-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MvMO2xhsZr/R3D2mivRwuyfD2pgbYrBgK2U1k0cr3/NVPrcH0MiQYYUd+5hXUsbh ae+Gl+g7i5wSnIJxfk6JjA== 0000921530-01-500239.txt : 20020410 0000921530-01-500239.hdr.sgml : 20020410 ACCESSION NUMBER: 0000921530-01-500239 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010930 FILED AS OF DATE: 20011114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOROS FUND MANAGEMENT LLC CENTRAL INDEX KEY: 0001029160 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 133914976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06420 FILM NUMBER: 1791416 BUSINESS ADDRESS: STREET 1: 888 SEVENTH AVENUE 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10106 BUSINESS PHONE: 2128721054 MAIL ADDRESS: STREET 1: C/O AKIN, GUMP, STRAUSS,HAUER,FELD, STREET 2: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 soros_13f93001.txt ............................... OMB APPROVAL ............................... OMB Number: 3235-0006 Expires: October 31, 2003 Estimated average burden hours per response:..............23.5 ............................... UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2001 ------------------ Check here if Amendment [ ]; Amendment Number: ------------------------------- This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Soros Fund Management LLC Address: 888 Seventh Avenue New York, New York 10106 Form 13F File Number: 28-6420 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Richard D. Holahan, Jr. Title: Assistant General Counsel Phone: 212-397-5516 Signature, Place, and Date of Signing: /S/ RICHARD D. HOLAHAN New York, New York November 14, 2001 - ---------------------- ------------------ ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F Summary Page Report Summary: Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Total: 246 ----------- Form 13F Information Table Value Total: $1,593,480 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
Page 3 of 17 Soros Fund Management - Form 13F - ----------------------------------------------------------------------------------------------------------------------- Investment Discretion Voting Authority Issuer Title of Class Cusip Number Fair Market Shares or Sole Shared Shared- Sole Shared None - ------ -------------- ------------ ----------- --------- ---- ------ ------ ---- ------ ------ Value Principal Instr. Other ----- --------- ------- ----- (in Amount 12.b.vi --- ------ ------- thousands) ---------- - ----------------------------------------------------------------------------------------------------------------------- 7-ELEVEN INC COM NEW 817826209 $643 66,600 X X - ----------------------------------------------------------------------------------------------------------------------- ABERCROM- BIE & FITCH CO CL A 002896207 $440 25,000 X X - ----------------------------------------------------------------------------------------------------------------------- ADVANCED MICRO DEVICES INC COM 007903107 $163 20,000 X X - ----------------------------------------------------------------------------------------------------------------------- AES CORP COM 00130H105 $256 20,000 X X - ----------------------------------------------------------------------------------------------------------------------- AETHER SYS INC SUB NT CV 6%05 00808VAA3 $1,650 3,000,000 X X - ----------------------------------------------------------------------------------------------------------------------- AGERE SYS INC CL A 00845V100 $14,168 3,220,000 X X - ----------------------------------------------------------------------------------------------------------------------- AGILENT TECHNO- LOGIES INC COM 00846U101 $391 20,000 X X - ----------------------------------------------------------------------------------------------------------------------- AKAMAI TECHNO- LOGIES INC SB NT CV 5.5%07 00971TAC5 $511 1,500,000 X X - ----------------------------------------------------------------------------------------------------------------------- ALLIED WASTE INDS INC COM PAR$.01NEW 019589308 $510 40,000 X X - ----------------------------------------------------------------------------------------------------------------------- AMERICAN TOWER CORP NT CV 2.25%09 029912AD4 $2,145 3,000,000 X X - ----------------------------------------------------------------------------------------------------------------------- ANADARKO PETE CORP COM 032511107 $8,876 184,600 X X - ----------------------------------------------------------------------------------------------------------------------- ANALOG DEVICES INC SB NT CV 144A 05 032654AC9 $19,137 20,815,000 X X - ----------------------------------------------------------------------------------------------------------------------- ANALOG DEVICES INC SB NT CV 4.75%05 032654AD7 $24,364 26,500,000 X X - ----------------------------------------------------------------------------------------------------------------------- ANDERSON EXPL LTD COM 033901109 $22,878 910,100 X X - ----------------------------------------------------------------------------------------------------------------------- ANDERSON EXPL LTD COM 033901109 $13,029 518,300 X X - ----------------------------------------------------------------------------------------------------------------------- ANNTAYLOR STORES CORP COM 036115103 $548 25,000 X X - ----------------------------------------------------------------------------------------------------------------------- Page 4 of 17 - ----------------------------------------------------------------------------------------------------------------------- Investment Discretion Voting Authority Issuer Title of Class Cusip Number Fair Market Shares or Sole Shared Shared- Sole Shared None - ------ -------------- ------------ ----------- --------- ---- ------ ------ ---- ------ ---- Value Principal Instr. Other ----- --------- ------- ----- (in Amount 12.b.vi --- ------ ------- thousands) ---------- - ----------------------------------------------------------------------------------------------------------------------- ANNTAYLOR STORES CORP GTD SB DB CV 19 036115AC7 $11,086 23,000,000 X X - ----------------------------------------------------------------------------------------------------------------------- APACHE CORP COM 037411105 $20,395 474,300 X X - ----------------------------------------------------------------------------------------------------------------------- APACHE CORP PFD C DP 1/50 037411600 $7,503 200,000 X X - ----------------------------------------------------------------------------------------------------------------------- APEX SILVER MINES LTD ORD G04074103 $30,714 3,405,071 X X - ----------------------------------------------------------------------------------------------------------------------- ARCHER DANIELS MIDLAND CO COM 039483102 $330 26,250 X X - ----------------------------------------------------------------------------------------------------------------------- AREL COMMUNI- CATIONS & SOFT- WARE COM M14925107 $578 722,500 X X - ----------------------------------------------------------------------------------------------------------------------- ARROW ELECTRS INC COM 042735100 $8,891 426,200 X X - ----------------------------------------------------------------------------------------------------------------------- AUTONATION INC COM 05329W102 $440 50,000 X X - ----------------------------------------------------------------------------------------------------------------------- AVAX TECH- NOLOGIES COM PAR 053495305 $88 98,876 X X INC $0.004 - ----------------------------------------------------------------------------------------------------------------------- AVNET INC COM 053807103 $9,624 529,100 X X - ----------------------------------------------------------------------------------------------------------------------- AXCAN PHARMA COM 054923107 $26,750 2,500,000 X X INC - ----------------------------------------------------------------------------------------------------------------------- BAKER HUGHES INC COM 057224107 $1,520 52,500 X X - ----------------------------------------------------------------------------------------------------------------------- BANCWEST CORP NEW COM 059790105 $10,479 300,000 X X - ----------------------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORP- ORATION COM 060505104 $1,734 29,700 X X - ----------------------------------------------------------------------------------------------------------------------- BARD C R INC COM 067383109 $7,830 152,300 X X - ----------------------------------------------------------------------------------------------------------------------- BARD C R INC COM 067383109 $3,753 73,000 X X - ----------------------------------------------------------------------------------------------------------------------- Page 5 of 17 - ----------------------------------------------------------------------------------------------------------------------- Investment Discretion Voting Authority Issuer Title of Class Cusip Number Fair Market Shares or Sole Shared Shared- Sole Shared None - ------ -------------- ------------ ----------- --------- ---- ------ ------ ---- ------ ---- Value Principal Instr. Other ----- --------- ------- ----- (in Amount 12.b.vi --- ------ ------- thousands) ---------- - ----------------------------------------------------------------------------------------------------------------------- BEA SYS INC SB NT CV 4%06 073325AD4 $2,203 3,000,000 X X - ----------------------------------------------------------------------------------------------------------------------- BJ SVCS CO COM 055482103 $5,070 284,964 X X - ----------------------------------------------------------------------------------------------------------------------- BLUEFLY INC COM 096227103 $2,731 4,138,084 X X - ----------------------------------------------------------------------------------------------------------------------- BOSTON SCIENT- IFIC CORP COM 101137107 $513 25,000 X X - ----------------------------------------------------------------------------------------------------------------------- BRUNSWICK CORP COM 117043109 $165 10,000 X X - ----------------------------------------------------------------------------------------------------------------------- BURLING- TON NORTHN SANTA FE CP COM 12189T104 $3,750 140,200 X X - ----------------------------------------------------------------------------------------------------------------------- CABLE- VISION SYS CORP CL A NY CABLVS 12686C109 $409 10,000 X X - ----------------------------------------------------------------------------------------------------------------------- CABOT CORP COM 127055101 $2,226 55,800 X X - ----------------------------------------------------------------------------------------------------------------------- CALLAWAY GOLF CO COM 131193104 $512 40,000 X X - ----------------------------------------------------------------------------------------------------------------------- CARNIVAL CORP COM 143658102 $2,092 95,000 X X - ----------------------------------------------------------------------------------------------------------------------- CENDANT CORP COM 151313103 $1,280 100,000 X X - ----------------------------------------------------------------------------------------------------------------------- CEPHALON INC SB NT CV 144A 06 156708AB5 $4,575 5,000,000 X X - ----------------------------------------------------------------------------------------------------------------------- CHARTER COMMUNI- CATIONS INC DEL CL A 16117M107 $929 75,000 X X - ----------------------------------------------------------------------------------------------------------------------- CHIRON CORP LYON ZRO 144A31 170040AD1 $6,699 12,125,000 X X - ----------------------------------------------------------------------------------------------------------------------- CIENA CORP NT CONV 3.75%08 171779AA9 $1,185 2,000,000 X X - ----------------------------------------------------------------------------------------------------------------------- C-MAC INDS INC COM 125920108 $3,240 162,500 X X - ----------------------------------------------------------------------------------------------------------------------- C-MAC INDS INC COM 125920108 $4,636 232,500 X X - ----------------------------------------------------------------------------------------------------------------------- COLLAGE- NEX PHARMA- CEUTICALS, INC. COM 19419B100 $8,000 1,000,000 X X - ----------------------------------------------------------------------------------------------------------------------- Page 6 of 17 - ----------------------------------------------------------------------------------------------------------------------- Investment Discretion Voting Authority Issuer Title of Class Cusip Number Fair Market Shares or Sole Shared Shared- Sole Shared None - ------ -------------- ------------ ----------- --------- ---- ------ ------ ---- ------ ---- Value Principal Instr. Other ----- --------- ------- ----- (in Amount 12.b.vi --- ------ ------- thousands) ---------- - ----------------------------------------------------------------------------------------------------------------------- COMM- SCOPE INC COM 203372107 $365 20,400 X X - ----------------------------------------------------------------------------------------------------------------------- COMPANIA ANONIMA NACIONL TEL SPON ADR D 204421101 $13,328 578,200 X X - ----------------------------------------------------------------------------------------------------------------------- COMPAQ COMPUTER CORP COM 204493100 $229 27,500 X X - ----------------------------------------------------------------------------------------------------------------------- COMPAQ COMPUTER CORP COM 204493100 $5,069 610,000 X X - ----------------------------------------------------------------------------------------------------------------------- CONTIN- UCARE CORP COM 212172100 $1,305 2,250,000 X X - ----------------------------------------------------------------------------------------------------------------------- COOPER CAMERON CORP COM 216640102 $3,037 92,580 X X - ----------------------------------------------------------------------------------------------------------------------- COOPER CAMERON CORP SR DB CV ZERO 21 216640AA0 $7,013 10,000,000 X X - ----------------------------------------------------------------------------------------------------------------------- COOPER INDS INC COM 216669101 $622 15,000 X X - ----------------------------------------------------------------------------------------------------------------------- COVENTRY HEALTH CARE INC COM 222862104 $408 17,300 X X - ----------------------------------------------------------------------------------------------------------------------- CROSS- WORLDS SOFTWARE INC COM 22769P109 $3,145 1,321,586 X X - ----------------------------------------------------------------------------------------------------------------------- CYPRESS SEMICON- DUCTOR CORP COM 232806109 $966 65,000 X X - ----------------------------------------------------------------------------------------------------------------------- CYPRESS SEMICON- DUCTOR CORP COM 232806109 $6,791 457,000 X X - ----------------------------------------------------------------------------------------------------------------------- CYPRESS SEMICON- DUCTOR CORP SUB NT CV 4%05 232806AE9 $5,583 7,000,000 X X - ----------------------------------------------------------------------------------------------------------------------- DEAN FOODS CO COM 242361103 $759 16,400 X X - ----------------------------------------------------------------------------------------------------------------------- DELL COMPUTER CORP COM 247025109 $834 45,000 X X - ----------------------------------------------------------------------------------------------------------------------- Page 7 of 17 - ----------------------------------------------------------------------------------------------------------------------- Investment Discretion Voting Authority Issuer Title of Class Cusip Number Fair Market Shares or Sole Shared Shared- Sole Shared None - ------ -------------- ------------ ----------- --------- ---- ------ ------ ---- ------ ---- Value Principal Instr. Other ----- --------- ------- ----- (in Amount 12.b.vi --- ------ ------- thousands) ---------- - ----------------------------------------------------------------------------------------------------------------------- DELPHI AUTOMOTIVE SYS CORP COM 247126105 $1,792 152,500 X X - ----------------------------------------------------------------------------------------------------------------------- DELTIC TIMBER CORP COM 247850100 $2,892 114,300 X X - ----------------------------------------------------------------------------------------------------------------------- DEVON ENERGY CORP NEW SRDBCV ZR0144A20 25179MAC7 $1,361 3,000,000 X X - ----------------------------------------------------------------------------------------------------------------------- DIAMOND OFFSHORE DRILLING INC COM 25271C102 $2,089 82,820 X X - ----------------------------------------------------------------------------------------------------------------------- DISNEY WALT CO COM DISNEY 254687106 $1,862 100,000 X X - ----------------------------------------------------------------------------------------------------------------------- DONNELLEY R R & SONS CO COM 257867101 $1,839 68,000 X X - ----------------------------------------------------------------------------------------------------------------------- DURAMED PHARMA- CEUTICALS INC COM 266354109 $399 19,700 X X - ----------------------------------------------------------------------------------------------------------------------- EMAGIN CORP COM 29076N107 $290 173,566 X X - ----------------------------------------------------------------------------------------------------------------------- ENSCO INTL INC COM 26874Q100 $4,704 321,780 X X - ----------------------------------------------------------------------------------------------------------------------- EQUIFAX INC COM 294429105 $2,306 105,300 X X - ----------------------------------------------------------------------------------------------------------------------- FEDERAL NATL MTG ASSN COM 313586109 $4,804 60,000 X X - ----------------------------------------------------------------------------------------------------------------------- FEDERATED DEPT STORES INC DEL COM 31410H101 $2,679 95,000 X X - ----------------------------------------------------------------------------------------------------------------------- FEDEX CORP COM 31428X106 $14,987 407,800 X X - ----------------------------------------------------------------------------------------------------------------------- FOOTSTAR INC COM 344912100 $865 25,000 X X - ----------------------------------------------------------------------------------------------------------------------- FREEPORT- MCMORAN COPPER & GOLD CL A 35671D105 $445 45,000 X X - ----------------------------------------------------------------------------------------------------------------------- GALILEO INTER- NATIONAL INC COM 363547100 $4,484 216,000 X X - ----------------------------------------------------------------------------------------------------------------------- Page 8 of 17 - ----------------------------------------------------------------------------------------------------------------------- Investment Discretion Voting Authority Issuer Title of Class Cusip Number Fair Market Shares or Sole Shared Shared- Sole Shared None - ------ -------------- ------------ ----------- --------- ---- ------ ------ ---- ------ ---- Value Principal Instr. Other ----- --------- ------- ----- (in Amount 12.b.vi --- ------ ------- thousands) ---------- - ----------------------------------------------------------------------------------------------------------------------- GALILEO INTER- NATIONAL INC COM 363547100 $6,504 313,300 X X - ----------------------------------------------------------------------------------------------------------------------- GENENTECH INC COM NEW 368710406 $1,980 45,000 X X - ----------------------------------------------------------------------------------------------------------------------- GENERAL MTRS CORP CL H NEW 370442832 $267 20,000 X X - ----------------------------------------------------------------------------------------------------------------------- GENERAL SEMI- CONDUCTOR INC COM 370787103 $792 82,500 X X - ----------------------------------------------------------------------------------------------------------------------- GENZYME CORP SB DEB CV 144A21 372917AJ3 $4,731 5,000,000 X X - ----------------------------------------------------------------------------------------------------------------------- GENZYME CORP SB DEB CV 3%21 372917AK0 $4,731 5,000,000 X X - ----------------------------------------------------------------------------------------------------------------------- GEORGIA PAC CORP COM-TIMBER GRP 373298702 $525 14,500 X X - ----------------------------------------------------------------------------------------------------------------------- GLOBAL CROSSING LTD PFD CV 6.375% G3921A126 $331 20,000 X X - ----------------------------------------------------------------------------------------------------------------------- GLOBAL MARINE INC COM 379352404 $3,052 218,027 X X - ----------------------------------------------------------------------------------------------------------------------- GLOBAL MARINE INC COM 379352404 $1,400 100,000 X X - ----------------------------------------------------------------------------------------------------------------------- GOLDEN TELECOM INC COM 38122G107 $1,524 195,333 X X - ----------------------------------------------------------------------------------------------------------------------- GOODRICH CORP COM 382388106 $390 20,000 X X - ----------------------------------------------------------------------------------------------------------------------- GOODRICH CORP COM 382388106 $23,306 1,196,400 X X - ----------------------------------------------------------------------------------------------------------------------- GPU INC COM 36225X100 $831 20,600 X X - ----------------------------------------------------------------------------------------------------------------------- GPU INC COM 36225X100 $6,034 149,500 X X - ----------------------------------------------------------------------------------------------------------------------- HALLI- BURTON CO COM 406216101 $2,764 122,556 X X - ----------------------------------------------------------------------------------------------------------------------- HEADHUNTER NET INC COM 422077107 $433 48,900 X X - ----------------------------------------------------------------------------------------------------------------------- HELLER FINANCIAL INC CL A 423328103 $41,820 792,500 X X - ----------------------------------------------------------------------------------------------------------------------- HELLER FINANCIAL INC CL A 423328103 $16,095 305,000 X X - ----------------------------------------------------------------------------------------------------------------------- Page 9 of 17 - ----------------------------------------------------------------------------------------------------------------------- Investment Discretion Voting Authority Issuer Title of Class Cusip Number Fair Market Shares or Sole Shared Shared- Sole Shared None - ------ -------------- ------------ ----------- --------- ---- ------ ------ ---- ------ ---- Value Principal Instr. Other ----- --------- ------- ----- (in Amoun 12.b.vi --- ------ ------- thousands) ---------- - ----------------------------------------------------------------------------------------------------------------------- HILTON HOTELS CORP COM 432848109 $1,570 200,000 X X - ----------------------------------------------------------------------------------------------------------------------- HILTON HOTELS CORP COM 432848109 $5,857 746,100 X X - ----------------------------------------------------------------------------------------------------------------------- HOMESTAKE MNG CO COM 437614100 $1,674 180,000 X X - ----------------------------------------------------------------------------------------------------------------------- HOT TOPIC INC COM 441339108 $1,644 65,500 X X - ----------------------------------------------------------------------------------------------------------------------- HOTJOBS COM INC COM 441474103 $1,194 200,000 X X - ----------------------------------------------------------------------------------------------------------------------- HUMAN GENOME SCIENCES INC SB NT CV 3.75%07 444903AH1 $2,389 3,500,000 X X - ----------------------------------------------------------------------------------------------------------------------- I2 TECH- NOLOGIES INC SUB NT CV5.25%06 465754AF6 $2,382 3,750,000 X X - ----------------------------------------------------------------------------------------------------------------------- IBP INC COM 449223106 $11,899 503,119 X X - ----------------------------------------------------------------------------------------------------------------------- ICN PHARMA- CEUTICALS INC NEW COM 448924100 $1,318 50,000 X X - ----------------------------------------------------------------------------------------------------------------------- ILLUMINET HLDGS INC COM 452334105 $686 17,900 X X - ----------------------------------------------------------------------------------------------------------------------- IMC GLOBAL INC COM 449669100 $2,214 246,000 X X - ----------------------------------------------------------------------------------------------------------------------- INTEGRA LIFE- SCIENCES HLDGS CP COM NEW 457985208 $52,726 1,908,975 X X - ----------------------------------------------------------------------------------------------------------------------- INTEGRAT- ED DEVICE TECHNOLOGY COM 458118106 $201 10,000 X X - ----------------------------------------------------------------------------------------------------------------------- INTEGRAT- ED DEVICE TECHNOLOGY COM 458118106 $8,497 422,300 X X - ----------------------------------------------------------------------------------------------------------------------- INTER- NATIONAL FLAVORS & FRAGRANC COM 459506101 $2,617 94,500 X X - ----------------------------------------------------------------------------------------------------------------------- INTER- NATIONAL GAME TECH- NOLOGY COM 459902102 $4,021 94,600 X X - ----------------------------------------------------------------------------------------------------------------------- INTIMATE BRANDS INC CL A 461156101 $425 47,180 X X - ----------------------------------------------------------------------------------------------------------------------- Page 10 of 17 - ----------------------------------------------------------------------------------------------------------------------- Investment Discretion Voting Authority Issuer Title of Class Cusip Number Fair Market Shares or Sole Shared Shared- Sole Shared None - ------ -------------- ------------ ----------- --------- ---- ------ ------ ---- ------ ---- Value Principal Instr. Other ----- --------- ------- ----- (in Amount 12.b.vi --- ------ ------- thousands) ---------- - ----------------------------------------------------------------------------------------------------------------------- IVAX CORP SR SB CV 144A 08 465823AE2 $4,319 5,000,000 X X - ----------------------------------------------------------------------------------------------------------------------- JOHNSON CTLS INC COM 478366107 $26,748 410,000 X X - ----------------------------------------------------------------------------------------------------------------------- JOS A BANK CLOTHIERS INC COM 480838101 $2,928 616,401 X X - ----------------------------------------------------------------------------------------------------------------------- JUNIPER NETWORKS INC SB NT CV 4.75%07 48203RAA2 $6,207 9,971,000 X X - ----------------------------------------------------------------------------------------------------------------------- LANOPTICS LTD ORD M6706C103 $2,307 716,485 X X - ----------------------------------------------------------------------------------------------------------------------- LEGATO SYS INC COM 524651106 $164 30,000 X X - ----------------------------------------------------------------------------------------------------------------------- LENNAR CORP COM 526057104 $2,818 78,200 X X - ----------------------------------------------------------------------------------------------------------------------- LENNAR CORP SR DB CV ZRO 18 526057AA2 $7,416 13,125,000 X X - ----------------------------------------------------------------------------------------------------------------------- LIBERTY MEDIA CORP NEW COM SER A 530718105 $3,302 260,000 X X - ----------------------------------------------------------------------------------------------------------------------- LIMITED INC COM 532716107 $760 80,000 X X - ----------------------------------------------------------------------------------------------------------------------- LINEAR TECH- NOLOGY CORP COM 535678106 $328 10,000 X X - ----------------------------------------------------------------------------------------------------------------------- LIZ CLAI- BORNE INC COM 539320101 $14,499 384,600 X X - ----------------------------------------------------------------------------------------------------------------------- LNR PPTY CORP COM 501940100 $8,587 286,700 X X - ----------------------------------------------------------------------------------------------------------------------- LOUIS DREYFUS NAT GAS CORP COM 546011107 $5,069 130,300 X X - ----------------------------------------------------------------------------------------------------------------------- LSI LOGIC CORP COM 502161102 $294 25,000 X X - ----------------------------------------------------------------------------------------------------------------------- LSI LOGIC CORP SB NT CV 4.25%04 502161AD4 $1,546 1,521,000 X X - ----------------------------------------------------------------------------------------------------------------------- LUCENT TECHN- OLOGIES INC COM 549463107 $573 100,000 X X - ----------------------------------------------------------------------------------------------------------------------- Page 11 of 17 - ----------------------------------------------------------------------------------------------------------------------- Investment Discretion Voting Authority Issuer Title of Class Cusip Number Fair Market Shares or Sole Shared Shared- Sole Shared None - ------ -------------- ------------ ----------- --------- ---- ------ ------ ---- ------ ---- Value Principal Instr. Other ----- --------- ------- ----- (in Amount 12.b.vi --- ------ ------- thousands) ---------- - ----------------------------------------------------------------------------------------------------------------------- LUXOTT- ICA GROUP S P A SPONSORED ADR 55068R202 $10,459 747,622 X X - ----------------------------------------------------------------------------------------------------------------------- MAGNA INTL INC CL A 559222401 $16,131 305,800 X X - ----------------------------------------------------------------------------------------------------------------------- MANDALAY RESORT GROUP COM 562567107 $14,859 915,500 X X - ----------------------------------------------------------------------------------------------------------------------- MANOR CARE INC NEW COM 564055101 $1,678 59,700 X X - ----------------------------------------------------------------------------------------------------------------------- MASCO CORP SR NT CV ZERO 31 574599AW6 $7,132 18,000,000 X X - ----------------------------------------------------------------------------------------------------------------------- MATTEL INC COM 577081102 $2,318 148,000 X X - ----------------------------------------------------------------------------------------------------------------------- MCDONALDS CORP COM 580135101 $814 30,000 X X - ----------------------------------------------------------------------------------------------------------------------- MCKESSON CORP COM 58155Q103 $571 15,100 X X - ----------------------------------------------------------------------------------------------------------------------- MCMORAN EXPLO- RATION CO COM 582411104 $141 25,812 X X - ----------------------------------------------------------------------------------------------------------------------- MEDICA- LOGIC/MED- SCAPE INC COM 584642102 $596 1,568,421 X X - ----------------------------------------------------------------------------------------------------------------------- MEDTRONIC INC COM 585055106 $1,088 25,000 X X - ----------------------------------------------------------------------------------------------------------------------- MERCURY INTER- ACTIVE CORP SB NT CV 144A 07 589405AA7 $1,346 2,000,000 X X - ----------------------------------------------------------------------------------------------------------------------- MERCURY INTERAC- TIVE CORP SB NT CV 4.75%07 589405AB5 $2,693 4,000,000 X X - ---------------------------------------------------------------------------------------------------------------------- MERISTAR HOSPITA- LITY CORP COM 58984Y103 $568 53,800 X X - ----------------------------------------------------------------------------------------------------------------------- MERRILL LYNCH & CO INC LYON ZERO 31 590188A65 $31,600 64,000,000 X X - ----------------------------------------------------------------------------------------------------------------------- MGM MIRAGE COM 552953101 $3,394 151,000 X X - ----------------------------------------------------------------------------------------------------------------------- MGM MIRAGE COM 552953101 $28,882 1,284,800 X X - ----------------------------------------------------------------------------------------------------------------------- MICROSOFT CORP COM 594918104 $7,904 154,458 X X - ----------------------------------------------------------------------------------------------------------------------- Page 12 of 17 - ----------------------------------------------------------------------------------------------------------------------- Investment Discretion Voting Authority Issuer Title of Class Cusip Number Fair Market Shares or Sole Shared Shared- Sole Shared None - ------ -------------- ------------ ----------- --------- ---- ------ ------ ---- ------ ---- Value Principal Instr. Other ----- --------- ------- ----- (in Amount 12.b.vi --- ------ ------- thousands) ---------- - ----------------------------------------------------------------------------------------------------------------------- MIRANT TR I PFD CV SER A 60467Q102 $7,913 150,000 X X - ----------------------------------------------------------------------------------------------------------------------- MITCHELL ENERGY & DEV CORP CL A 606592202 $12,605 251,500 X X - ----------------------------------------------------------------------------------------------------------------------- NABORS INDS INC COM 629568106 $2,146 102,342 X X - ----------------------------------------------------------------------------------------------------------------------- NASDAQ 100 TR UNIT SER 1 631100104 $725 25,000 X X - ----------------------------------------------------------------------------------------------------------------------- NETWORKS ASSOCS INC COM 640938106 $645 50,000 X X - ----------------------------------------------------------------------------------------------------------------------- NEWMONT MINING CORP COM 651639106 $24,006 1,017,200 X X - ----------------------------------------------------------------------------------------------------------------------- NEWPORT NEWS SHIP- BUILDING INC COM 652228107 $699 10,400 X X - ----------------------------------------------------------------------------------------------------------------------- NEWPORT NEWS SHIP- BUILDING INC COM 652228107 $19,535 290,700 X X - ----------------------------------------------------------------------------------------------------------------------- NEXUS TELO- CATION SYS LTD ORD M74919149 $1,356 961,666 X X - ----------------------------------------------------------------------------------------------------------------------- NIKE INC CL B 654106103 $2,902 62,000 X X - ----------------------------------------------------------------------------------------------------------------------- NOBLE DRILLING CORP COM 655042109 $4,652 193,823 X X - ----------------------------------------------------------------------------------------------------------------------- NOKIA CORP SPONSORED ADR 654902204 $783 50,000 X X - ----------------------------------------------------------------------------------------------------------------------- NORTEL NETWORKS CORP NEW GTD SR CV 144A08 656568AA0 $819 1,000,000 X X - ----------------------------------------------------------------------------------------------------------------------- NOVELLUS SYS INC COM 670008101 $694 24,300 X X - ----------------------------------------------------------------------------------------------------------------------- OPEN JT STK CO- VIMPEL COMMUNIC SPONSORED ADR 68370R109 $2,585 174,935 X X - ----------------------------------------------------------------------------------------------------------------------- ORACLE CORP COM 68389X105 $1,574 125,100 X X - ----------------------------------------------------------------------------------------------------------------------- ORION PWR HLDGS INC COM 686286105 $3,060 120,000 X X - ----------------------------------------------------------------------------------------------------------------------- ORION PWR HLDGS INC COM 686286105 $4,172 163,600 X X - ----------------------------------------------------------------------------------------------------------------------- ORTEC INTL INC COM 68749B108 $4,363 722,328 X X - ----------------------------------------------------------------------------------------------------------------------- Page 13 of 17 - ----------------------------------------------------------------------------------------------------------------------- Investment Discretion Voting Authority Issuer Title of Class Cusip Number Fair Market Shares or Sole Shared Shared- Sole Shared None - ------ -------------- ------------ ----------- --------- ---- ------ ------ ---- ------ ---- Value Principal Instr. Other ----- --------- ------- ----- (in Amount 12.b.vi --- ------ ------- thousands) ---------- - ----------------------------------------------------------------------------------------------------------------------- PHILLIPS PETE CO COM 718507106 $944 17,500 X X - ----------------------------------------------------------------------------------------------------------------------- PITTSTON CO COM BRINKS GRP 725701106 $7,972 440,416 X X - ----------------------------------------------------------------------------------------------------------------------- PMC-SIERRA INC SUB NT CV 144A06 69344FAA4 $1,741 2,500,000 X X - ----------------------------------------------------------------------------------------------------------------------- POLYONE CORP COM 73179P106 $395 50,700 X X - ----------------------------------------------------------------------------------------------------------------------- PRAECIS PHARMA- CEUTICALS, INC. COM 739421105 $4,459 1,195,414 X X - ----------------------------------------------------------------------------------------------------------------------- PRESSTEK INC COM 741113104 $259 41,815 X X - ----------------------------------------------------------------------------------------------------------------------- PRIDE INTL INC SB DB CV ZRO 18 741932AB3 $9,669 22,850,000 X X - ----------------------------------------------------------------------------------------------------------------------- PRIME GROUP REALTY TRUST SH BEN INT 74158J103 $281 23,500 X X - ----------------------------------------------------------------------------------------------------------------------- QUANTA SVCS INC COM 74762E102 $6,420 450,500 X X - ----------------------------------------------------------------------------------------------------------------------- QUEST DIAGNOS- TICS INC COM 74834L100 $1,592 25,800 X X - ----------------------------------------------------------------------------------------------------------------------- RALSTON PURINA CO COM 751277302 $5,343 162,900 X X - ----------------------------------------------------------------------------------------------------------------------- RALSTON PURINA CO COM 751277302 $14,983 456,800 X X - ----------------------------------------------------------------------------------------------------------------------- RATIONAL SOFTWARE CORP SUB NT CONV 5%07 75409PAC7 $14,186 19,400,000 X X - ----------------------------------------------------------------------------------------------------------------------- RCN CORP- ORATION COM 749361101 $778 243,186 X X - ----------------------------------------------------------------------------------------------------------------------- REEBOK INTL LTD COM 758110100 $1,938 93,600 X X - ----------------------------------------------------------------------------------------------------------------------- ROCKWELL COLLINS INC COM 774341101 $7,846 552,500 X X - ----------------------------------------------------------------------------------------------------------------------- ROCKWELL INTL CORP NEW COM 773903109 $8,111 552,500 X X - ----------------------------------------------------------------------------------------------------------------------- ROGERS COMMUNI- CATIONS INC DB CONV 2.00%05 775109AE1 $18,480 24,000,000 X X - ----------------------------------------------------------------------------------------------------------------------- Page 14 of 17 - ----------------------------------------------------------------------------------------------------------------------- Investment Discretion Voting Authority Issuer Title of Class Cusip Number Fair Market Shares or Sole Shared Shared- Sole Shared None - ------ -------------- ------------ ----------- --------- ---- ------ ------ ---- ------ ---- Value Principal Instr. Other ----- --------- ------- ----- (in Amount 12.b.vi --- ------ ------- thousands) ---------- - ----------------------------------------------------------------------------------------------------------------------- ROWAN COS INC COM 779382100 $2,093 169,043 X X - ----------------------------------------------------------------------------------------------------------------------- ROXIO INC COM 780008108 $2,684 176,600 X X - ----------------------------------------------------------------------------------------------------------------------- SANMINA CORP COM 800907107 $1,019 75,000 X X - ----------------------------------------------------------------------------------------------------------------------- SANMINA CORP SUB NTCV 4.25%04 800907AB3 $9,463 10,000,000 X X - ----------------------------------------------------------------------------------------------------------------------- SANMINA CORP SB DB CV ZERO 20 800907AD9 $5,693 16,500,000 X X - ----------------------------------------------------------------------------------------------------------------------- SANTA FE INTL CORP ORD G7805C108 $2,504 117,821 X X - ----------------------------------------------------------------------------------------------------------------------- SCHERING PLOUGH CORP COM 806605101 $3,339 90,000 X X - ----------------------------------------------------------------------------------------------------------------------- SCI SYS INC COM 783890106 $3,339 185,500 X X - ----------------------------------------------------------------------------------------------------------------------- SEMICON- DUCTOR HLDRS TR DEP RCPT 816636203 $296 10,000 X X - ----------------------------------------------------------------------------------------------------------------------- SENSOR- MATIC ELECTRS CORP COM 817265101 $47,778 2,026,200 X X - ----------------------------------------------------------------------------------------------------------------------- SENSOR- MATIC ELECTRS CORP COM 817265101 $15,447 655,100 X X - ----------------------------------------------------------------------------------------------------------------------- SEPRACOR INC SUB DB CONV 7%05 817315AH7 $7,403 9,000,000 X X - ----------------------------------------------------------------------------------------------------------------------- SEPRACOR INC SB DEB CONV 5%07 817315AL8 $2,684 4,000,000 X X - ----------------------------------------------------------------------------------------------------------------------- SERVICE CORP INTL SUB NT CV6.75%08 817565AU8 $5,599 5,000,000 X X - ----------------------------------------------------------------------------------------------------------------------- SERVICE- MASTER CO COM 81760N109 $887 80,000 X X - ----------------------------------------------------------------------------------------------------------------------- SHAW GROUP INC LYON 21 820280AC9 $2,681 5,000,000 X X - ----------------------------------------------------------------------------------------------------------------------- SHERWIN WILLIAMS CO COM 824348106 $951 42,800 X X - ----------------------------------------------------------------------------------------------------------------------- SHIRE PHARMA- CEUTICALS GRP PLC SPONSORED ADR 82481R106 $1,008 25,000 X X - ----------------------------------------------------------------------------------------------------------------------- SKYWEST INC COM 830879102 $669 40,000 X X - ----------------------------------------------------------------------------------------------------------------------- Page 15 of 17 - ----------------------------------------------------------------------------------------------------------------------- Investment Discretion Voting Authority Issuer Title of Class Cusip Number Fair Market Shares or Sole Shared Shared- Sole Shared None - ------ -------------- ------------ ----------- --------- ---- ------ ------ ---- ------ ---- Value Principal Instr. Other ----- --------- ------- ----- (in Amount 12.b.vi --- ------ ------- thousands) ---------- - ----------------------------------------------------------------------------------------------------------------------- SMITH INTL INC COM 832110100 $1,620 44,499 X X - ----------------------------------------------------------------------------------------------------------------------- SOLECTRON CORP SR LYON ZERO 20 834182AK3 $11,085 22,450,000 X X - ----------------------------------------------------------------------------------------------------------------------- SPACELABS MED INC COM 846247104 $285 23,400 X X - ----------------------------------------------------------------------------------------------------------------------- SPRINT CORP EQUITY UNIT 852061605 $12,989 480,000 X X - ----------------------------------------------------------------------------------------------------------------------- SPX CORP COM 784635104 $232 2,800 X X - ----------------------------------------------------------------------------------------------------------------------- STANCORP FINL GROUP INC COM 852891100 $7,178 148,300 X X - ----------------------------------------------------------------------------------------------------------------------- SUIZA FOODS CORP COM 865077101 $2,039 32,300 X X - ----------------------------------------------------------------------------------------------------------------------- TENET HEALTHCARE CORP COM 88033G100 $7,301 122,400 X X - ----------------------------------------------------------------------------------------------------------------------- TERADYNE INC COM 880770102 $683 35,000 X X - ----------------------------------------------------------------------------------------------------------------------- TEXACO INC COM 881694103 $195,988 3,015,200 X X - ----------------------------------------------------------------------------------------------------------------------- TEXACO INC COM 881694103 $1,625 25,000 X X - ----------------------------------------------------------------------------------------------------------------------- TEXAS INSTRS INC COM 882508104 $375 15,000 X X - ----------------------------------------------------------------------------------------------------------------------- TITAN CORP COM 888266103 $784 40,000 X X - ----------------------------------------------------------------------------------------------------------------------- TJX COS INC NEW COM 872540109 $3,517 106,900 X X - ----------------------------------------------------------------------------------------------------------------------- TRANSOCEAN SEDCO FOREX INC. ORD G90078109 $3,685 139,597 X X - ----------------------------------------------------------------------------------------------------------------------- TRANSWITCH CORP NT CONV 4.5%05 894065AB7 $344 500,000 X X - ----------------------------------------------------------------------------------------------------------------------- TRIGON HEALTH- CARE INC COM 89618L100 $26,848 409,900 X X - ----------------------------------------------------------------------------------------------------------------------- TRIQUINT SEMICON- DUCTOR INC SUB NT CV 4%07 89674KAB9 $1,532 2,000,000 X X - ----------------------------------------------------------------------------------------------------------------------- TUCKER ANTHONY SUTRO COM 898647102 $2,282 96,500 X X - ----------------------------------------------------------------------------------------------------------------------- Page 16 of 17 - ----------------------------------------------------------------------------------------------------------------------- Investment Discretion Voting Authority Issuer Title of Class Cusip Number Fair Market Shares or Sole Shared Shared- Sole Shared None - ------ -------------- ------------ ----------- --------- ---- ------ ------ ---- ------ ---- Value Principal Instr. Other ----- --------- ------- ----- (in Amount 12.b.vi --- ------ ------- thousands) ---------- - ----------------------------------------------------------------------------------------------------------------------- TYCO INTL LTD NEW LYON ZERO 20 902124AC0 $12,300 16,400,000 X X - ----------------------------------------------------------------------------------------------------------------------- TYSON FOODS INC CL A 902494103 $19,033 1,899,543 X X - ----------------------------------------------------------------------------------------------------------------------- ULTRAMAR DIAMOND SHAMROCK CORP COM 904000106 $1,678 35,000 X X - ----------------------------------------------------------------------------------------------------------------------- ULTRAMAR DIAMOND SHAMROCK CORP COM 904000106 $11,323 236,200 X X - ----------------------------------------------------------------------------------------------------------------------- US BANCORP DEL SR NT ZERO144A21 902973AC0 $22,363 30,000,000 X X - ----------------------------------------------------------------------------------------------------------------------- VALENTIS, INC. COM 91913E104 $223 74,399 X X - ----------------------------------------------------------------------------------------------------------------------- VERIZON COMMUNI- CATIONS DB CV ZRO 144A21 92343VAA2 $5,824 10,500,000 X X - ----------------------------------------------------------------------------------------------------------------------- VERTEX PHARMA- CEUTICALS INC COM 92532F100 $1,678 93,000 X X - ----------------------------------------------------------------------------------------------------------------------- VERTEX PHARMA- CEUTICALS INC SUB NT CV 5%07 92532FAD2 $3,780 6,000,000 X X - ----------------------------------------------------------------------------------------------------------------------- VIACOM INC CL B 925524308 $3,002 87,000 X X - ----------------------------------------------------------------------------------------------------------------------- VIRO- PHARMA INC COM 928241108 $29,645 1,173,146 X X - ----------------------------------------------------------------------------------------------------------------------- VISTEON CORP COM 92839U107 $2,980 233,700 X X - ----------------------------------------------------------------------------------------------------------------------- WAL MART STORES INC COM 931142103 $2,475 50,000 X X - ----------------------------------------------------------------------------------------------------------------------- WASTE MGMT INC DEL COM 94106L109 $2,006 75,000 X X - ----------------------------------------------------------------------------------------------------------------------- WELLPOINT HEALTH NETWORK NEW COM 94973H108 $9,245 84,700 X X - ----------------------------------------------------------------------------------------------------------------------- WESTWOOD ONE INC COM 961815107 $10,157 456,500 X X - ----------------------------------------------------------------------------------------------------------------------- WILLAM- ETTE INDS INC COM 969133107 $3,149 70,000 X X - ----------------------------------------------------------------------------------------------------------------------- WIND RIVER SYSTEMS INC SUB NT CONV 5%02 973149AC1 $17,530 18,260,000 X X - ----------------------------------------------------------------------------------------------------------------------- XEROX CORP COM 984121103 $775 100,000 X X - ----------------------------------------------------------------------------------------------------------------------- Number of Data Records: 246 $1,593,480
The following investment managers that are required to file a report pursuant to Section 13(f) of the Securities Exchange Act of 1934 exercise investment discretion with respect to certain securities held in accounts managed by Soros Fund Management LLC and such managers will report such positions on their reports: 28-06151 Bessent Capital Management LLC 28-06081 Bradford Capital LLC 28-5611 CastleRock Asset Management, Inc. 28-4298 Everest Capital Limited 28-06297 Intreped Capital Management LLC 28-5321 JLF Asset Management, LLC 28-05227 JL Advisors L.L.C. 28-05485 Olstein & Associates L.P. 28-6301 Origin Capital Management LLC 28-04503 Ridgecrest Investment Management LLC 28-5307 Satellite Fund Management LLC 28-06099 Seminole Management Company, Inc. 28-5367 Sirios Capital, L.L.C. 28-05389 SLS Management, LLC 28-7816 Wyper Partners LLC -----END PRIVACY-ENHANCED MESSAGE-----