-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SwvfXaLzvL9FIg//8fYycNcNynBE7aayL6AWU9+HqdnTsHkDQRZikJi4dcgRg3/G lo2y61E0NiTT6HmwJZ1VGQ== 0000921530-99-000171.txt : 19990817 0000921530-99-000171.hdr.sgml : 19990817 ACCESSION NUMBER: 0000921530-99-000171 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990630 FILED AS OF DATE: 19990816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOROS FUND MANAGEMENT LLC CENTRAL INDEX KEY: 0001029160 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 133914976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-06420 FILM NUMBER: 99694001 BUSINESS ADDRESS: STREET 1: 888 SEVENTH AVENUE 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10106 BUSINESS PHONE: 2128721054 MAIL ADDRESS: STREET 1: C/O AKIN, GUMP, STRAUSS,HAUER,FELD, STREET 2: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 FORM 13F RE SOROS FUND MANAGEMENT LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 1999 Check here if Amendment [ ]; Amendment Number:___________________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Soros Fund Management LLC Address: 888 Seventh Avenue New York, NY 10106 Form 13F File Number: 28-6420 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Sean C. Warren Title: Managing Director Phone: 212-397-5552 Signature, Place, and Date of Signing: /S/ SEAN C. WARREN ______________________________________ [Signature] New York, New York ______________________________________ [City, State] August 13 , 1999 ______________________________________ [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F Summary Page Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 195 Form 13F Information Table Value Total: $ 5,529,110 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. If there are no entries in this list, state "NONE" and omit the column headings and list entries. NONE
Investment Discretion Voting Authority Issuer Title of Cusip Fair Market Shares or Sole Shared Shared-Oth Sole Shared None - ------ --------- ----- ----------- ---------- ---- ------- ---------- ---- ------ ---- Class Number Value (in Principal thousands) Amount Instr.V ----- ------- ---------- ----------- ------- AES CORP COM 00130H105 $ 31,969 550,000 X X AT&T CORP COM 001957208 $ 81,071 2,206,000 X X LIB GRP A ADAPTEC INC COM 00651F108 $ 434 12,300 X X ADELPHIA COMMUNICATIONS CORP CL A 006848105 $ 6,363 100,000 X X ADELPHIA COMMUNICATIONS CORP CL A 006848105 $ 385 6,050 X X AETNA INC COM 008117103 $ 151,572 1,700,000 X X AIRTOUCH COMMUNICATIONS INC COM 00949T100 $ 8,720 81,400 X X ALLIEDSIGNAL INC COM 019512102 $ 52,369 831,250 X X ALLIEDSIGNAL INC COM 019512102 $ 21,971 348,750 X X ALTERA CORP COM 021441100 $ 377 10,250 X X AMERICA ONLINE INC DEL COM 02364J104 $ 304 2,750 X X AMERICAN INTL GROUP INC COM 026874107 $ 35,119 300,000 X X ANADARKO PETE CORP COM 032511107 $ 7,363 200,000 X X ANALOG DEVICES INC COM 032654105 $ 258 5,150 X X ANHEUSER BUSCH COS INC COM 035229103 $ 9,931 140,000 X X APEX SILVER MINES LTD ORD G04074103 $ 41,712 3,405,071 X X APPLE COMPUTER INC COM 037833100 $ 440 9,500 X X APPLIED MATLS INC COM 038222105 $ 399 5,400 X X AUDIO BOOK CLUB INC COM 05068R108 $ 9,750 750,000 X X BARRETT RES CORP COM 068480201 $ 5,756 150,000 X X PAR $0.01 BERKSHIRE HATHAWAY INC DEL CL B 084670207 $ 11,200 5,000 X X BIOGEN INC COM 090597105 $ 118,978 1,850,000 X X CBS CORP COM 12490K107 $ 6,516 150,000 X X CIGNA CORP COM 125509109 $ 89,000 1,000,000 X X CABLEVISION SYS CORP CL A 12686C109 $ 4,200 60,000 X X CADENCE DESIGN SYSTEM INC COM 127387108 $ 2,550 200,000 X X CAPITAL ONE FINL CORP COM 14040H105 $ 11,138 200,000 X X CATERPILLAR INC DEL COM 149123101 $ 55,161 919,350 X X CATERPILLAR INC DEL COM 149123101 $ 41,301 688,350 X X CELESTICA INC SUB 15101Q108 $ 411 9,500 X X VTG SHS CENDANT CORP COM 151313103 $ 158,363 7,725,000 X X CHASE MANHATTAN CORP NEW COM 16161A108 $ 5,631 65,000 X X CHUBB CORP COM 171232101 $ 17,375 250,000 X X CHUBB CORP COM 171232101 $ 17,375 250,000 X X CISCO SYS INC COM 17275R102 $ 45,150 700,000 X X CISCO SYS INC COM 17275R102 $ 948 14,700 X X CITRIX SYS INC COM 177376100 $ 234 4,150 X X CLAIRE'S STORES INC COM 179584107 $ 915 35,700 X X Investment Discretion Voting Authority Issuer Title of Cusip Fair Market Shares or Sole Shared Shared-Oth Sole Shared None - ------ --------- ----- ----------- ---------- ---- ------- ---------- ---- ------ ---- Class Number Value (in Principal thousands) Amount Instr.V ----- ------- ---------- ----------- ------- CLEAR CHANNEL COMMUNICATIONS COM 184502102 $ 46,533 675,000 X X COLUMBIA/HCA HEALTHCARE CORP COM 197677107 $ 24,569 1,077,000 X X COLUMBIA/HCA HEALTHCARE CORP COM 197677107 $ 20,004 876,900 X X COMPUWARE CORP COM 205638109 $ 283 8,900 X X CONEXANT SYSTEMS INC COM 207142100 $ 5,806 100,000 X X CONTINUCARE CORP COM 212172100 $ 1,406 2,250,000 X X COR THERAPEUTICS INC COM 217753102 $ 3,245 220,000 X X CRYSTAL OIL CO COM 229385703 $ 54,133 1,628,066 X X PAR $.01 NEW CRYSTAL OIL CO PFD 229385307 $ 287 8,935 X X SR CV $.06 CURAGEN CORP COM 23126R101 $ 14,212 1,776,485 X X CYPRESS SEMICONDUCTOR CORP COM 232806109 $ 5,138 300,000 X X CYPRUS AMAX MINERALS CO COM 232809103 $ 4,430 291,700 X X DBT ONLINE INC COM 233044106 $ 30,994 946,382 X X DAYTON HUDSON CORP COM 239753106 $ 4,875 75,000 X X DEERE & CO COM 244199105 $ 23,767 599,800 X X DELTA & PINE LD CO COM 247357106 $ 14,175 450,000 X X DEVON ENERGY CORP COM 251799102 $ 7,163 200,000 X X DU PONT E I DE NEMOURS & CO COM 263534109 $ 14,189 207,700 X X EARTHLINK NETWORK INC COM 270322100 $ 38,917 633,440 X X E M C CORP MASS COM 268648102 $ 19,250 350,000 X X E M C CORP MASS COM 268648102 $ 18,986 345,200 X X ELECTRONIC DATA SYS NEW COM 285661104 $ 275,396 4,863,500 X X ENGELHARD CORP COM 292845104 $ 3,403 150,400 X X ENRON CORP COM 293561106 $ 141,019 1,725,000 X X ENZON INC COM 293904108 $ 3,310 160,000 X X EXPRESS SCRIPTS INC CL A 302182100 $ 3,611 60,000 X X FOREST LABS INC CL A 345838106 $ 4,625 100,000 X X FOSSIL INC COM 349882100 $ 1,059 21,900 X X FRANKLIN RES INC COM 354613101 $ 12,033 296,200 X X FRISCO BAY INDS LTD COM 358751105 $ 69 23,600 X X GTS DURATEK INC COM 36237J107 $ 1,052 184,928 X X GARTNER GROUP INC NEW COM 366651107 $ 9,430 460,000 X X GARTNER GROUP INC NEW COM 366651107 $ 7,985 389,500 X X GENERAL INSTR CORP DEL COM 370120107 $ 64,701 1,522,375 X X Investment Discretion Voting Authority Issuer Title of Cusip Fair Market Shares or Sole Shared Shared-Oth Sole Shared None - ------ --------- ----- ----------- ---------- ---- ------- ---------- ---- ------ ---- Class Number Value (in Principal thousands) Amount Instr.V ----- ------- ---------- ----------- ------- GENERAL INSTR CORP DEL COM 370120107 $ 425 10,000 X X GENESIS DIRECT INC COM 371935107 $ 1,273 679,022 X X GEORGIA PAC CORP COM GA 373298108 $ 77,349 1,632,700 X X PAC GRP GIGA INFORMATION GROUP INC COM 37517M109 $ 553 110,667 X X GILEAD SCIENCES INC COM 375558103 $ 5,225 100,000 X X GLOBAL MARINE INC COM 379352404 $ 3,088 200,000 X X GLOBALSTAR TELECOMMUNICTNS LTD COM G393H104 $ 194,775 8,400,000 X X GRACE W R & CO DEL NEW COM 38388F108 $ 3,675 200,000 X X HATHAWAY CORP COM 419011101 $ 54 28,800 X X HEWLETT PACKARD CO COM 428236103 $ 7,538 75,000 X X HOMELAND HLDG CORP NEW COM 43739T104 $ 1,922 640,541 X X HONEYWELL INC COM 438506107 $ 28,969 250,000 X X HUMAN GENOME SCIENCES INC COM 444903108 $ 3,950 100,000 X X HUTCHINSON TECHNOLOGY INC COM 448407106 $ 300 10,800 X X IDX SYS CORP COM 449491109 $ 11,281 500,000 X X INCYTE PHARMACEUTICALS INC COM 45337C102 $ 6,609 250,000 X X Investment Discretion Voting Authority Issuer Title of Cusip Fair Market Shares or Sole Shared Shared-Oth Sole Shared None - ------ --------- ----- ----------- ---------- ---- ------- ---------- ---- ------ ---- Class Number Value (in Principal thousands) Amount Instr.V ----- ------- ---------- ----------- ------- INFINITY BROADCASTING CP NEW CL A 45662S102 $ 29,750 1,000,000 X X INGERSOLL RAND CO COM 456866102 $ 36,940 571,600 X X INTEL CORP COM 458140100 $ 357 6,000 X X INTERNATIONAL BUSINESS MACHS COM 459200101 $ 64,625 500,000 X X INTL PAPER CO COM 460146103 $ 62,620 1,240,000 X X IRSA INVERSIONES Y REP S A GLOBL 450047204 $ 20,908 677,198 X X DEP RCPT JABIL CIRCUIT INC COM 466313103 $ 801 17,750 X X JOS A BANK CLOTHIERS INC COM 480838101 $ 3,930 616,401 X X KNIGHT/TRIMARK GROUP INC CL A 499067106 $ 6,031 100,000 X X KOMAG INC COM 500453105 $ 350 105,800 X X LANOPTICS LTD ORD M6706C103 $ 1,200 300,000 X X LSI LOGIC CORP COM 502161102 $ 5,304 115,000 X X LSI LOGIC CORP COM 502161102 $ 46,125 1,000,000 X X LIFEPOINT HOSPITALS INC COM 53219L109 $ 609 45,357 X X LINEAR TECHNOLOGY CORP COM 535678106 $ 1,480 22,000 X X LINEAR TECHNOLOGY CORP COM 535678106 $ 437 6,500 X X LUCENT TECHNOLOGIES INC COM 549463107 $ 22,254 330,000 X X LUCENT TECHNOLOGIES INC COM 549463107 $ 3,032 44,962 X X LYONDELL CHEMICAL CO COM 552078107 $ 516 25,000 X X MCI WORLDCOM INC COM 55268B106 $ 218,573 2,539,700 X X Investment Discretion Voting Authority Issuer Title of Cusip Fair Market Shares or Sole Shared Shared-Oth Sole Shared None - ------ --------- ----- ----------- ---------- ---- ------- ---------- ---- ------ ---- Class Number Value (in Principal thousands) Amount Instr.V ----- ------- ---------- ----------- ------- MCI WORLDCOM INC COM 55268B106 $ 770 8,950 X X MAXIM INTEGRATED PRODS INC COM 57772K101 $ 379 5,700 X X MCDERMOTT INTL INC COM 580037109 $ 157,780 5,488,000 X X MCDONALDS CORP COM 580135101 $ 55,772 1,350,000 X X MCKESSON HBOC INC COM 58155Q103 $ 69,814 2,173,200 X X MCLEODUSA INC COM 582266102 $ 5,500 100,000 X X MEDIAONE GROUP INC COM 58440J104 $ 870 11,700 X X MEDIMMUNE INC COM 584699102 $ 4,234 62,500 X X MESA AIR GROUP INC COM 590479101 $ 451 60,000 X X MGC COMMUNICATIONS INC COM 552763302 $ 8,914 342,856 X X MICROSOFT CORP COM 594918104 $ 9,019 100,000 X X MICROSOFT CORP COM 594918104 $ 1,434 15,900 X X MILLENNIUM PHARMACEUTICALS INC COM 599902103 $ 3,600 100,000 X X MOBIL CORP COM 607059102 $ 7,425 75,000 X X MORGAN STANLEY DEAN WITTER&CO COM NEW 617446448 $ 5,638 55,000 X X MOTOROLA INC COM 620076109 $ 72,010 760,000 X X NABORS INDS INC COM 629568106 $ 2,438 100,000 X X NALCO CHEM CO COM 629853102 $ 2,594 50,000 X X NEWFIELD EXPL CO COM 651290108 $ 5,545 195,000 X X NIKE INC CL B 654106103 $ 3,166 50,000 X X NOVELL INC COM 670006105 $ 352 13,300 X X NOVELLUS SYS INC COM 670008101 $ 232 3,400 X X NUEVO ENERGY CO COM 670509108 $ 4,571 345,000 X X OCEAN ENERGY INC TEX COM 67481E106 $ 7,662 796,000 X X Investment Discretion Voting Authority Issuer Title of Cusip Fair Market Shares or Sole Shared Shared-Oth Sole Shared None - ------ --------- ----- ----------- ---------- ---- ------- ---------- ---- ------ ---- Class Number Value (in Principal thousands) Amount Instr.V ----- ------- ---------- ----------- ------- OPEN JT STK CO-VIMPEL COMMUNIC SPONSORED 68370R109 $ 10,230 441,200 X X ADR OPTIMAL ROBOTICS CORP CL A 68388R208 $ 1,988 200,000 X X NEW ORACLE CORP COM 68389X105 $ 247 6,650 X X ORTEC INTL INC COM 68749B108 $ 6,796 823,800 X X OUTDOOR SYS INC COM 690057104 $ 58,400 1,600,000 X X OXFORD HEALTH PLANS INC COM 691471106 $ 15,563 1,000,000 X X OXFORD HEALTH PLANS INC COM 691471106 $ 4,669 300,000 X X PE CORP COM PE 69332S102 $ 21,514 374,978 X X BIO GRP PE CORP COM PE 69332S102 $ 54,229 945,175 X X BIO GRP PE CORP CELERA 69332S201 $ 7,082 437,489 X X GEN GRP PE CORP CELERA 69332S201 $ 7,650 472,588 X X GEN GRP PFIZER INC COM 717081103 $ 21,950 200,000 X X PHILIP MORRIS COS INC COM 718154107 $ 8,038 200,000 X X PINNACLE GLOBAL GROUP INC COM 723465100 $ 61 11,850 X X PROTEIN DESIGN LABS INC COM 74369L103 $ 3,550 160,000 X X PRICELINE COM INC COM 741503106 $ 132,348 1,145,250 X X PROVIDIAN FINL CORP COM 74406A102 $ 29,901 319,800 X X QUALCOMM INC COM 747525103 $ 33,005 230,000 X X QUANTUM CORP COM 747906105 $ 28,468 1,180,000 X X REYNOLDS METALS CO COM 761763101 $ 88,270 1,496,100 X X ROHM & HAAS CO COM 775371107 $ 27,757 647,400 X X SCI SYS INC COM 783890106 $ 790 16,650 X X ST PAUL COS INC COM 792860108 $ 15,906 500,000 X X SANMINA CORP COM 800907107 $ 1,411 18,600 X X SCHWAB CHARLES CORP NEW COM 808513105 $ 8,241 75,000 X X SENSORMATIC ELECTRS CORP COM 817265101 $ 29,033 2,083,050 X X SEVEN SEAS PETE INC COM 817917107 $ 3,235 1,176,400 X X SIGMA ALDRICH CORP COM 826552101 $ 9,470 275,000 X X SILICON GRAPHICS INC COM 827056102 $ 8,188 500,000 X X SPECTRIAN CORP COM 847608106 $ 154 10,650 X X SPRINT CORP COM FON 852061100 $ 7,950 150,000 X X GROUP SPRINT CORP COM FON 852061100 $ 106 2,000 X X GROUP SUN MICROSYSTEMS INC COM 866810104 $ 34,930 507,150 X X TJX COS INC NEW COM 872540109 $ 10,493 315,000 X X Investment Discretion Voting Authority Issuer Title of Cusip Fair Market Shares or Sole Shared Shared-Oth Sole Shared None - ------ --------- ----- ----------- ---------- ---- ------- ---------- ---- ------ ---- Class Number Value (in Principal thousands) Amount Instr.V ----- ------- ---------- ----------- ------- TELLABS INC COM 879664100 $ 6,756 100,000 X X TEMPLE INLAND INC COM 879868107 $ 24,399 357,500 X X TERADYNE INC COM 880770102 $ 6,737 93,900 X X TERADYNE INC COM 880770102 $ 237 3,300 X X TEXAS INSTRS INC COM 882508104 $ 68,513 472,500 X X TEXAS INSTRS INC COM 882508104 $ 23,563 162,500 X X TRANSAMERICA CORP COM 893485102 $ 76,875 1,025,000 X X TRIAD HOSPITALS INC COM 89579K109 $ 612 45,357 X X TRIANGLE PHARMACEUTICALS INC COM 89589H104 $ 35,361 1,964,500 X X TRICON GLOBAL RESTAURANTS COM 895953107 $ 79,396 1,466,900 X X Investment Discretion Voting Authority Issuer Title of Cusip Fair Market Shares or Sole Shared Shared-Oth Sole Shared None - ------ --------- ----- ----------- ---------- ---- ------- ---------- ---- ------ ---- Class Number Value (in Principal thousands) Amount Instr.V ----- ------- ---------- ----------- ------- TRICON GLOBAL RESTAURANTS COM 895953107 $ 63,895 1,180,500 X X TYCO INTL LTD NEW COM 902124106 $ 47,375 500,000 X X UNION CARBIDE CORP COM 905581104 $ 185,508 3,805,300 X X UNITED HEALTHCARE CORP COM 910581107 $ 25,050 400,000 X X VERITAS SOFTWARE CO COM 923436109 $ 18,988 200,000 X X VERITAS SOFTWARE CO COM 923436109 $ 223 2,350 X X VERTEX PHARMACEUTICALS INC COM 92532F100 $ 4,270 177,000 X X VIACOM INC CL A 925524100 $ 1,103 25,000 X X VIACOM INC CL B 925524308 $ 7,040 160,000 X X VISX INC DEL COM 92844S105 $ 28,508 360,000 X X VISX INC DEL COM 92844S105 $ 5,939 75,000 X X VODAFONE AIRTOUCH PLC SPONSORED 92857T107 $ 69,935 355,000 X X ADR VODAFONE AIRTOUCH PLC SPONSORED 92857T107 $ 108 550 X X ADR WASTE MGMT INC DEL COM 94106L109 $ 772,073 14,364,145 X X WELLS FARGO & CO NEW COM 949746101 $ 5,045 118,000 X X WILLIAMS COS INC DEL COM 969457100 $ 24,754 581,600 X X WILLIAMS COS INC DEL COM 969457100 $ 19,111 449,000 X X XILINX INC COM 983919101 $ 355 6,200 X X - ---------- ----------- Number of Data Records: 195 $5,529,110
The following investment managers that are required to file a report pursuant to Section 13(f) of the Securities Exchange Act of 1934 exercise investment discretion with respect to certain securities held in accounts managed by Soros Fund Management LLC and such managers will report such positions on their reports: 28-6432 Cambridge Investments Ltd. 28-4298 Everest Capital Limited 28-3549 LENS, Inc. 28-5470 Oechsle International Advisors, LP 28-7520 White Rock Capital Management, L.P. -----END PRIVACY-ENHANCED MESSAGE-----