-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VOLkgB23MR/m5PI3yM9hFjZO8pYnLCdl0CerH5DmpkOSbQFsbRRS3KVoAnhaSFAV Nu5y0ctpRsP1VvF1XArnSA== 0000921530-07-000147.txt : 20070214 0000921530-07-000147.hdr.sgml : 20070214 20070214171353 ACCESSION NUMBER: 0000921530-07-000147 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070214 DATE AS OF CHANGE: 20070214 EFFECTIVENESS DATE: 20070214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOROS FUND MANAGEMENT LLC CENTRAL INDEX KEY: 0001029160 IRS NUMBER: 133914976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06420 FILM NUMBER: 07622591 BUSINESS ADDRESS: STREET 1: 888 SEVENTH AVENUE STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10106 BUSINESS PHONE: (212) 872-1054 MAIL ADDRESS: STREET 1: 888 SEVENTH AVENUE STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10106 13F-HR 1 form_13f-soros.txt ----------------------------------- OMB APPROVAL ----------------------------------- OMB Number: 3235-0006 Expires: December 31, 2009 Estimated average burden hours per response.............22.6 ----------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2006 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Soros Fund Management LLC Address: 888 Seventh Avenue New York, New York 10106 Form 13F File Number: 028-06420 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jodye M. Anzalotta Title: Assistant General Counsel Phone: 212-320-5531 Signature, Place, and Date of Signing: /s/ Jodye M. Anzalotta New York, New York February 14, 2007 - ---------------------- --------------------- --------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F Summary Page Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 230 Form 13F Information Table Value Total: $3,070,333 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name ------- ------------------------ ------------------ 1. 028-10418 George Soros
Soros Fund Management LLC Form 13F Information Table Quarter ended December 31, 2006 Investment Discretion Voting Authority Fair Market Shares or SH/ Cusip Value Principal PRN Put/ Shared- Shared- Other Issuer Title of Class Number (in thousands) Amount Call Sole Defined Other Mngrs** Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ABITIBI-CONSOLIDATED INC COM 003924107 $776 302,500 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ A D C TELECOMMUNICATIONS SUB NT CV 1%08 000886AD3 $4,465 4,750,000 PRN X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ADAMS RESPIRATORY THERAPEUTI COM 00635P107 $ 67,252 1,647,918 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ADOLOR CORP COM 00724X102 $162 21,500 SH CALL X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ AGCO CORP COM 001084102 $1,040 33,600 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ AES CORP COM 00130H105 $6,590 299,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ABERCROMBIE & FITCH CO CL A 002896207 $30,498 438,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ AFFILIATED COMPUTER SERVICES CL A 008190100 $3,419 70,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ AFFYMETRIX INC COM 00826T108 $1,139 49,400 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ AFFORDABLE RESIDENTIAL CMTYS COM 008273104 $2,494 214,100 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ AGERE SYS INC COM 00845V308 $12 600 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ AGERE SYS INC SB NT CV 6.5%09 00845VAA8 $98,270 96,108,000 PRN X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ALLOS THERAPEUTICS INC COM 019777101 $ 7,603 1,299,700 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SB NT CV AMAZON COM INC 4.75%09 023135AF3 $12,266 12,500,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ AMERICAN EAGLE OUTFITTERS NEW COM 02553E106 $20,823 667,200 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ AMYLIN PHARMACEUTICALS INC COM 032346108 $996 27,600 SH PUT X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 $1,709 36,292 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ APPLE COMPUTER INC COM 037833100 $887 10,450 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ APPLE COMPUTER INC COM 037833100 $6,151 72,500 SH CALL X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ APPLIED MATLS INC COM 038222105 $461 25,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ APPLIED MATLS INC COM 038222105 $923 50,000 SH CALL X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ARIAD PHARMACEUTICALS INC COM 04033A100 $317 61,602 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ASSISTED LIVING CONCPT NEV NEW CL A 04544X102 $2,455 248,200 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ AUXILIUM PHARMACEUTICALS INC COM 05334D107 $34,924 2,377,403 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ AXCELIS TECHNOLOGIES INC COM 054540109 $3,358 576,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ BMC SOFTWARE INC COM 055921100 $2,315 71,900 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ Soros Fund Management LLC Form 13F Information Table Quarter ended December 31, 2006 Investment Discretion Voting Authority Fair Market Shares or SH/ Cusip Value Principal PRN Put/ Shared- Shared- Other Issuer Title of Class Number (in thousands) Amount Call Sole Defined Other Mngrs** Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ BANCO BRADESCO S A SP ADR PFD NEW 059460303 $141 3,500 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ BANCO ITAU HLDG FINANCIERA S A SP ADR 500 PFD 059602201 $1,822 50,400 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ BARE ESCENTUALS INC COM 067511105 $3,822 123,001 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ BARRICK GOLD CORP COM 067901108 $3,033 98,800 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ BARRIER THERAPEUTICS INC COM 06850R108 $25,068 3,324,734 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ BEARINGPOINT INC COM 074002106 $1,810 230,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ BIOENVISION INC COM 09059N100 $1,740 375,044 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ BIOMIMETIC THERAPEUTICS INC COM 09064X101 $5,806 440,191 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ BISYS GROUP INC COM 055472104 $361 28,000 SH PUT X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ BLUEFLY INC COM 096227103 $62,207 48,599,355 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ BON-TON STORES INC COM 09776J101 $6,292 181,600 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ BOMBAY CO INC COM 097924104 $2,015 1,573,900 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ BOWATER INC COM 102183100 $1,219 54,170 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ BROADCOM CORP CL A 111320107 $10,575 327,300 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ BROOKS AUTOMATION INC COM 114340102 $1,238 86,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ BUFFALO WILD WINGS INC COM 119848109 $9,736 183,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ BUSINESS OBJECTS S A SPONSORED ADR 12328X107 $768 19,475 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CVS CORP COM 126650100 $67,130 2,171,800 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CA INC COM 12673P105 $1 58 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CA INC COM 12673P105 $362 16,000 SH PUT X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CALIPER LIFE SCIENCES INC COM 130872104 $523 91,390 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CARMAX INC COM 143130102 $17,028 317,500 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CEPHALON INC COM 156708109 $1,253 17,800 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CEPHEID COM 15670R107 $625 73,500 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ Soros Fund Management LLC Form 13F Information Table Quarter ended December 31, 2006 Investment Discretion Voting Authority Fair Market Shares or SH/ Cusip Value Principal PRN Put/ Shared- Shared- Other Issuer Title of Class Number (in thousands) Amount Call Sole Defined Other Mngrs** Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ CHICAGO MERCANTILE HLDGS INC CL A 167760107 $7,646 15,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CHICAGO MERCANTILE HLDGS INC CL A 167760107 $3,823 7,500 SH CALL X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CHICAGO MERCANTILE HLDGS INC CL A 167760107 $3,823 7,500 SH PUT X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CHIPOTLE MEXICAN GRILL INC CL A 169656105 $32,923 577,600 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CHIPOTLE MEXICAN GRILL INC CL B 169656204 $816 15,685 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CIENA CORP NT CONV 3.75%08 171779AA9 $72,670 74,679,000 PRN X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CISCO SYS INC COM 17275R102 $5,185 189,700 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CITI TRENDS INC COM 17306X102 $23,164 584,365 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CITRIX SYS INC COM 177376100 $203 7,500 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ COACH INC COM 189754104 $12,995 302,500 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ COMPANHIA VALE DO RIO DOCE SPONSORED ADR 204412209 $295,483 9,935,538 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ COMPANHIA VALE DO RIO DOCE SPONSORED ADR 204412209 $186,125 6,258,400 SH CALL X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ COMPUTER NETWORK TECHNOLOGY CP SB NT CV 3%07 204925AC5 $30,497 30,595,000 PRN X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ COMPUWARE CORP COM 205638109 $367 44,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CONNS INC COM 208242107 $1,780 76,500 SH CALL X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CONSECO INC COM NEW 208464883 $3,497 175,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CORNING INC COM 219350105 $5,133 274,360 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CYPRESS SEMICONDUCTOR CORP COM 232806109 $5,086 301,500 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CYPRESS SEMICONDUCTOR CORP COM 232806109 $4,373 259,200 SH CALL X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ DADE BEHRING HLDGS INC COM 23342J206 $2,787 70,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ DIAMOND OFFSHORE DRILLING INC COM 25271C102 $65,079 814,100 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ DISCOVERY HOLDING CO CL A COM 25468Y107 $285 17,692 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ DIVERSA CORP COM 255064107 $922 84,700 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ Soros Fund Management LLC Form 13F Information Table Quarter ended December 31, 2006 Investment Discretion Voting Authority Fair Market Shares or SH/ Cusip Value Principal PRN Put/ Shared- Shared- Other Issuer Title of Class Number (in thousands) Amount Call Sole Defined Other Mngrs** Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ DOMTAR INC COM 257561100 $1,878 222,200 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ E M C CORP MASS COM 268648102 $132 10,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ EBAY INC COM 278642103 $3,059 101,745 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ECHOSTAR COMMUNICATIONS NEW CL A 278762109 $1,141 30,000 SH CALL X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SUB NT ECHOSTAR COMMUNICATIONS NEW CV5.75%08 278762AG4 $69,118 67,763,000 PRN X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ EL PASO CORP COM 28336L109 $1,805 118,100 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ELLIS PERRY INTL INC COM 288853104 $3,609 88,016 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ EMDEON CORP COM 290849108 $2,256 182,100 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ EXTREME NETWORKS INC COM 30226D106 $2,793 666,700 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ FAMILY DLR STORES INC COM 307000109 $3,939 134,300 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ FIDELITY NATL INFORMATION SVCS COM 31620M106 $2,555 63,741 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ FIRST DATA CORP COM 319963104 $4,466 175,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ FOOT LOCKER INC COM 344849104 $1,974 90,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ GAMESTOP CORP NEW CL A 36467W109 $18,539 336,400 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ GAMESTOP CORP NEW CL A 36467W109 $2,485 45,100 SH CALL X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ GANNETT INC COM 364730101 $19,761 326,850 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ GEN-PROBE INC NEW COM 36866T103 $19,743 377,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ GETTY IMAGES INC COM 374276103 $428 10,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ GEVITY HR INC COM 374393106 $3,167 133,700 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ GOODYEAR TIRE & RUBR CO COM 382550101 $22,533 1,073,500 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ GUESS INC COM 401617105 $4,142 65,300 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ HALLIBURTON CO COM 406216101 $62,083 1,999,450 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ HANOVER COMPRESSOR CO COM 410768105 $1,532 81,100 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ HOME INNS & HOTELS MGMT INC SPON ADR 43713W107 $7,223 192,400 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ HOSPIRA INC COM 441060100 $2,686 80,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ Soros Fund Management LLC Form 13F Information Table Quarter ended December 31, 2006 Investment Discretion Voting Authority Fair Market Shares or SH/ Cusip Value Principal PRN Put/ Shared- Shared- Other Issuer Title of Class Number (in thousands) Amount Call Sole Defined Other Mngrs** Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ HUNT J B TRANS SVCS INC COM 445658107 $933 44,935 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ HYPERCOM CORP COM 44913M105 $2,004 315,600 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ICICI BK LTD ADR 45104G104 $288 6,900 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ IDEARC INC COM 451663108 $2,865 100,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ILLINOIS TOOL WKS INC COM 452308109 $496 10,744 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ INCYTE CORP COM 45337C102 $1,228 210,275 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ INFINEON TECHNOLOGIES AG SPONSORED ADR 45662N103 $144 10,263 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ INTL PAPER CO COM 460146103 $6,777 198,726 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SUB NT INTERNATIONAL RECTIFIER CORP CV4.25%07 460254AE5 $147,221 148,334,000 PRN X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ INVITROGEN CORP COM 46185R100 $532 9,400 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ISHARES INC MSCI MALAYSIA 464286830 $560 61,500 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ISHARES TR DJ US REAL EST 464287739 $13,177 158,096 SH PUT X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ISILON SYS INC COM 46432L104 $944 34,500 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ JAMBA INC COM 47023A101 $26,853 2,666,667 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ JETBLUE AWYS CORP COM 477143101 $95,219 6,705,587 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ JUNIPER NETWORKS INC COM 48203R104 $947 50,000 SH CALL X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ JUNIPER NETWORKS INC SR NT CV ZER08 48203RAC8 $3,259 3,000,000 PRN X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ KBR INC COM 48242W106 $5,781 221,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ LSI LOGIC CORP COM 502161102 $864 96,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ LABORATORY CORP AMER HLDGS COM NEW 50540R409 $4,518 61,500 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ LATTICE SEMICONDUCTOR CORP COM 518415104 $2,372 366,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SB NT CV ZERO LATTICE SEMICONDUCTOR CORP 10 518415AE4 $54,662 57,600,000 PRN X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ LEGG MASON INC COM 524901105 $20,740 218,200 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ LIBERTY MEDIA HLDG CORP INT COM SER A 53071M104 $345 16,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ LIBERTY MEDIA HLDG CORP INT COM SER A 53071M104 $1,385 64,207 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ LIBERTY MEDIA HLDG CORP CAP COM SER A 53071M302 $294 3,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ LIMITED BRANDS INC COM 532716107 $13,836 478,100 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ Soros Fund Management LLC Form 13F Information Table Quarter ended December 31, 2006 Investment Discretion Voting Authority Fair Market Shares or SH/ Cusip Value Principal PRN Put/ Shared- Shared- Other Issuer Title of Class Number (in thousands) Amount Call Sole Defined Other Mngrs** Sole Shared None LINCARE HLDGS INC COM 532791100 $1,992 50,000 SH PUT X X - ------------------------------------------------------------------------------------------------------------------------------------ LUCENT TECHNOLOGIES INC SB DB CV 8%31 549463AK3 $16,583 16,500,000 PRN X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ MSC SOFTWARE CORP COM 553531104 $2,751 180,600 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ MARATHON ACQUISITION CORP UNIT EX 2010 565756202 $31,500 3,750,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ MARSH & MCLENNAN COS INC COM 571748102 $7,282 237,500 SH CALL X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SB NT CV MCDATA CORP 2.25%10 580031AD4 $15,040 16,000,000 PRN X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ MERCER INTL INC COM 588056101 $2,304 194,066 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ MERCURY COMPUTER SYS SR NT CV 2%24 589378AB4 $36,245 40,050,000 PRN X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ METABASIS THERAPEUTICS INC COM 59101M105 $1,021 135,802 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ MICROSOFT CORP COM 594918104 $4,212 141,075 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ MICROSOFT CORP COM 594918104 $1,702 57,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ MIDWEST AIR GROUP INC COM 597911106 $819 71,250 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 $529 10,545 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ MOODYS CORP COM 615369105 $4,848 70,200 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ MOSAIC CO COM 61945A107 $5,581 261,294 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ MULTI FINELINE ELECTRONIX INC COM 62541B101 $436 21,470 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ MYRIAD GENETICS INC COM 62855J104 $1,409 45,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ NCR CORP NEW COM 62886E108 $2,566 60,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ NPS PHARMACEUTICALS INC COM 62936P103 $14,899 3,289,016 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ NRG ENERGY INC COM NEW 629377508 $402 7,186 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ NASDAQ 100 TR UNIT SER 1 631100104 $4,316 100,000 SH CALL X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ NEKTAR THERAPEUTICS COM 640268108 $10,174 668,897 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ NEKTAR THERAPEUTICS COM 640268108 $1,878 123,500 SH CALL X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ NEWMONT MINING CORP COM 651639106 $2,750 60,900 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ NEWS CORP CL B 65248E203 $4,080 183,272 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ NIKE INC CL B 654106103 $6,833 69,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ NOKIA CORP SPONSORED ADR 654902204 $1,581 77,805 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ NORDSTROM INC COM 655664100 $10,625 215,350 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ NOVELL INC DBCV 0.500% 7/1 670006AC9 $2,915 3,000,000 PRN X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 $32,918 235,700 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ OPEN JT STK CO-VIMPEL COMMUNIC SPONSORED ADR 68370R109 $10,958 138,800 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ Soros Fund Management LLC Form 13F Information Table Quarter ended December 31, 2006 Investment Discretion Voting Authority Fair Market Shares or SH/ Cusip Value Principal PRN Put/ Shared- Shared- Other Issuer Title of Class Number (in thousands) Amount Call Sole Defined Other Mngrs** Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ORACLE CORP COM 68389X105 $12,152 709,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ORACLE CORP COM 68389X105 $1,697 99,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ PALM INC NEW COM 696643105 $1,479 105,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ PALM INC NEW COM 696643105 $2,114 150,000 SH CALL X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ PENNEY J C INC COM 708160106 $15,952 206,200 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR 71654V408 $3,090 30,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ PFIZER INC COM 717081103 $3,613 139,500 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ PHILLIPS VAN HEUSEN CORP COM 718592108 $5,107 101,800 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ PIXELWORKS INC COM 72581M107 $574 250,800 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ POLO RALPH LAUREN CORP CL A 731572103 $6,640 85,500 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ PRIDE INTL INC DEL COM 74153Q102 $10,609 353,500 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ PROGRESSIVE CORP OHIO COM 743315103 $1,945 80,300 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ QUALCOMM INC COM 747525103 $61,537 1,628,400 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ QUEST DIAGNOSTICS INC COM 74834L100 $5,464 103,100 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ RAYTHEON CO *W EXP 06/16/201 755111119 $3,986 222,428 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ REPLIDYNE INC COM 76028W107 $7,855 1,368,382 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ RETAIL VENTURES INC COM 76128Y102 $4,132 217,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ RITE AID CORP COM 767754104 $5,870 1,079,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SUB NT CONV SCI SYS INC 3%07 783890AF3 $116,696 117,306,000 PRN X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SAIC INC COM 78390X101 $5,022 282,300 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SRS LABS INC COM 78464M106 $720 66,500 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SAFEWAY INC COM NEW 786514208 $2,274 65,800 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SALLY BEAUTY HLDGS INC COM 79546E104 $1,174 150,500 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SERVICE CORP INTL COM 817565104 $3,282 320,198 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SKYWORKS SOLUTIONS INC COM 83088M102 $3,087 436,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SB NT CV SKYWORKS SOLUTIONS INC 4.75%07 83088MAB8 $58,140 57,422,000 PRN X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SMITHFIELD FOODS INC COM 832248108 $2,053 80,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SOLECTRON CORP SR NT CV 0.5%34 834182AT4 $9,886 12,020,000 PRN X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ Soros Fund Management LLC Form 13F Information Table Quarter ended December 31, 2006 Investment Discretion Voting Authority Fair Market Shares or SH/ Cusip Value Principal PRN Put/ Shared- Shared- Other Issuer Title of Class Number (in thousands) Amount Call Sole Defined Other Mngrs** Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ SONUS NETWORKS INC COM 835916107 $4,239 643,187 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SPRINT NEXTEL CORP COM FON 852061100 $6,872 363,800 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SUPERVALU INC COM 868536103 $1,984 55,500 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SUPERVALU INC COM 868536103 $8,044 225,000 SH CALL X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SUPPORTSOFT INC COM 868587106 $2,280 416,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SB NT CV SYBASE INC 1.75%25 871130AB6 $5,630 5,000,000 PRN X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SYMANTEC CORP COM 871503108 $22,789 1,093,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ TJX COS INC NEW COM 872540109 $21,438 751,700 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ LYON ZERO TJX COS INC NEW 21 872540AL3 $946 1,000,000 PRN X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 $16,942 1,550,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ TAKE-TWO INTERACTIVE SOFTWARE COM 874054109 $17,955 1,011,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SP ADR REP TAM SA PED 87484D103 $2,701 90,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ TECHWELL INC COM 87874D101 $1,434 89,287 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ TERADYNE INC COM 880770102 $239 16,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ TRANSWITCH CORP COM 894065101 $299 213,253 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ TRIDENT MICROSYSTEMS INC COM 895919108 $418 22,990 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ TRIQUINT SEMICONDUCTOR INC COM 89674K103 $657 146,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SUB NT CV TRIQUINT SEMICONDUCTOR INC 4%07 89674KAB9 $83,244 83,461,000 PRN X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ UAL CORP COM NEW 902549807 $2,959 67,260 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ UNION PAC CORP COM 907818108 $1,518 16,500 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ VALASSIS COMMUNICATIONS INC COM 918866104 $1,813 125,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ VALENTIS INC COM NEW 91913E302 $694 2,167,744 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ VEECO INSTRS INC DEL COM 922417100 $1,124 60,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SB NT VEECO INSTRS INC DEL CV4.125%08 922417AB6 $34,306 35,276,000 PRN X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ VEECO INSTRS INC DEL COM 922417100 $937 50,000 SH CALL X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ Soros Fund Management LLC Form 13F Information Table Quarter ended December 31, 2006 Investment Discretion Voting Authority Fair Market Shares or SH/ Cusip Value Principal PRN Put/ Shared- Shared- Other Issuer Title of Class Number (in thousands) Amount Call Sole Defined Other Mngrs** Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ VISHAY INTERTECHNOLOGY INC COM 928298108 $3,209 237,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SB NT VISHAY INTERTECHNOLOGY INC CV3.625%23 928298AF5 $10,088 10,013,000 PRN X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ VIVO PARTICIPACOES S A SPON ADR PFD 92855S101 $1,835 447,488 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ WALGREEN CO COM 931422109 $29,966 653,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ WESTERN DIGITAL CORP COM 958102105 $3,945 192,803 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ WESTERN UN CO COM 959802109 $2,242 100,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ WET SEAL INC CL A 961840105 $6,966 1,044,400 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ WILLBROS GROUP INC COM 969199108 $1,935 102,400 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ WIMM BILL DANN FOODS OJSC SPONSORED ADR 97263M109 $18,581 279,200 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ WIND RIVER SYSTEMS INC COM 973149107 $153 14,900 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ YAHOO INC COM 984332106 $2,366 92,625 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ YUM BRANDS INC COM 988498101 $27,007 459,300 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ZYMOGENETICS INC COM 98985T109 $478 30,700 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ APEX SILVER MINES LTD ORD G04074103 $25,352 1,595,473 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ GLOBALSANTAFE CORP SHS G3930E101 $52,194 887,961 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 $8,534 444,700 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ TRANSOCEAN INC ORD G90078109 $40,825 504,700 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ XOMA LTD ORD G9825R107 $375 170,640 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CHECK POINT SOFTWARE TECH LTD ORD M22465104 $11,303 515,650 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ LANOPTICS LTD ORD M6706C103 $808 57,884 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ASE TEST LTD ORD Y02516105 $11,577 1,147,395 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ Total Fair Market Value $3,070,333 (in thousands)
The following investment managers that are required to file a report pursuant Section 13 (f) of the Securities and Exchange Act of 1934 ("Section 13 (f)") exercise investment discretion with respect to certain securities held in accounts for which Soros Fund Management LLC ("SFM LLC") acts as principal investment manager, and certain limited partnerships in which such accounts are directly or indirectly partners, and such managers will report such positions on their reports: 028-06437 Atlantic Investment Management, Inc. 028-05875 Blavin & Company, Inc. 028-05444 Brahman Capital Corp. 028-12212 Discovery Capital Management, LLC 028-11106 EAC Management LP 028-06301 Origin Capital Management LLC 028-10804 RR Partners LP 028-05395 Select Equity Group, Inc. 028-06099 Seminole Management Company, Inc. (Paul C. Shiverick) 028-05369 Sirios Capital Management, L.P. ** Certain securities reported herein are managed by investment managers that are not required to file a report pursuant to Section 13(f). The inclusion of such securities herein shall not be deemed an admission that George Soros or SFM LLC has investment discretion or voting authority over such securities. -----END PRIVACY-ENHANCED MESSAGE-----