-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KheTaN/urepYW1WWkgYbRzOZN55ICJyq8jC22HY076mMZxZOokGHmLics7fVl/pZ tk8TtNwxZoZgqfI9uca1Jw== 0000921530-04-000575.txt : 20041115 0000921530-04-000575.hdr.sgml : 20041115 20041115154459 ACCESSION NUMBER: 0000921530-04-000575 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040930 FILED AS OF DATE: 20041115 DATE AS OF CHANGE: 20041115 EFFECTIVENESS DATE: 20041115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOROS FUND MANAGEMENT LLC CENTRAL INDEX KEY: 0001029160 IRS NUMBER: 133914976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06420 FILM NUMBER: 041144994 BUSINESS ADDRESS: STREET 1: 888 SEVENTH AVENUE 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10106 BUSINESS PHONE: 2128721054 MAIL ADDRESS: STREET 1: C/O AKIN, GUMP, STRAUSS,HAUER,FELD, STREET 2: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 sfm_13f-093004.txt ------------------------------- OMB APPROVAL ------------------------------- OMB Number: 3235-0006 Expires: December 31, 2006 Estimated average burden hours per response: ................ 22.8 ------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2004 ------------------ Check here if Amendment [ ]; Amendment Number: ----------------------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Soros Fund Management LLC Address: 888 Seventh Avenue New York, New York 10106 Form 13F File Number: 028-06420 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Richard D. Holahan, Jr. Title: Assistant General Counsel Phone: 212-397-5516 Signature, Place, and Date of Signing: /S/ Richard D. Holahan, Jr. New York, New York November 15, 2004 - --------------------------- ------------------ ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F Summary Page Report Summary: Number of Other Included Managers: 1 ---- Form 13F Information Table Entry Total: 106 ----- Form 13F Information Table Value Total: $ 1,624,824 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name --- -------------------- ---- 1. 028 - 10418 George Soros Soros Fund Management LLC Form 13F Information Table Quarter ended September 30, 2004
Investment Discretion Voting Authority --------------------- ---------------- Fair Market Shares or Title of Cusip Value (in Principal Put/ Shared Shared- Other Issuer Class Number thousands) Amount Call Sole Instr.V Other Managers** Sole Shared None - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- ATMI INC NOTE 5.250% 00207RAC5 $ 2,543 2,250,000 X 1 X 11/1 - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- ABERCROMBIE & CL A 002896207 $ 246 7,820 X 1 X FITCH CO - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- ABGENIX INC COM 00339B107 $ 228 23,100 X 1 X - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- ADVANCED MICRO COM 007903107 $ 2,168 166,800 X 1 X DEVICES INC - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- AFFYMETRIX INC COM 00826T108 $ 1,228 40,000 X 1 X - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- AGERE SYS INC CL A 00845V100 $ 37 35,000 X 1 X - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- AGERE SYS INC CL A 00845V100 $ 427 407,000 X 1 X - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- AGERE SYS INC CL B 00845V209 $ 544 533,500 X 1 X - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- AGERE SYS INC NOTE 6.500% 00845VAA8 $ 503 500,000 X 1 X 12/1 - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- AGILENT COM 00846U101 $ 520 24,100 X 1 X TECHNOLOGIES INC - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- AKAMAI NOTE 5.500% 00971TAC5 $ 10,163 10,000,000 X 1 X TECHNOLOGIES INC 7/0 - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- ALLOS COM 019777101 $ 3,714 1,727,300 X 1 X THERAPEUTICS INC - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- AMERADA HESS COM 023551104 $ 4,895 55,000 X 1 X CORP - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- AMKOR COM 031652100 $ 37 10,000 X 1 X TECHNOLOGY INC - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- ANADARKO PETE COM 032511107 $ 4,977 75,000 X 1 X CORP - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- ANGLOGOLD SPONSORED 035128206 $ 990 25,461 X 1 X ASHANTI LTD ADR - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- ANHEUSER BUSCH COM 035229103 $ 9,241 185,000 X 1 X COS INC - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- APEX SILVER MINES ORD G04074103 $ 51,173 2,358,221 X 1 X LTD - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- AREL COM M14925107 $ 1,070 664,630 X 1 X COMMUNICATIONS & SOFTWARE - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- ARIAD COM 04033A100 $ 341 51,035 X 1 X PHARMACEUTICALS INC - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- -------
Soros Fund Management LLC Form 13F Information Table Quarter ended September 30, 2004
Investment Discretion Voting Authority --------------------- ---------------- Fair Market Shares or Title of Cusip Value (in Principal Put/ Shared Shared- Other Issuer Class Number thousands) Amount Call Sole Instr.V Other Managers** Sole Shared None - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- AUTOMATIC DATA COM 053015103 $ 4,628 112,000 X 1 X PROCESSING INC - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- AUXILIUM COM 05334D107 $ 27,853 3,265,314 X 1 X PHARMACEUTICALS INC - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- AVAYA INC NOTE 10/3 053499AA7 $ 5,550 10,000,000 X 1 X - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- AXCELIS COM 054540109 $ 128 15,500 X 1 X TECHNOLOGIES INC - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- AXCELIS NOTE 4.250% 054540AB5 $ 12,695 12,905,000 X 1 X TECHNOLOGIES INC 1/1 - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- BJ SVCS CO COM 055482103 $ 9,958 190,000 X 1 X - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- BP PLC SPONSORED 055622104 $ 4,890 85,000 X 1 X ADR - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- BALL CORP COM 058498106 $ 4,866 130,000 X 1 X - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- BARRICK GOLD COM 067901108 $ 2,542 120,800 X 1 X CORP - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- BARRIER COM 06850R108 $ 33,498 2,754,738 X 1 X THERAPEUTICS INC - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- BAXTER INTL INC COM 071813109 $ 12,382 385,000 X 1 X - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- BEA SYS INC NOTE 4.000% 073325AD4 $ 7,990 8,000,000 X 1 X 12/1 - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- BIOENVISION INC COM 09059N100 $ 2,997 375,044 X 1 X - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- BLUEFLY INC COM 096227103 $ 9,094 5,287,082 X 1 X - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- BROCADE NOTE 2.000% 111621AB4 $ 20,457 21,850,000 X 1 X COMMUNICATIONS 1/0 SYS INC - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- BURLINGTON RES COM 122014103 $ 10,200 250,000 X 1 X INC - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- CEPHEID COM 15670R107 $ 134 15,600 X 1 X - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- CHEVRONTEXACO COM 166764100 $ 4,935 92,000 X 1 X CORP - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- -------
Soros Fund Management LLC Form 13F Information Table Quarter ended September 30, 2004
Investment Discretion Voting Authority --------------------- ---------------- Fair Market Shares or Title of Cusip Value (in Principal Put/ Shared Shared- Other Issuer Class Number thousands) Amount Call Sole Instr.V Other Managers** Sole Shared None - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- COLLAGENEX COM 19419B100 $ 2,221 339,100 X 1 X PHARMACEUTICALS INC - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- COTT CORP QUE COM 22163N106 $ 5,263 182,500 X 1 X - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- CYPRESS NOTE 3.750% 232806AF6 $ 32,234 32,234,000 X 1 X SEMICONDUCTOR 7/0 CORP - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- DEVON ENERGY COM 25179M103 $ 4,971 70,000 X 1 X CORP NEW - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- DREYERS GRAND ICE COM A 261877104 $ 51,418 642,729 X 1 X CREAM HL I CALL PUT - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- EMULEX CORP NOTE 0.250% 292475AD2 $ 5,732 6,300,000 X 1 X 12/1 - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- EXIDE COM NEW 302051206 $ 18,264 1,152,300 X 1 X TECHNOLOGIES - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- EXTREME NOTE 3.500% 30226DAB2 $ 8,538 8,690,000 X 1 X NETWORKS INC 12/0 - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- EXXON MOBIL CORP COM 30231G102 $ 4,992 103,300 X 1 X - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- FINISAR NOTE 2.500% 31787AAF8 $ 785 1,000,000 X 1 X 10/1 - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- FOUNDRY COM 35063R100 $ 412 43,400 X 1 X NETWORKS INC - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- GENERAL MLS INC DBCV 10/2 370334AU8 $ 3,503 5,000,000 X 1 X - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- GENITOPE CORP COM 37229P507 $ 778 78,850 X 1 X - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- GOLD FIELDS LTD SPONSORED 38059T106 $ 642 47,061 X 1 X NEW ADR - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- IMC GLOBAL INC COM 449669100 $ 1,317 75,744 X 1 X - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- INCYTE CORP COM 45337C102 $ 672 69,750 X 1 X - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- INSTINET GROUP INC COM 457750107 $ 2,409 479,000 X 1 X - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- INTEGRA COM NEW 457985208 $ 79,389 2,472,406 X 1 X LIFESCIENCES HLDGS CP - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- -------
Soros Fund Management LLC Form 13F Information Table Quarter ended September 30, 2004
Investment Discretion Voting Authority --------------------- ---------------- Fair Market Shares or Title of Cusip Value (in Principal Put/ Shared Shared- Other Issuer Class Number thousands) Amount Call Sole Instr.V Other Managers** Sole Shared None - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- INTERNATIONAL NOTE 4.250% 460254AE5 $ 19,891 20,220,000 X 1 X RECTIFIER CORP 7/1 - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- INTRABIOTICS COM 46116T506 $ 389 97,133 X 1 X PHARMACEUTICALS - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- JETBLUE AIRWAYS COM 477143101 $ 246,938 11,803,916 X 1 X CORPORATION - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- JOS A BANK COM 480838101 $ 7,515 271,501 X 1 X CLOTHIERS INC - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- LANOPTICS LTD ORD M6706C103 $ 2,555 325,000 X 1 X - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- LSI LOGIC CORP COM 502161102 $ 43 10,000 X 1 X - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- LSI LOGIC CORP NOTE 4.000% 502161AG7 $ 45,734 45,964,000 X 1 X 11/0 - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- LATTICE NOTE 7/0 518415AE4 $ 4,760 5,750,000 X 1 X SEMICONDUCTOR CORP - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- LIBERTY MEDIA COM SER A 530718105 $ 65 7,500 X 1 X CORP NEW - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- LIBERTY MEDIA COM SER A 530718105 $ 1,260 144,500 X 1 X CORP NEW - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- LIBERTY MEDIA INTL COM SER A 530719103 $ 362 10,836 X 1 X INC - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- MAHANAGAR TEL SPONS ADR 559778402 $ 148 21,000 X 1 X NIGAM LTD 2001 - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- MAXTOR CORP COM NEW 577729205 $ 846 162,700 X 1 X - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- MCG CAPITAL CORP COM 58047P107 $ 29,576 1,703,706 X 1 X - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- MEDTRONIC INC COM 585055106 $ 7,863 151,500 X 1 X - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- MERCK & CO INC COM 589331107 $ 363 11,000 X 1 X - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- MERCURY NOTE 4.750% 589405AB5 $ 24,790 24,915,000 X 1 X INTERACTIVE CORP 7/0 - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- MICROSOFT CORP COM 594918104 $ 5,392 195,000 X 1 X - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- -------
Soros Fund Management LLC Form 13F Information Table Quarter ended September 30, 2004
Investment Discretion Voting Authority --------------------- ---------------- Fair Market Shares or Title of Cusip Value (in Principal Put/ Shared Shared- Other Issuer Class Number thousands) Amount Call Sole Instr.V Other Managers** Sole Shared None - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- MYOGEN INC COM 62856E104 $ 21,037 2,597,142 X 1 X - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- MYRIAD GENETICS COM 62855J104 $ 770 45,000 X 1 X INC - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- NETFLIX COM INC COM 64110L106 $ 3,812 247,200 PUT X 1 X - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- NOKIA CORP SPONSORED 654902204 $ 10,359 755,000 X 1 X ADR - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- NORANDA INC COM 655422103 $ 2,045 117,200 X 1 X - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- ORACLE CORP COM 68389X105 $ 292 25,922 X 1 X - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- PMC-SIERRA INC NOTE 3.750% 69344FAB2 $ 18,670 18,764,000 X 1 X 8/1 - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- PARAMETRIC COM 699173100 $ 1,172 222,000 X 1 X TECHNOLOGY CORP - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- PFIZER INC COM 717081103 $ 765 25,000 X 1 X - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- PHOTRONICS INC NOTE 4.750% 719405AC6 $ 14,274 14,185,000 X 1 X 12/1 - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- PURADYN FILTER COM 746091107 $ 5,256 4,570,000 X 1 X TECHNOLOGIES INC - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- SCI SYS INC NOTE 3.000% 783890AF3 $ 5,415 5,745,000 X 1 X 3/1 - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- SANMINA SCI CORP SDCV 9/1 800907AD9 $ 34,804 65,668,000 X 1 X - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- SCHERING PLOUGH COM 806605101 $ 11,426 599,500 X 1 X CORP - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- SCHLUMBERGER LTD COM 806857108 $ 15,145 225,000 X 1 X - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- SUN MICROSYSTEMS COM 866810104 $ 1,280 316,800 X 1 X INC - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- TECH DATA CORP SDCV 2.000% 878237AC0 $ 13,705 13,800,000 X 1 X 12/1 - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- TELEWEST GLOBAL COM 87956T107 $ 47,898 4,122,041 X 1 X INC - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- TERADYNE INC SDCV 3.750% 880770AD4 $ 3,990 4,000,000 X 1 X 10/1 - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- -------
Soros Fund Management LLC Form 13F Information Table Quarter ended September 30, 2004
Investment Discretion Voting Authority --------------------- ---------------- Fair Market Shares or Title of Cusip Value (in Principal Put/ Shared Shared- Other Issuer Class Number thousands) Amount Call Sole Instr.V Other Managers** Sole Shared None - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- TRANSWITCH CORP COM 894065101 $ 13 10,000 X 1 X - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- UNITEDGLOBALCOM CL A 913247508 $ 2,234 299,122 X 1 X - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- VALENTIS INC COM NEW 91913E302 $ 5,766 2,167,744 X 1 X - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- VEECO INSTRS INC COM 922417100 $ 205 9,780 X 1 X DEL - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- VERITAS SOFTWARE COM 923436109 $ 15,344 862,000 X 1 X CO - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- VERTEX COM 92532F100 $ 503 47,900 X 1 X PHARMACEUTICALS INC - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- VITESSE COM 928497106 $ 96 35,000 X 1 X SEMICONDUCTOR CORP - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- VITESSE SDCV 4.000% 928497AB2 $ 52,280 52,280,000 X 1 X SEMICONDUCTOR 3/1 CORP - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- WELLCARE HEALTH COM 94946T106 $ 422,752 22,308,839 X 1 X PLANS INC - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- WIND RIVER NOTE 3.750% 973149AE7 $ 10,094 10,300,000 X 1 X SYSTEMS INC 12/1 - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- WRIGLEY WM R CO COM 982526105 $ 10,763 170,000 X 1 X - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- XOMA LTD ORD G9825R107 $ 252 108,640 X 1 X - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- ZYMOGENETICS INC COM 98985T109 $ 535 30,700 X 1 X - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- - ------------------- ------------- ---------- ----------- ----------- ---- ---- ------- ------- ---------- -------- --------- ------- TOTAL: $1,624,824
The following investment managers that are required to file a report pursuant to Section 13(f) of the Securities Exchange Act of 1934 ("Section 13(f)") exercise investment discretion with respect to certain securities held in accounts for which Soros Fund Management LLC ("SFM LLC") acts as principal investment manager and such managers are expected to report such positions on their reports: 028-06437 Atlantic Investment Management, Inc. 028-05875 Blavin & Company, Inc. 028-05444 Brahman Capital Corp. 028-06301 Origin Capital Management LLC 028-10804 RR Partners LP 028-04503 Ridgecrest Investment Management LLC 028-05395 Select Equity Group, Inc. 028-06099 Seminole Management Company, Inc. (Paul C. Shiverick) 028-05369 Sirios Capital Management, L.P. 028-10036 Vantis Capital Management LLC 028-04945 Wyper Partners LLC ** Certain securities reported herein are managed by investment managers that are not required to file a report pursuant to Section 13(f). The inclusion of such securities herein shall not be deemed an admission that either George Soros or SFM LLC has investment discretion or voting authority over such securities. -----END PRIVACY-ENHANCED MESSAGE-----