13F-HR 1 soros_13f-033104.txt ------------------------------- OMB APPROVAL ------------------------------- OMB Number: 3235-0006 Expires: December 31, 2006 Estimated average burden hours per response: ................ 22.8 ------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2004 ----------------- Check here if Amendment [ ]; Amendment Number: ----------------------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Soros Fund Management LLC Address: 888 Seventh Avenue New York, New York 10106 Form 13F File Number: 028-06420 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Richard D. Holahan, Jr. Title: Assistant General Counsel Phone: 212-397-5516 Signature, Place, and Date of Signing: /s/ Richard D. Holahan, Jr. New York, New York May 17, 2004 --------------------------- ------------------ ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F Summary Page Report Summary: Number of Other Included Managers: 1 ---- Form 13F Information Table Entry Total: 108 ----- Form 13F Information Table Value Total: $1,759,239 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name --- -------------------- ---- 1. 028 - 10418 George Soros Soros Fund Management LLC Form 13F Information Table Quarter ended March 31, 2004
Investment Discretion Voting Authority Fair Market Shares or --------------------- ---------------- Title of Cusip Value (in Principal Put/ Shared Shared- Other Issuer Class Number thousands) Amount Call Sole Instr.V Other Managers** Sole Shared None ------ ----- ------ ---------- ------ ---- ---- ------- ----- -------- ---- ------ ---- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------- -------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------- -------- ----- ATMI INC SUB NT 00207RAC5 $ 7,148 5,250,000 X 1 X CV5.25%06 -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------- --------- ---- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------- --------- ---- ABERCROMBIE & CL A 002896207 $ 958 28,320 X 1 X FITCH CO -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------- --------- ---- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------- --------- ---- ADVANCED FIBRE COM 00754A105 $ 13,917 630,000 X 1 X COMMUNICATIONS -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------- --------- ---- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------- --------- ---- ADVANCED MICRO COM 007903107 $ 2,090 128,800 X 1 X DEVICES INC -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------- --------- ---- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------- --------- ---- AFFYMETRIX INC COM 00826T108 $ 878 26,000 X 1 X -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------- --------- ---- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------- --------- ---- AGERE SYS INC CL A 00845V100 $ 112 35,000 X 1 X -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- AGERE SYS INC CL B 00845V209 $ 591 189,500 X 1 X -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- AGILENT COM 00846U101 $ 351 11,100 X 1 X TECHNOLOGIES INC -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- AKAMAI SB NT CV 00971TAC5 $ 27,828 27,828,000 X 1 X TECHNOLOGIES INC 5.5%07 -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- ALLOS COM 019777101 $ 12,000 2,500,000 X 1 X THERAPEUTICS INC -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- AMAZON COM INC COM 023135106 $ 2,108 48,700 PUT X 1 X -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- AMDOCS LTD NT CV 02342TAB5 $ 9,975 10,000,000 X 1 X 2%08 -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- AMERICA MOVIL S A SPON ADR L 02364W105 $ 13,709 354,700 X 1 X DE C V SHS -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- ANGLOGOLD SPONSORED 035128206 $ 465 11,000 X 1 X ASHANTI LTD ADR -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- APEX SILVER MINES ORD G04074103 $ 53,201 2,358,221 X 1 X LTD -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- AREL COMMUNICATIONS COM M14925107 $ 2,095 722,500 X 1 X & SOFTWARE -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- ARIAD COM 04033A100 $ 138 14,500 X 1 X PHARMACEUTICALS INC -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- -----
Soros Fund Management LLC Form 13F Information Table Quarter ended March 31, 2004
Investment Discretion Voting Authority Fair Market Shares or --------------------- ---------------- Title of Cusip Value (in Principal Put/ Shared Shared- Other Issuer Class Number thousands) Amount Call Sole Instr.V Other Managers** Sole Shared None ------ ----- ------ ---------- ------ ---- ---- ------- ----- -------- ---- ------ ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ -------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ -------- ----- AVAYA INC LYON 053499AA7 $ 13,755 21,000,000 X 1 X 10/31/21 -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- AXCAN PHARMA INC COM 054923107 $ 19,050 1,000,000 X 1 X -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- AXCELIS COM 054540109 $ 195 17,500 X 1 X TECHNOLOGIES INC -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- AXCELIS SB NT CV 054540AB5 $ 3,950 4,000,000 X 1 X TECHNOLOGIES INC 4.25%07 -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- BJ SVCS CO COM 055482103 $ 6,577 152,000 X 1 X -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- BP PLC SPONSORED 055622104 $ 18,688 365,000 X 1 X ADR -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- BAKER HUGHES INC COM 057224107 $ 7,187 197,000 X 1 X -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- BARRICK GOLD COM 067901108 $ 2,706 113,800 X 1 X CORP -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- BAXTER INTL INC COM 071813109 $ 10,039 325,000 X 1 X -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- BEA SYS INC SB NT CV 073325AD4 $ 11,028 11,000,000 X 1 X 4%06 -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- BIOGEN IDEC INC COM 09062X103 $ 29,412 529,000 X 1 X -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- BLUEFLY INC COM 096227103 $ 16,919 5,287,082 X 1 X -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- BROCADE SUB NT CV 111621AB4 $ 9,713 10,500,000 X 1 X COMMUNICATIONS 2%07 SYS INC -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- CHEVRONTEXACO COM 166764100 $ 80,582 918,000 X 1 X CORP -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- COLLAGENEX PHARMA- COM 19419B100 $ 7,170 538,294 X 1 X CEUTICALS INC -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- COMMERCE GROUP COM 200641108 $ 960 20,000 X 1 X INC MASS -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- CONEXANT COM 207142100 $ 74 12,000 X 1 X SYSTEMS INC -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- -----
Soros Fund Management LLC Form 13F Information Table Quarter ended March 31, 2004
Investment Discretion Voting Authority Fair Market Shares or --------------------- ---------------- Title of Cusip Value (in Principal Put/ Shared Shared- Other Issuer Class Number thousands) Amount Call Sole Instr.V Other Managers** Sole Shared None ------ ----- ------ ---------- ------ ---- ---- ------- ----- -------- ---- ------ ---- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ -------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ -------- ----- CONEXANT SB NT CV 207142AB6 $ 4,060 4,000,000 X 1 X SYSTEMS INC 4.25%06 -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- CONEXANT SUB NT 207142AF7 $ 10,510 10,724,000 X 1 X SYSTEMS INC CONV 4%07 -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- CONOCOPHILLIPS COM 20825C104 $ 83,423 1,195,000 X 1 X -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- COTT CORP QUE COM 22163N106 $ 5,364 182,500 X 1 X -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- CYPRESS SB NT CV 232806AF6 $ 18,690 18,690,000 X 1 X SEMICONDUCTOR 3.75%05 CORP -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- DREYERS GRAND COM A 261877104 $ 50,859 642,729 X 1 X ICE CREAM HL INC -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- ENTERASYS COM 293637104 $ 76 30,000 X 1 X NETWORKS INC -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- EXTREME NT CONV 30226DAB2 $ 5,820 6,000,000 X 1 X NETWORKS INC 3.5%06 -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- FEDERAL HOME LN MTG COM 313400301 $ 97,567 1,652,000 CALL X 1 X CORP -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- FEDERAL HOME LN MTG COM 313400301 $ 6,438 109,000 PUT X 1 X CORP -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- FLEETBOSTON FINL COM 339030108 $ 6,735 150,000 PUT X 1 X CORP -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- GENTA INC COM NEW 37245M207 $ 268 25,500 X 1 X -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- GLOBALSANTAFE CORP SHS G3930E101 $ 5,612 202,100 X 1 X -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- GLOBESPAN INC SUB NT 379571AB8 $ 18,201 18,021,000 X 1 X CV5.25%06 -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- GOLD FIELDS LTD SPONSORED 38059T106 $ 1,197 91,000 X 1 X NEW ADR -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- INCO LTD LYON ZERO 453258AM7 $ 1,947 2,000,000 X 1 X CPN 21 -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- -----
Soros Fund Management LLC Form 13F Information Table Quarter ended March 31, 2004
Investment Discretion Voting Authority Fair Market Shares or --------------------- ---------------- Title of Cusip Value (in Principal Put/ Shared Shared- Other Issuer Class Number thousands) Amount Call Sole Instr.V Other Managers** Sole Shared None ------ ----- ------ ---------- ------ ---- ---- ------- ----- -------- ---- ------ ---- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ -------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ -------- ----- INCYTE CORP COM 45337C102 $ 166 20,000 X 1 X -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- INTL PAPER CO COM 460146103 $ 575 13,600 X 1 X -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- INTEGRA LIFESCIENCES COM NEW 457985208 $ 75,408 2,472,406 X 1 X HLDGS CP -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- INTERACTIVECORP COM 45840Q101 $ 361 11,400 PUT X 1 X -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- INTERNATIONAL SUB NT 460254AE5 $ 10,175 10,175,000 X 1 X RECTIFIER CORP CV4.25%07 -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- INTRABIOTICS COM 46116T506 $ 1,632 97,133 X 1 X PHARMACEUTICALS -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- JACK IN THE BOX COM 466367109 $ 13,234 530,000 X 1 X INC -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- JETBLUE AIRWAYS COM 477143101 $ 298,049 11,803,916 X 1 X CORPORATION -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- JOS A BANK COM 480838101 $ 7,871 217,201 X 1 X CLOTHIERS INC -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- LSI LOGIC CORP COM 502161102 $ 93 10,000 X 1 X -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- LSI LOGIC CORP SB NT CV 502161AG7 $ 36,389 36,664,000 X 1 X 4%06 -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- LAM RESEARCH SUB NT CV 512807AE8 $ 16,005 16,005,000 X 1 X CORP 4%06 -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- LANOPTICS LTD ORD M6706C103 $ 2,763 325,000 X 1 X -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- LIBERTY MEDIA COM SER A 530718105 $ 14,591 1,332,500 X 1 X CORP NEW -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- LIBERTY MEDIA COM SER A 530718105 $ 1,243 113,500 X 1 X CORP NEW -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- MARATHON OIL COM 565849106 $ 76,835 2,282,000 X 1 X CORP -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- MAXTOR CORP COM NEW 577729205 $ 853 104,700 X 1 X -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- MCG CAPITAL CORP COM 58047P107 $ 40,172 1,990,666 X 1 X -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- -----
Soros Fund Management LLC Form 13F Information Table Quarter ended March 31, 2004
Investment Discretion Voting Authority Fair Market Shares or --------------------- ---------------- Title of Cusip Value (in Principal Put/ Shared Shared- Other Issuer Class Number thousands) Amount Call Sole Instr.V Other Managers** Sole Shared None ------ ----- ------ ---------- ------ ---- ---- ------- ----- -------- ---- ------ ---- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ -------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ -------- ----- MEDTRONIC INC COM 585055106 $ 26,334 551,500 X 1 X -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- MERCURY SB NT CV 589405AB5 $ 9,156 9,065,000 X 1 X INTERACTIVE CORP 4.75%07 -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- MYOGEN INC COM 62856E104 $ 18,370 1,677,602 X 1 X -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- MYRIAD GENETICS COM 62855J104 $ 728 45,000 X 1 X INC -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- NETFLIX COM INC COM 64110L106 $ 1,829 53,600 CALL X 1 X -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- NETFLIX COM INC COM 64110L106 $ 2,092 61,300 PUT X 1 X -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- NOVELL INC COM 670006105 $ 5,406 475,000 X 1 X -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- NVIDIA CORP COM 67066G104 $ 312 11,837 X 1 X -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- OCCIDENTAL PETE COM 674599105 $ 88,789 1,928,100 X 1 X CORP DEL -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- PMC-SIERRA INC SB NT CV 69344FAB2 $ 10,764 10,764,000 X 1 X 3.75%06 -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- PARAMETRIC COM 699173100 $ 1,003 222,000 X 1 X TECHNOLOGY CORP -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- PHOENIX COS INC COM 71902E109 $ 6,705 500,000 X 1 X NEW -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- PHOTRONICS INC SB NT CV 719405AC6 $ 11,785 11,874,000 X 1 X 4.75%06 -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- PIONEER NAT RES COM 723787107 $ 6,945 215,000 X 1 X CO -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- PURADYN FILTER COM 746091107 $ 9,688 4,570,000 X 1 X TECHNOLOGIES INC -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- SCI SYS INC SUB NT 783890AF3 $ 3,667 3,850,000 X 1 X CONV 3%07 -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- SPDR TR UNIT SER 1 78462F103 $ 56,550 500,000 X 1 X -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- -----
Soros Fund Management LLC Form 13F Information Table Quarter ended March 31, 2004
Investment Discretion Voting Authority Fair Market Shares or --------------------- ---------------- Title of Cusip Value (in Principal Put/ Shared Shared- Other Issuer Class Number thousands) Amount Call Sole Instr.V Other Managers** Sole Shared None ------ ----- ------ ---------- ------ ---- ---- ------- ----- -------- ---- ------ ---- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ -------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ -------- ----- SANMINA SCI CORP SB DB CV 800907AD9 $ 24,387 47,125,000 X 1 X ZERO 20 -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- SCHERING PLOUGH COM 806605101 $ 9,724 599,500 X 1 X CORP -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- SERVICE CORP INTL COM 817565104 $ 5,603 750,000 X 1 X -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- SONUS NETWORKS COM 835916107 $ 5,685 1,500,000 X 1 X INC -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- SUN MICROSYSTEMS COM 866810104 $ 1,150 275,800 X 1 X INC -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- SYMANTEC CORP COM 871503108 $ 6,019 130,000 X 1 X -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- TECH DATA CORP SB DEB CV 878237AC0 $ 2,033 2,000,000 X 1 X 2%21 -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- TELEFONOS DE SPON ADR 879403780 $ 18,328 525,000 X 1 X MEXICO S A ORD L -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- TIME WARNER INC COM 887317105 $ 16,578 983,250 X 1 X -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- TRANSWITCH CORP COM 894065101 $ 23 10,000 X 1 X -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- TULARIK INC COM 899165104 $ 1,743 71,000 X 1 X -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- UNITEDGLOBALCOM CL A 913247508 $ 8,236 970,122 X 1 X -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- UNOCAL CORP COM 915289102 $ 23,486 630,000 X 1 X -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- VALENTIS INC COM NEW 91913E302 $ 12,723 2,167,744 X 1 X -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- VEECO INSTRS INC COM 922417100 $ 645 23,000 X 1 X DEL -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- VERTEX COM 92532F100 $ 432 45,900 X 1 X PHARMACEUTICALS INC -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- VISHAY LYON ZERO 928298AD0 $ 7,428 12,000,000 X 1 X INTERTECHNOLOGY CV 21 INC -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- -----
Soros Fund Management LLC Form 13F Information Table Quarter ended March 31, 2004
Investment Discretion Voting Authority Fair Market Shares or --------------------- ---------------- Title of Cusip Value (in Principal Put/ Shared Shared- Other Issuer Class Number thousands) Amount Call Sole Instr.V Other Managers** Sole Shared None ------ ----- ------ ---------- ------ ---- ---- ------- ----- -------- ---- ------ ---- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ -------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ -------- ----- VITESSE COM 928497106 $ 249 35,000 X 1 X SEMICONDUCTOR CORP -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- VITESSE SB DEB CV 928497AB2 $ 43,727 44,280,000 X 1 X SEMICONDUCTOR 4%05 CORP -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- WEATHERFORD COM G95089101 $ 9,457 225,000 X 1 X INTERNATIONAL LTD -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- WIND RIVER SB NT CV 973149AE7 $ 2,254 2,300,000 X 1 X SYSTEMS INC 3.75%06 -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- XOMA LTD ORD G9825R107 $ 161 31,300 X 1 X -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- ZYMOGENETICS INC COM 98985T109 $ 294 19,000 X 1 X -------------------- ----------- ---------- ------------ ------------ ---- ------ -------- ------- --------- ------ --------- ----- $1,759,239
The following investment managers that are required to file a report pursuant to Section 13(f) of the Securities Exchange Act of 1934 ("Section 13(f)") exercise investment discretion with respect to certain securities held in accounts for which Soros Fund Management LLC ("SFM LLC") acts as principal investment manager and such managers will report such positions on their reports: 028-06437 Atlantic Investment Management, Inc. 028-05875 Blavin & Company, Inc. 028-05444 Brahman Capital Corp. 028-06301 Origin Capital Management LLC 028-10804 RR Partners LP 028-04503 Ridgecrest Investment Management LLC 028-05395 Select Equity Group, Inc. 028-06099 Seminole Management Company, Inc. (Paul C. Shiverick) 028-05369 Sirios Capital Management, L.P. 028-10036 Vantis Capital Management LLC 028-04945 Wyper Partners LLC ** Certain securities reported herein are managed by investment managers that are not required to file a report pursuant to Section 13(f). The inclusion of such securities herein shall not be deemed an admission that George Soros or SFM LLC have investment discretion or voting authority over such securities.