CORP COM 594918104 $974 35,625 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 $368 9,742 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- MONOLITHIC PWR SYS INC COM 609839105 $856 90,535 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- MOODYS CORP COM 615369105 $4,590 70,200 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- MOSAIC CO COM 61945A107 $4,821 285,294 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- MOTOROLA INC COM 620076109 $3,403 136,100 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- MYRIAD GENETICS INC COM 62855J104 $268 10,859 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- MYRIAD GENETICS INC COM 62855J104 $1,109 45,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- MYOGEN INC COM 62856E104 $351 10,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- NCR CORP NEW COM 62886E108 $2,764 70,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- NPS PHARMACEUTICALS INC COM 62936P103 $12,531 3,289,016 SH X 1 X -----------------------------------------------------------------------------------------------------------------------------------
INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES OR CUSIP VALUE PRINCIPAL SH/ PUT/ SHARED- SHARED- OTHER ISSUER TITLE OF CLASS NUMBER (IN THOUSANDS) AMOUNT PRN CALL SOLE DEFINED OTHER MNGRS** SOLE SHARED NONE ----------------------------------------------------------------------------------------------------------------------------------- NARA BANCORP INC COM 63080P105 $1,017 55,600 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- NASDAQ 100 TR UNIT SER 1 631100104 $2,033 50,000 SH CALL X 1 X ----------------------------------------------------------------------------------------------------------------------------------- NASDAQ STOCK MARKET INC COM 631103108 $2,050 67,800 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- NASTECH COM PAR 631728409 $441 28,922 SH X 1 X PHARMACEUTICAL INC $0.006 ----------------------------------------------------------------------------------------------------------------------------------- NEKTAR THERAPEUTICS COM 640268108 $7,412 514,377 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- NEKTAR THERAPEUTICS COM 640268108 $2,643 183,400 SH CALL X 1 X ----------------------------------------------------------------------------------------------------------------------------------- NETEASE COM INC SPONSORED ADR 64110W102 $543 33,200 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- NETLOGIC MICROSYSTEMS INC COM 64118B100 $1,494 58,900 SH PUT X 1 X ----------------------------------------------------------------------------------------------------------------------------------- NEUROCRINE COM 64125C109 $376 35,000 SH X 1 X BIOSCIENCES INC ----------------------------------------------------------------------------------------------------------------------------------- NEW RIV PHARMACEUTICALS INC COM 648468205 $569 22,100 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- NEW RIV PHARMACEUTICALS INC COM 648468205 $309 12,000 SH PUT X 1 X ----------------------------------------------------------------------------------------------------------------------------------- NEWMONT MINING CORP COM 651639106 $1,907 44,600 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- NEWS CORP CL B 65248E203 $4,299 208,272 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- NOKIA CORP SPONSORED ADR 654902204 $15,348 779,500 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- NORDSTROM INC COM 655664100 $6,193 146,400 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- NORTEL NETWORKS CORP NEW COM 656568102 $239 103,753 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- NORTHSTAR NEUROSCIENCE INC COM 66704V101 $274 20,750 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- NOVELL INC SR DEB CV 670006AC9 $2,346 2,500,000 PRN X 1 X 0.5%24 ----------------------------------------------------------------------------------------------------------------------------------- NUVELO INC COM NEW 67072M301 $365 20,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- OCCIDENTAL PETE CORP DEL COM 674599105 $42,226 877,700 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- OFFICE DEPOT INC COM 676220106 $4,955 124,800 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 $46,544 358,500 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- OMNICARE INC COM 681904108 $1,431 33,200 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- OMRIX BIOPHARMACEUTICALS INC COM 681989109 $2,543 135,052 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- OPEN JT STK CO-VIMPEL COMMUNIC SPONSORED ADR 68370R109 $2,424 40,000 SH X 1 X -----------------------------------------------------------------------------------------------------------------------------------
INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES OR CUSIP VALUE PRINCIPAL SH/ PUT/ SHARED- SHARED- OTHER ISSUER TITLE OF CLASS NUMBER (IN THOUSANDS) AMOUNT PRN CALL SOLE DEFINED OTHER MNGRS** SOLE SHARED NONE ----------------------------------------------------------------------------------------------------------------------------------- ORACLE CORP COM 68389X105 $7,912 446,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- ORACLE CORP COM 68389X105 $3,424 193,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- PALM INC NEW COM 696643105 $1,456 100,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- PALM INC NEW COM 696643105 $728 50,000 SH CALL X 1 X ----------------------------------------------------------------------------------------------------------------------------------- PEABODY ENERGY CORP COM 704549104 $10,224 277,975 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- PENNEY J C INC COM 708160106 $18,917 276,600 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR 71654V408 $1,677 20,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- PFIZER INC COM 717081103 $5,015 180,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- PFIZER INC COM 717081103 $3,304 116,500 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- PHELPS DODGE CORP COM 717265102 $2,778 32,800 SH PUT X 1 X ----------------------------------------------------------------------------------------------------------------------------------- PHILLIPS VAN HEUSEN CORP COM 718592108 $4,177 100,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- PHOTRONICS INC SB NT CV 719405AC6 $50,493 50,683,000 PRN X 1 X 4.75%06 ----------------------------------------------------------------------------------------------------------------------------------- PIER 1 IMPORTS INC COM 720279108 $4,341 585,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- PIXELWORKS INC COM 72581M107 $1,440 488,300 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- POLO RALPH LAUREN CORP CL A 731572103 $6,469 100,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- POLYCOM INC COM 73172K104 $1,987 81,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- PREFERRED BK LOS ANGELES CA COM 740367107 $1,001 16,700 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- PROGRESSIVE CORP OHIO COM 743315103 $1,971 80,300 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- QUALCOMM INC COM 747525103 $14,882 409,400 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- QUALCOMM INC COM 747525103 $9,655 265,600 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- QUEST DIAGNOSTICS INC COM 74834L100 $3,939 64,400 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- QUICKSILVER RESOURCES INC COM 74837R104 $2,979 93,400 SH PUT X 1 X ----------------------------------------------------------------------------------------------------------------------------------- QWEST COMMUNICATIONS INTL INC COM 749121109 $7,931 909,500 SH X 1 X -----------------------------------------------------------------------------------------------------------------------------------
INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES OR CUSIP VALUE PRINCIPAL SH/ PUT/ SHARED- SHARED- OTHER ISSUER TITLE OF CLASS NUMBER (IN THOUSANDS) AMOUNT PRN CALL SOLE DEFINED OTHER MNGRS** SOLE SHARED NONE ----------------------------------------------------------------------------------------------------------------------------------- RADIOSHACK CORP COM 750438103 $3,267 169,300 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- RELIANT ENERGY INC COM 75952B105 $5,872 477,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- REPLIGEN CORP COM 759916109 $461 135,700 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- REPLIDYNE INC COM 76028W107 $12,876 1,368,382 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- RESEARCH IN MOTION LTD COM 760975102 $7,955 77,500 SH PUT X 1 X ----------------------------------------------------------------------------------------------------------------------------------- RESMED INC COM 761152107 $3,623 90,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- RETAIL VENTURES INC COM 76128Y102 $1,541 100,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- REYNOLDS AMERICAN INC COM 761713106 $5,788 93,400 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- SCI SYS INC SUB NT CONV 783890AF3 $113,220 115,090,000 PRN X 1 X 3%07 ----------------------------------------------------------------------------------------------------------------------------------- SPDR TR UNIT SER 1 78462F103 $5,584 41,800 SH CALL X 1 X ----------------------------------------------------------------------------------------------------------------------------------- SAFEWAY INC COM NEW 786514208 $1,997 65,800 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- ST JUDE MED INC COM 790849103 $3,091 87,590 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- SAKS INC COM 79377W108 $933 54,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- SALIX PHARMACEUTICALS INC COM 795435106 $339 25,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- SANDISK CORP COM 80004C101 $2,356 44,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- SASOL LTD SPONSORED ADR 803866300 $4,545 138,200 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 $46,197 863,500 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 $2,620 75,600 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- SEPRACOR INC COM 817315104 $5,328 110,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- SERVICE CORP INTL COM 817565104 $2,991 320,198 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- SHIRE PLC SPONSORED ADR 82481R106 $2,667 54,000 SH PUT X 1 X ----------------------------------------------------------------------------------------------------------------------------------- SIERRA HEALTH SVCS INC COM 826322109 $3,512 92,800 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- SKYWORKS SOLUTIONS INC COM 83088M102 $1,614 311,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- SKYWORKS SOLUTIONS INC SB NT CV 83088MAB8 $67,994 68,422,000 PRN X 1 X 4.75%07 ----------------------------------------------------------------------------------------------------------------------------------- SOHU COM INC COM 83408W103 $595 27,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- SOLECTRON CORP SR NT CV 0.5%34834182AT4 $9,390 12,000,000 PRN X 1 X -----------------------------------------------------------------------------------------------------------------------------------
INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES OR CUSIP VALUE PRINCIPAL SH/ PUT/ SHARED- SHARED- OTHER ISSUER TITLE OF CLASS NUMBER (IN THOUSANDS) AMOUNT PRN CALL SOLE DEFINED OTHER MNGRS** SOLE SHARED NONE ----------------------------------------------------------------------------------------------------------------------------------- SONICWALL INC COM 835470105 $1,097 100,440 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- SONY CORP ADR NEW 835699307 $3,229 80,000 SH CALL X 1 X ----------------------------------------------------------------------------------------------------------------------------------- SOUTHWEST AIRLS CO COM 844741108 $1,999 120,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- SOUTHWESTERN ENERGY CO COM 845467109 $765 25,600 SH PUT X 1 X ----------------------------------------------------------------------------------------------------------------------------------- SPRINT NEXTEL CORP COM FON 852061100 $6,239 363,800 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- STERICYCLE INC COM 858912108 $2,094 30,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- STREETTRACKS GOLD TR GOLD SHS 863307104 $1,041 17,500 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- SUN MICROSYSTEMS INC COM 866810104 $1,578 318,800 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- SUPERVALU INC COM 868536103 $1,984 66,900 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- SUPPORTSOFT INC COM 868587106 $1,818 416,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- SURMODICS INC COM 868873100 $1,580 45,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- SYBASE INC SB NT CV 871130AB6 $4,452 4,000,000 PRN X 1 X 1.75%25 ----------------------------------------------------------------------------------------------------------------------------------- SYMANTEC CORP COM 871503108 $2,298 108,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- TJX COS INC NEW LYON ZERO 872540AL3 $9,347 10,000,000 PRN X 1 X 21 ----------------------------------------------------------------------------------------------------------------------------------- TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 $5,883 612,800 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- TARGACEPT INC COM 87611R306 $623 110,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- TARGET CORP COM 87612E106 $18,017 326,100 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- TEKELEC SR SB NT CV 08 879101AE3 $1,954 2,000,000 PRN X 1 X ----------------------------------------------------------------------------------------------------------------------------------- TERADYNE INC COM 880770102 $605 46,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- TERADYNE INC SB DB CV 880770AD4 $82,389 82,496,000 PRN X 1 X 3.75%06 ----------------------------------------------------------------------------------------------------------------------------------- TEXAS INSTRS INC COM 882508104 $2,068 62,200 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- THORATEC CORP COM NEW 885175307 $781 50,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- TRANSWITCH CORP COM 894065101 $1,149 815,111 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- TRINITY INDS INC COM 896522109 $4,481 139,280 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- TRIQUINT SEMICONDUCTOR INC COM 89674K103 $343 66,000 SH X 1 X -----------------------------------------------------------------------------------------------------------------------------------
INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES OR CUSIP VALUE PRINCIPAL SH/ PUT/ SHARED- SHARED- OTHER ISSUER TITLE OF CLASS NUMBER (IN THOUSANDS) AMOUNT PRN CALL SOLE DEFINED OTHER MNGRS** SOLE SHARED NONE ----------------------------------------------------------------------------------------------------------------------------------- TRIQUINT SEMICONDUCTOR SUB NT CV 89674KAB9 $80,837 81,499,000 PRN X 1 X INC 4%07 ----------------------------------------------------------------------------------------------------------------------------------- TRIZETTO GROUP INC COM 896882107 $712 47,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- TWEEN BRANDS INC COM 901166108 $2,493 66,300 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- UAL CORP COM NEW 902549807 $3,100 116,660 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- UAL CORP COM NEW 902549807 $909 34,200 SH CALL X 1 X ----------------------------------------------------------------------------------------------------------------------------------- UCBH HOLDINGS INC COM 90262T308 $1,024 58,651 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- UST INC COM 902911106 $10,560 192,600 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- U S G CORP COM NEW 903293405 $2,855 60,700 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- UNDER ARMOUR INC CL A 904311107 $6,003 150,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- UNIBANCO-UNIAO DE GDR REP BANCOS BRA PFD UT 90458E107 $9,176 124,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- UNION PAC CORP COM 907818108 $1,452 16,500 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- UNITED THERAPEUTICS CORP DEL COM 91307C102 $4,314 81,980 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- UNITEDHEALTH GROUP INC COM 91324P102 $11,429 232,300 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- VALENTIS INC COM NEW 91913E302 $780 2,167,744 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- VALERO ENERGY CORP NEW COM 91913Y100 $31,062 603,500 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- VANDA PHARMACEUTICALS INC COM 921659108 $2,516 270,495 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- VARIAN MED SYS INC COM 92220P105 $4,645 87,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- VEECO INSTRS INC DEL COM 922417100 $302 15,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- VEECO INSTRS INC DEL SB NT 922417AB6 $14,864 15,304,000 PRN X 1 X CV4.125%08 ----------------------------------------------------------------------------------------------------------------------------------- VENTANA MED SYS INC COM 92276H106 $2,193 53,707 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- VERTEX PHARMACEUTICALS INC COM 92532F100 $2,140 63,600 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- VISICU INC COM 92831L204 $324 36,133 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- VIVO PARTICIPACOES S A SPON ADR PFD 92855S101 $2,671 856,235 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- VOLCANO CORPORATION COM 928645100 $575 50,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- WATCHGUARD TECHNOLOGIES INC COM 941105108 $1,155 271,680 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- WATERS CORP COM 941848103 $3,138 69,300 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- WATSON PHARMACEUTICALS INC COM 942683103 $437 16,700 SH X 1 X -----------------------------------------------------------------------------------------------------------------------------------
INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES OR CUSIP VALUE PRINCIPAL SH/ PUT/ SHARED- SHARED- OTHER ISSUER TITLE OF CLASS NUMBER (IN THOUSANDS) AMOUNT PRN CALL SOLE DEFINED OTHER MNGRS** SOLE SHARED NONE ----------------------------------------------------------------------------------------------------------------------------------- WELLPOINT INC COM 94973V107 $12,166 157,900 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- WESTERN DIGITAL CORP COM 958102105 $1,520 83,980 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- WILSHIRE BANCORP INC COM 97186T108 $993 52,160 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- WIMM BILL DANN FOODS OJSC SPONSORED ADR 97263M109 $13,294 298,600 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- WIND RIVER SYSTEMS INC SB NT CV 973149AE7 $28,992 29,156,000 PRN X 1 X 3.75%06 ----------------------------------------------------------------------------------------------------------------------------------- WRIGLEY WM JR CO COM 982526105 $2,036 44,200 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- XTO ENERGY INC COM 98385X106 $2,262 53,700 SH PUT X 1 X ----------------------------------------------------------------------------------------------------------------------------------- ZHONE TECHNOLOGIES INC NEW COM 98950P108 $457 427,500 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- ZORAN CORP COM 98975F101 $936 58,200 SH PUT X 1 X ----------------------------------------------------------------------------------------------------------------------------------- ZYMOGENETICS INC COM 98985T109 $518 30,700 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- APEX SILVER MINES LTD ORD G04074103 $26,581 1,595,473 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- FOSTER WHEELER LTD SHS NEW G36535139 $2,315 60,000 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 $1,381 71,300 SH PUT X 1 X ----------------------------------------------------------------------------------------------------------------------------------- SEAGATE TECHNOLOGY SHS G7945J104 $2,161 93,600 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- XOMA LTD ORD G9825R107 $323 170,640 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- LANOPTICS LTD ORD M6706C103 $559 57,884 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- ASE TEST LTD ORD Y02516105 $10,091 1,181,604 SH X 1 X ----------------------------------------------------------------------------------------------------------------------------------- Total Fair Market Value $2,856,537 (in thousands)
The following investment managers that are required to file a report pursuant Section 13 (f) of the Securities and Exchange Act of 1934 ("Section 13 (f)") exercise investment discretion with respect to certain securities held in accounts for which Soros Fund Management LLC ("SFM LLC") acts as principal investment manager, and certain limited partnerships in which such accounts are directly or indirectly partners, and such managers will report such positions on their reports: 028-06437 Atlantic Investment Management, Inc. 028-05875 Blavin & Company, Inc. 028-05444 Brahman Capital Corp. 028-11106 EAC Management LP 028-06301 Origin Capital Management LLC 028-10804 RR Partners LP 028-05395 Select Equity Group, Inc. 028-06099 Seminole Management Company, Inc. (Paul C. Shiverick) 028-05369 Sirios Capital Management, L.P. ** Certain securities reported herein are managed by investment managers that are not required to file a report pursuant to Section 13(f). The inclusion of such securities herein shall not be deemed an admission that George Soros or SFM LLC has investment discretion or voting authority over such securities.