13F-HR 1 soros_13f-123101.txt .................................. . OMB Approval . .................................. . OMB Number: 3235-0006. . Expires: October 31, 2003. . Estimated average . . burden hours per . . response:................23.5. .................................. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2001 ----------------- Check here if Amendment [_]; Amendment Number: ------------------- This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Soros Fund Management LLC Address: 888 Seventh Avenue New York, New York 10106 Form 13F File Number: 28-6420 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Richard D. Holahan, Jr. Title: Assistant General Counsel Phone: 212-397-5516 Signature, Place, and Date of Signing: /S/ RICHARD D. HOLAHAN New York, New York February 14, 2002 ----------------------- ------------------ ------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F Summary Page Report Summary: Number of Other Included Managers: 0 ------ Form 13F Information Table Entry Total: 275 ------ Form 13F Information Table Value Total: $1,796,236 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
SOROS FUND MANAGEMENT LLC FORM 13F QUARTER ENDING DECEMBER 31, 2001 ------------------------------------------------------------------------------------------------------------------------------------ Investment Discretion Voting Authority ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ Issuer Title of Cusip Fair Market Shares or Sole Shared-Other Sole Shared Class Number Value Principal (in thousands) Amount ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ACCELIO CORP COM 004296109 44 24,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ACE LIMITED COM G0070K103 2,529 63,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ADVANCEPCS COM 00790K109 2,642 90,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ AETHER SYS INC SUB NT 00808VAA3 1,770 3,000,000 X X CV 6%05 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ AETNA INC NEW COM 00817Y108 2,111 64,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ AFFYMETRIX INC COM 00826T108 1,510 40,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ AGERE SYS INC CL A 00845V100 18,037 3,170,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ AGILENT TECHNOLOGIES COM 00846U101 1,426 50,000 X X INC ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ AGILENT TECHNOLOGIES SR DEB 00846UAA9 26,852 24,000,000 X X INC CV 144A21 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ AKAMAI TECHNOLOGIES SB NT CV 00971TAC5 250 500,000 X X INC 5.5%07 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ALLSTATE CORP COM 020002101 1,011 30,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ AMERADA HESS CORP COM 023551104 1,250 20,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ AMERICAN WTR COM 030411102 5,428 130,000 X X WKS INC ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ AMR CORP COM 001765106 998 45,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ANADARKO PETE CORP COM 032511107 10,665 187,600 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ANADIGICS INC SR NT CV 032515AA6 1,934 2,000,000 X X 144A5%06 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ANALOG DEVICES INC SB NT CV 032654AC9 19,774 20,815,000 X X 144A 05 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ANALOG DEVICES INC SB NT CV 032654AD7 25,175 26,500,000 X X 4.75%05 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ANCHOR GAMING COM 033037102 2,678 38,100 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ANNTAYLOR STORES GTD SB DB 036115AC7 13,632 23,633,000 X X CORP CV 19 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ APACHE CORP COM 037411105 2,332 46,750 X X ------------------------------------------------------------------------------------------------------------------------------------ SOROS FUND MANAGEMENT LLC FORM 13F QUARTER ENDING DECEMBER 31, 2001 ------------------------------------------------------------------------------------------------------------------------------------ Investment Discretion Voting Authority ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ Issuer Title of Cusip Fair Market Shares or Sole Shared-Other Sole Shared Class Number Value Principal (in thousands) Amount ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ APACHE CORP PFD C DP 037411600 11,524 250,800 X X 1/50 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ APACHE CORP COM 037411105 27,933 560,010 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ APEX SILVER ORD G04074103 34,051 3,405,071 X X MINES LTD ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ AQUILA INC DEL CL A 03840J106 1,925 112,600 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ AQUILA INC DEL CL A 03840J106 5,304 310,200 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ARCHER DANIELS COM 039483102 1,148 80,000 X X MIDLAND CO ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ AREA BANCSHARES COM 039872106 442 22,700 X X CORP NEW ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ AREL COMMUNICATIONS COM M14925107 650 722,500 X X & SOFTWARE ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ARROW ELECTRS INC COM 042735100 12,743 426,200 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ASHFORD COM INC COM 044093102 7 27,226 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ AT&T CORP COM 001957109 3,628 200,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ AT&T WIRELESS COM 00209A106 1,006 70,000 X X SVCS INC ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ATI TECHNOLOGIES COM 001941103 1,207 95,000 X X INC ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ATMI INC SB NT CV 00207RAA9 2,264 1,750,000 X X 144A 06 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ AVANT CORP COM 053487104 717 35,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ AVAX TECHNOLOGIES COM PAR 053495305 65 110,346 X X INC $0.004 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ AVIRON COM 053762100 368 7,400 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ AVNET INC COM 053807103 13,476 529,100 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ AXCAN PHARMA INC COM 054923107 35,500 2,500,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ BAKER HUGHES INC COM 057224107 1,915 52,500 X X ------------------------------------------------------------------------------------------------------------------------------------ SOROS FUND MANAGEMENT LLC FORM 13F QUARTER ENDING DECEMBER 31, 2001 ------------------------------------------------------------------------------------------------------------------------------------ Investment Discretion Voting Authority ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ Issuer Title of Cusip Fair Market Shares or Sole Shared-Other Sole Shared Class Number Value Principal (in thousands) Amount ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ BARD C R INC COM 067383109 1,296 20,100 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ BARD C R INC COM 067383109 25,207 390,800 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ BEA SYS INC SB NT CV 073325AD4 2,535 3,000,000 X X 4%06 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ BELLSOUTH CORP COM 079860102 1,145 30,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ BEST BUY INC SR DEB CV 086516AC5 13,090 17,000,000 X X 144A21 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ BIOGEN INC COM 090597105 1,434 25,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ BJ SVCS CO COM 055482103 9,247 284,964 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ BLUEFLY INC COM 096227103 7,862 4,138,084 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ BOEING CO COM 097023105 970 25,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ BURLINGTON NORTHN COM 12189T104 3,429 120,200 X X SANTA FE CP ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ BURLINGTON RES INC COM 122014103 1,877 50,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ CAREMARK RX INC COM 141705103 2,763 169,400 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ CENDANT CORP COM 151313103 1,569 80,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ CENTENE CORPORATION COM 15135B101 43,900 2,000,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ CEPHALON INC SB NT CV 156708AB5 2,002 1,625,000 X X 144A 06 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ CEPHALON INC SB NT CV 156708AC3 3,080 2,500,000 X X 5.25%06 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ CEPHALON INC SB NT CV 156708AD1 7,626 7,000,000 X X 144A 06 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ CHIRON CORP LYON ZERO 170040AD1 1,170 2,125,000 X X 144A31 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ CHIRON CORP LYON ZERO 170040AE9 2,753 5,000,000 X X 31 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ CIENA CORP NT CONV 171779AA9 1,288 2,000,000 X X 3.75%08 ------------------------------------------------------------------------------------------------------------------------------------ SOROS FUND MANAGEMENT LLC FORM 13F QUARTER ENDING DECEMBER 31, 2001 ------------------------------------------------------------------------------------------------------------------------------------ Investment Discretion Voting Authority ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ Issuer Title of Cusip Fair Market Shares or Sole Shared-Other Sole Shared Class Number Value Principal (in thousands) Amount ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ CIRCUIT CITY CIRCT 172737108 1,298 50,000 X X STORE INC CITY GRP ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ CLOROX CO DEL COM 189054109 989 25,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ COLLAGENEX COM 19419B100 8,100 1,000,000 X X PHARMACEUTICALS, INC. ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ COMMSCOPE INC COM 203372107 434 20,400 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ COMPANIA ANONIMA SPON ADR 204421101 3,534 251,552 X X NACIONL TEL D ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ COMPAQ COMPUTER CORP COM 204493100 3,855 395,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ CONTINUCARE CORP COM 212172100 1,035 2,250,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ COOPER CAMERON CORP COM 216640102 3,737 92,580 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ COOPER CAMERON CORP SR DB CV 216640AA0 7,212 10,000,000 X X ZERO 21 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ COOPER INDS INC COM 216669101 2,668 76,400 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ COR THERAPEUTICS INC COM 217753102 316 13,200 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ COR THERAPEUTICS INC SR NT CV 217753AG7 1,971 2,000,000 X X 4.5%06 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ CORVAS INTL INC COM 221005101 491 75,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ COVENTRY HEALTH CARE COM 222862104 345 17,300 X X INC ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ CROSSWORLDS SOFTWARE COM 22769P109 6,159 1,321,586 X X INC ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ CV THERAPEUTICS INC COM 126667104 1,301 25,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ CYPRESS SEMICONDUCTOR COM 232806109 399 20,000 X X CORP ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ CYPRESS SEMICONDUCTOR SUB NT CV 232806AE9 6,038 7,000,000 X X CORP 4%05 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ CYPRESS SEMICONDUCTOR COM 232806109 11,480 576,000 X X CORP ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ DAL-TILE INTL INC COM 23426R108 4,631 199,200 X X ------------------------------------------------------------------------------------------------------------------------------------ SOROS FUND MANAGEMENT LLC FORM 13F QUARTER ENDING DECEMBER 31, 2001 ------------------------------------------------------------------------------------------------------------------------------------ Investment Discretion Voting Authority ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ Issuer Title of Cusip Fair Market Shares or Sole Shared-Other Sole Shared Class Number Value Principal (in thousands) Amount ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ DAL-TILE INTL INC COM 23426R108 11,957 514,300 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ DELL COMPUTER CORP COM 247025109 651 23,965 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ DELPHI AUTOMOTIVE COM 247126105 2,083 152,500 X X SYS CORP ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ DELTA & PINE LD CO COM 247357106 679 30,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ DELTA AIR LINES COM 247361108 585 20,000 X X INC DEL ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ DELTIC TIMBER CORP COM 247850100 3,132 114,300 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ DEVON ENERGY CORP NEW SRDBCV 25179MAC7 1,346 3,000,000 X X ZRO144A20 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ DIAMOND OFFSHORE COM 25271C102 2,518 82,820 X X DRILLING INC ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ DIME BANCORP INC NEW COM 25429Q102 4,041 112,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ DISNEY WALT CO COM 254687106 829 40,000 X X DISNEY ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ DJ ORTHOPEDICS INC COM 23325G104 1,330 100,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ DONNELLEY R R COM 257867101 2,019 68,000 X X & SONS CO ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ECHOSTAR SB NT CV 278762AD1 4,393 4,905,000 X X COMMUNICATIONS NEW 4.875%07 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ELAN PLC ADR 284131208 2,253 50,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ELECTRONIC DATA COM 285661104 3,332 48,600 X X SYS NEW ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ EMAGIN CORP COM 29076N107 59 139,566 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ENSCO INTL INC COM 26874Q100 7,996 321,780 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ENZON INC COM 293904108 1,970 35,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ EQUIFAX INC COM 294429105 2,543 105,300 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ EXELON CORP COM 30161N101 2,394 50,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ EXPRESS SCRIPTS INC COM 302182100 4,166 89,100 X X ------------------------------------------------------------------------------------------------------------------------------------ SOROS FUND MANAGEMENT LLC FORM 13F QUARTER ENDING DECEMBER 31, 2001 ------------------------------------------------------------------------------------------------------------------------------------ Investment Discretion Voting Authority ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ Issuer Title of Cusip Fair Market Shares or Sole Shared-Other Sole Shared Class Number Value Principal (in thousands) Amount ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ EXTREME NETWORKS INC NT CV 30226DAA4 2,259 2,500,000 X X 144A 06 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ FEDERAL NATL COM 313586109 4,023 50,600 X X MTG ASSN ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ FEDERATED DEPT COM 31410H101 2,045 50,000 X X MTG ASSN INC DEL ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ FEDEX CORP COM 31428X106 2,594 50,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ FEDEX CORP COM 31428X106 9,043 174,300 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ FIRSTENERGY CORP COM 337932107 236 6,738 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ FOOT LOCKER INC COM 344849104 783 50,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ FREEPORT-MCMORAN CL A 35671D105 484 37,500 X X COPPER & GOLD ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ FREEPORT-MCMORAN CL B 35671D857 2,323 173,500 X X COPPER & GOLD ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ GENERAL MTRS CORP CL H NEW 370442832 2,728 176,600 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ GENZYME CORP SB DEB CV 372917AJ3 5,469 5,000,000 X X 144A21 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ GENZYME CORP SB DEB CV 372917AK0 5,469 5,000,000 X X 3%21 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ GILLETTE CO COM 375766102 1,336 40,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ GLOBAL CROSSING LTD PFD CV G3921A126 37 20,000 X X 6.375% ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ GLOBALSANTAFE CORP SHS G3930E101 7,495 262,808 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ GLOBESPAN INC SUB NT CV 379571AB8 5,828 7,000,000 X X 5.25%06 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ GOLDEN TELECOM INC COM 38122G107 2,272 194,703 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ GOODRICH CORP COM 382388106 31,848 1,196,400 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ GOODYEAR TIRE COM 382550101 1,786 75,000 X X & RUBR CO ------------------------------------------------------------------------------------------------------------------------------------ SOROS FUND MANAGEMENT LLC FORM 13F QUARTER ENDING DECEMBER 31, 2001 ------------------------------------------------------------------------------------------------------------------------------------ Investment Discretion Voting Authority ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ Issuer Title of Cusip Fair Market Shares or Sole Shared-Other Sole Shared Class Number Value Principal (in thousands) Amount ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ HCA INC COM 404119109 6,143 159,400 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ HILTON HOTELS CORP COM 432848109 1,638 150,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ HILTON HOTELS CORP COM 432848109 8,147 746,100 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ HOST MARRIOTT COM 44107P104 1,170 130,000 X X CORP NEW ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ HOTJOBS COM INC COM 441474103 2,236 215,200 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ HOUSEHOLD INTL INC SR DB 441815AN7 20,281 25,000,000 X X ZERO CV 21 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ HUMAN GENOME SB NT CV 444903AH1 1,880 2,500,000 X X SCIENCES INC 3.75%07 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ I2 TECHNOLOGIES INC COM 465754109 1,975 250,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ I2 TECHNOLOGIES INC SUB NT CV 465754AF6 2,738 3,750,000 X X 5.25%06 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ IGEN INC COM 449536101 1,203 30,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ IMC GLOBAL INC COM 449669100 2,158 166,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ IMMUNEX CORP NEW COM 452528102 20,921 755,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ INHALE THERAPEUTIC COM 457191104 1,855 100,000 X X SYS INC ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ INTEGRA LIFESCIENCES COM NEW 457985208 55,038 2,089,525 X X HLDGS CP ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ INTEGRATED DEVICE COM 458118106 11,229 422,300 X X TECHNOLOGY ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ INTERNATIONAL COM 459200101 943 7,800 X X BUSINESS MACHS ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ INTERNATIONAL COM 459506101 1,916 64,500 X X FLAVORS&FRAGRANC ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ INTERNATIONAL GAME COM 459902102 6,461 94,600 X X TECHNOLOGY ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ INVITROGEN CORP SB NT CV 46185RAC4 4,816 5,000,000 X X 144A 06 ------------------------------------------------------------------------------------------------------------------------------------ SOROS FUND MANAGEMENT LLC FORM 13F QUARTER ENDING DECEMBER 31, 2001 ------------------------------------------------------------------------------------------------------------------------------------ Investment Discretion Voting Authority ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ Issuer Title of Cusip Fair Market Shares or Sole Shared-Other Sole Shared Class Number Value Principal (in thousands) Amount ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ IVAX CORP SR SB CV 465823AE2 4,175 5,000,000 X X 144A 08 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ JACK IN THE BOX INC COM 466367109 1,102 40,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ JOHNSON CTLS INC COM 478366107 33,108 410,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ JOS A BANK COM 480838101 4,358 616,401 X X CLOTHIERS INC ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ JUNIPER NETWORKS INC SB NT CV 48203RAA2 7,192 9,971,000 X X 4.75%07 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ L-3 COMMUNICATIONS SR SB CV 502424AC8 8,210 8,000,000 X X HLDGS INC 144A 11 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ LABORATORY CORP LYONS 50540RAB8 12,028 17,000,000 X X AMER HLDGS 144A 21 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ LANOPTICS LTD ORD M6706C103 4,564 716,485 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ LEAR CORP COM 521865105 1,804 47,300 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ LENNAR CORP SR DB CV 526057AA2 24,972 38,125,000 X X ZRO 18 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ LENNAR CORP COM 526057104 3,661 78,200 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ LIBERTY MEDIA COM SER A 530718105 3,640 260,000 X X CORP NEW ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ LIZ CLAIBORNE INC COM 539320101 16,626 334,200 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ LNR PPTY CORP COM 501940100 9,073 291,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ LSI LOGIC CORP SB NT CV 502161AD4 1,765 1,521,000 X X 4.25%04 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ LUCENT TECHNOLOGIES COM 549463107 1,164 185,000 X X INC ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ LUXOTTICA GROUP S P A SPONSORED 55068R202 10,363 628,832 X X ADR ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ MAGNA INTL INC CL A 559222401 25,312 398,800 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ MANDALAY RESORT GROUP COM 562567107 20,463 956,200 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ MANOR CARE INC NEW COM 564055101 1,415 59,700 X X ------------------------------------------------------------------------------------------------------------------------------------ SOROS FUND MANAGEMENT LLC FORM 13F QUARTER ENDING DECEMBER 31, 2001 ------------------------------------------------------------------------------------------------------------------------------------ Investment Discretion Voting Authority ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ Issuer Title of Cusip Fair Market Shares or Sole Shared-Other Sole Shared Class Number Value Principal (in thousands) Amount ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ MANPOWER INC COM 56418H100 1,916 56,832 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ MANUGISTICS GROUP INC COM 565011103 2,635 125,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ MARRIOTT INTL INC NEW CL A 571903202 813 20,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ MARTIN MARIETTA COM 573284106 233 5,000 X X MATLS INC ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ MASCO CORP SR NT CV 574599AW6 4,062 10,000,000 X X ZERO 31 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ MATTEL INC COM 577081102 2,546 148,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ MCDONALDS CORP COM 580135101 794 30,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ MCG CAPITAL COM 58047P107 35,434 1,990,666 X X CORPORATION ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ MCKESSON CORP COM 58155Q103 5,404 144,500 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ MCMORAN EXPLORATION COM 582411104 149 25,812 X X CO ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ MEDICALOGIC/MEDSCAPE COM 584642102 439 1,568,421 X X INC ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ MEDIMMUNE INC COM 584699102 2,758 59,500 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ MEDTRONIC INC CONV DEB 585055AA4 5,300 5,000,000 X X 144A 21 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ MERCK & CO INC COM 589331107 588 10,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ MERCURY INTERACTIVE SB NT CV 589405AB5 2,544 3,200,000 X X CORP 4.75%07 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ MERRILL LYNCH COM 590188108 3,899 74,800 X X & CO INC ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ MGM MIRAGE COM 552953101 4,648 161,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ MGM MIRAGE COM 552953101 32,993 1,142,800 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ MICROSOFT CORP COM 594918104 5,264 79,458 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ MILLENNIUM COM 599902103 2,392 97,600 X X PHARMACEUTICALS INC ------------------------------------------------------------------------------------------------------------------------------------ SOROS FUND MANAGEMENT LLC FORM 13F QUARTER ENDING DECEMBER 31, 2001 ------------------------------------------------------------------------------------------------------------------------------------ Investment Discretion Voting Authority ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ Issuer Title of Cusip Fair Market Shares or Sole Shared-Other Sole Shared Class Number Value Principal (in thousands) Amount ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ MIRANT TR I PFD CV 60467Q102 2,439 63,500 X X SER A ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ NABORS INDS INC COM 629568106 3,513 102,342 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ NEWMONT MINING CORP COM 651639106 956 50,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ NEWPORT NEWS COM 652228107 2,950 41,400 X X SHIPBUILDING INC ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ NEWS CORP LTD SP ADR 652487802 995 37,600 X X PFD ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ NEXUS TELOCATION ORD M74919107 2,096 961,666 X X SYS LTD ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ NOBLE DRILLING CORP COM 655042109 6,598 193,823 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ NOVELLUS SYS INC COM 670008101 397 10,051 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ NRG ENERGY INC COM 629377102 2,558 165,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ OCCIDENTAL PETE COM 674599105 2,122 80,000 X X CORP DEL ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ OFFICE DEPOT INC COM 676220106 1,669 90,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ORION PWR HLDGS INC COM 686286105 22,749 871,600 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ORTEC INTL INC COM 68749B108 4,190 722,328 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ PERFORMANCE FOOD SUB NT CV 713755AA4 1,916 1,500,000 X X GROUP CO 5.5%08 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ PHELPS DODGE CORP COM 717265102 486 15,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ PHILLIPS PETE CO COM 718507106 3,284 54,500 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ PHOTRONICS INC SB NT CV 719405AB8 2,205 2,000,000 X X 144A 06 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ PITTSTON CO COM BRINKS 725701106 9,316 421,535 X X GRP ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ PMC-SIERRA INC SUB NT CV 69344FAA4 2,165 2,500,000 X X 144A06 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ POLYONE CORP COM 73179P106 497 50,700 X X ------------------------------------------------------------------------------------------------------------------------------------ SOROS FUND MANAGEMENT LLC FORM 13F QUARTER ENDING DECEMBER 31, 2001 ------------------------------------------------------------------------------------------------------------------------------------ Investment Discretion Voting Authority ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ Issuer Title of Cusip Fair Market Shares or Sole Shared-Other Sole Shared Class Number Value Principal (in thousands) Amount ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ PRAECIS COM 739421105 6,957 1,195,414 X X PHARMACEUTICALS, INC. ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ PRI AUTOMATION INC COM 69357H106 3,429 167,700 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ PRICE COMMUNICATIONS COM NEW 741437305 5,019 262,900 X X CORP ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ PROVINCE HEALTHCARE SB NT CV 743977AD2 2,925 3,000,000 X X CO 144A 08 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ PURADYN FILTER COM 746091107 21,479 4,570,000 X X TECHNOLOGIES INC. ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ QUANTA SVCS INC COM 74762E102 6,951 450,500 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ QUEST DIAGNOSTICS INC COM 74834L100 1,850 25,800 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ QWEST COMMUNICATIONS COM 749121109 707 50,000 X X INTL INC ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ RATIONAL SOFTWARE SUB NT 75409PAC7 24,502 26,925,000 X X CORP CONV 5%07 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ RCN CORPORATION COM 749361101 713 243,186 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ REEBOK INTL LTD COM 758110100 1,155 43,600 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ RIGHTCHOICE MANAGED COM 76657T102 23,356 333,700 X X CARE DEL ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ROCKWELL COLLINS INC COM 774341101 10,774 552,500 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ROGERS COMMUNICATIONS DB CONV 775109AE1 20,792 25,650,000 X X INC 2.00%05 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ROWAN COS INC COM 779382100 3,274 169,043 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ROXIO INC COM 780008108 2,923 176,600 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ROYAL CARIBBEAN SR NT CV 780153AM4 5,119 15,000,000 X X CRUISES LTD 2.00%05 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ SAGE INC COM 786632109 12,734 343,500 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ SAGE INC COM 786632109 7,514 202,700 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ SANMINA SCI CORP SUB NTCV 800907AB3 22,503 20,500,000 X X 4.25%04 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ SANMINA SCI CORP SB DB CV 800907AD9 2,409 6,500,000 X X ZERO 20 ------------------------------------------------------------------------------------------------------------------------------------ SOROS FUND MANAGEMENT LLC FORM 13F QUARTER ENDING DECEMBER 31, 2001 ------------------------------------------------------------------------------------------------------------------------------------ Investment Discretion Voting Authority ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ Issuer Title of Cusip Fair Market Shares or Sole Shared-Other Sole Shared Class Number Value Principal (in thousands) Amount ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ SCHERING PLOUGH CORP COM 806605101 716 20,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ SECURITY CAP CL B 81413P204 20,834 821,200 X X GROUP INC ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ SEPRACOR INC COM 817315104 1,427 25,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ SEPRACOR INC SB DEB 817315AL8 3,485 4,000,000 X X CONV 5%07 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ SERVICE CORP INTL SUB NT CV 817565AU8 6,966 7,000,000 X X 6.75%08 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ SERVICEMASTER CO COM 81760N109 1,104 80,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ SHAW GROUP INC LYON 21 820280AC9 2,559 5,000,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ SHERWIN WILLIAMS CO COM 824348106 1,177 42,800 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ SKYWEST INC COM 830879102 1,018 40,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ SMITH INTL INC COM 832110100 2,386 44,499 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ SOLECTRON CORP SR LYON 34182AK3 28,395 53,450,000 X X ZERO 20 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ SPACELABS MED INC COM 846247104 284 23,400 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ SPRINT CORP COM FON 852061100 803 40,000 X X GROUP ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ SPRINT CORP PCS COM 852061506 976 40,000 X X SER 1 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ SPRINT CORP EQUITY 852061605 16,381 650,000 X X UNIT ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ STANCORP FINL COM 852891100 8,770 185,600 X X GROUP INC ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ STAPLES INC COM 855030102 2,805 150,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ STARWOOD HOTELS PAIRED CTF 85590A203 597 20,000 X X & RESORTS WRLDWD ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ SYCAMORE NETWORKS INC COM 871206108 1,340 250,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ SYMANTEC CORP SUB NT CV 871503AA6 17,454 14,500,000 X X 144A06 ------------------------------------------------------------------------------------------------------------------------------------ SOROS FUND MANAGEMENT LLC FORM 13F QUARTER ENDING DECEMBER 31, 2001 ------------------------------------------------------------------------------------------------------------------------------------ Investment Discretion Voting Authority ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ Issuer Title of Cusip Fair Market Shares or Sole Shared-Other Sole Shared Class Number Value Principal (in thousands) Amount ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ TAKE-TWO INTERACTIVE COM 874054109 2,102 130,000 X X SOFTWARE ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ TARGET CORP COM 87612E106 2,053 50,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ TECH DATA CORP SB DEB CV 878237AB2 979 1,000,000 X X 144A21 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ TELECORP PCS INC NEW CL A 879300101 8,563 686,692 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ TENET HEALTHCARE CORP COM 88033G100 7,187 122,400 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ TJX COS INC NEW COM 872540109 319 8,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ TRANSOCEAN SEDCO ORD G90078109 4,721 139,597 X X FOREX INC ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ TRANSWITCH CORP NT CONV 894065AB7 284 500,000 X X 4.5%05 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ TRIARC COS INC SB DB CV 895927AB7 3,617 10,000,000 X X ZRO 18 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ TRIGON HEALTHCARE INC COM 89618L100 29,482 424,500 X X ----------------------------------------------------------------------------------------------------------------------------------- ------------------------------------------------------------------------------------------------------------------------------------ TRIQUINT SUB NT CV 89674KAB9 1,460 2,000,000 X X SEMICONDUCTOR INC 4%07 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ TYCO INTL LTD NEW LYON ZERO 902124AC0 35,937 46,400,000 X X 20 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ULTRAMAR DIAMOND COM 904000106 48,604 982,300 X X SHAMROCK CORP ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ULTRAMAR DIAMOND COM 904000106 23,562 476,200 X X SHAMROCK CORP ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ UNITED TECHNOLOGIES COM 913017109 969 15,000 X X CORP ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ US BANCORP DEL SR NT ZERO 902973AC0 11,182 15,000,000 X X 144A21 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ VALENTIS, INC. COM 91913E104 348 112,387 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ VERIZON DB CV ZRO 92343VAA2 13,832 25,500,000 X X COMMUNICATIONS 144A21 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ VERTEX SUB NT CV 92532FAD2 4,060 6,000,000 X X PHARMACEUTICALS INC 5%07 ------------------------------------------------------------------------------------------------------------------------------------ SOROS FUND MANAGEMENT LLC FORM 13F QUARTER ENDING DECEMBER 31, 2001 ------------------------------------------------------------------------------------------------------------------------------------ Investment Discretion Voting Authority ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ Issuer Title of Cusip Fair Market Shares or Sole Shared-Other Sole Shared Class Number Value Principal (in thousands) Amount ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ VIROPHARMA INC COM 928241108 15,449 673,146 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ VISTEON CORP COM 92839U107 3,515 233,700 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ WADDELL & REED CL A 930059100 644 20,000 X X FINL INC ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ WASTE MGMT INC DEL COM 94106L109 2,393 75,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ WATERS CORP COM 941848103 1,163 30,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ WATSON COM 942683103 628 20,000 X X PHARMACEUTICALS INC ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ WELLPOINT HEALTH COM 94973H108 9,897 84,700 X X NETWORK NEW ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ WESTCOAST ENERGY INC COM 95751D102 14,699 554,700 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ WESTWOOD ONE INC COM 961815107 12,260 408,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ WILLAMETTE INDS INC COM 969133107 2,085 40,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ WILLIAMS COS INC DEL COM 969457100 4,012 157,200 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ WIND RIVER SUB NT 973149AC1 20,695 21,010,000 X X SYSTEMS INC CONV 5%02 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ WIND RIVER SB NT CV 973149AD9 3,053 3,000,000 X X SYSTEMS INC 144A 06 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ WORLDCOM INC GA NEW WRLDCOM 98157D106 16,450 1,168,300 X X GP COM ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ YAHOO INC COM 984332106 1,331 75,000 X X ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ REPORT SUMMARY: 275 DATA RECORDS 1,796,236 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------
The following investment managers that are required to file a report pursuant to Section 13(f) of the Securities Exchange Act of 1934 exercise investment discretion with respect to certain securities held in accounts managed by Soros Fund Management LLC and such managers will report such positions on their reports: 28-06437 Atlantic Investment Management, Inc. 28-06081 Bradford Capital LLC 28-5611 CastleRock Asset Management, Inc. 28-06297 Intrepid Capital Management LLC 28-5321 JLF Asset Management, LLC 28-05227 JL Advisors L.L.C. 28-05485 Olstein & Associates L.P. 28-6301 Origin Capital Management LLC 28-04503 Ridgecrest Investment Management LLC 28-5307 Satellite Fund Management LLC 28-06099 Seminole Management Company, Inc. 28-5367 Sirios Capital, L.L.C. 28-05389 SLS Management, LLC 28-7816 Wyper Partners LLC