9999999997-16-026725.txt : 20161108
9999999997-16-026725.hdr.sgml : 20161108
20161108115307
ACCESSION NUMBER: 9999999997-16-026725
CONFORMED SUBMISSION TYPE: CT ORDER
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20161108
DATE AS OF CHANGE: 20161108
20161108
20161108
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DYNAVAX TECHNOLOGIES CORP
CENTRAL INDEX KEY: 0001029142
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 330728374
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: CT ORDER
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34207
FILM NUMBER: 161980466
BUSINESS ADDRESS:
STREET 1: 2929 SEVENTH STREET
STREET 2: SUITE 100
CITY: BERKELEY
STATE: CA
ZIP: 94710
BUSINESS PHONE: 5108485100
MAIL ADDRESS:
STREET 1: 2929 SEVENTH STREET
STREET 2: SUITE 100
CITY: BERKELEY
STATE: CA
ZIP: 94710
CT ORDER
1
filename1.pdf
begin 644 filename1.pdf
M)5!$1BTQ+C4-)>+CS],-"C0R(# @;V)J#3P\+TQI;F5A;\! @P
M ( '[ T*96YD7!E+T]B:E-T;3X^GTR^:$48T)SPA6A!IB)9$&'=0A"LEB=:$&Y.2!WHSG4ZR)E\195W(W6.L
M25!S>4FOFV5>MH0S8>@T>_J4%^M-2XP1]$/>F2XDLW2VS=8-D8K.JK*=3*I?
M#Q=:)V@C@C&&"1[1.LMVQ?;EW:+8Y0VYS7^2NVJ7E>_1=IOMM-FVV)Y7:ZW.6%TWN:[;X1+0Q&JKFG[O*U':7EVY.J%N<#GV]8_ELEH5Y9K>%^5UV13A/"OJIIUN
MLMI]3.*5P#F!$!S!:%@)@!;L/>DM"'LL&;"0.*F,BM()#\ 0I M6+K%?8WV(Z?=)O_?V
M$.. RLB&H/H&H#U51 B&JX95]\W1$0Y_ W'G.H7+&@X0@B7I(3Q.X5-WSB&J
M!PC P$/UG10C %X K,=@'7-(;[.##HL#G4K1+GU3K6N"&I!U^B[>ZD%T=$EC
M"3>((Q$)%A))"#HPXP#6C\A88'S"31X0\($FC06F()8P"8?RJ'1O4H(,,8](
M2X%^'^)?V:??IE]CSZ?9-YU1'F3=AIXE7)2>(]EW/5_\RYB@WT"8P"-IZ,
MGK)19U-NF$V7PPO,;BKXWIN*WX%_%XBA?U=@2Z(WYOT@%BF7\V +U-S'Q8RK
M3!K(!)FV9\7 CA$!Q>]*^'=\Z"_%X8I[,F9*;Y66^WS+7_.MBJYH+%"H__>-)>3L
MY5@\MM\WWNN=/KYNCX=_'##\=O
MYN<+D8I7KUXOYN+H>'Z9BO4#;(B'=7MTW#2I4*)Y?Z0R$:>P#>LL37)1I752
MB^;CD111\]?1Z1MSV0M4+# 5L4J4UJ)9[#F:N:-)JBK1?!$J3RJXP1F"]L5EE&5))9L3VFA.+Z,_FY]!/PBLP7 0,ZU?]_6#
MKVL!#VEI[L5@25U6QI+,VG$9:0UJ3B-4,G][<=Y$UJ!3N](!<;)<"-KZ(RI+
M<_@GM/ED^6-4%%Z&F/^&^V^B."_H_SE)P:64Y_;$DAU:"_1JVIV\YXZ)WAKR
M!HZA/R5[X^*ZC#(%BKK'FR@NC)4?P5BYLA;:O5Q^BBKPJ$;U5_*[2)E-D8'0
M%UE4L$7Q*+'3%\K]&2F3 53D^8+B
M;\]I>7[R*R6$+EZ0S!-ZMZGQMX:N9WFBP:@#.*L.X QNESV4O5UZA\@\"Q[&
M# #CD8:H*A=C!\&01/YG1=V!!AA(2*8JBI7,YPU5+3FH]=/UA@M2.7IE&6
M36(%@HW#*>!Q[\59[R+1T 2HXRHI!S6ZL)A^LCZWUM5K^_9(ZU>(*T0H=QA?
M1PIH3=Y9K-"E[C[*(:^RN_U@'[A*'@ +N8GOW.@J98@IQ\W@Z$NJ1SGNC?M(RVH,5HDP]<$Z^W /3JG4."^6E/$.
MW=,R@??*N!G6N3**\R2#N%O38[,Q2(YY@I,ZS](*?PQ80H>W[?; 9O/P!1Y*
M>^Y*S@F"9]]8B\8*%5*<%0NZ@:(F=(]"EDU!%$)B<<4@C5_ZY]T9:=*>#%4R
M>TDZ\_VM-'8!2!-EJT%SJ!:4PZ?V&D!K&4Q7XP1O]=VE?M,6Z6[U4=#3*65
MQ&+M6CH#-\XV:P#4K["UQ^_;+3J&4MA;_BTP%F1E4 U:[MH-*V#_Q 7Z7LK=
M?3] P("KT,DN.JYSB?_\I'
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MML(I-@N=3(R6,BD.SW/*S[70)//GB=R-M/(_#7Q+/7 P+PG,-E/^_S9CZ3=H,WIO
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M:J[DEBO FVI-N LJQ>$BG(^"-%EUP8@IVV[8Z6.PP!._)Y1.;'>K\6-C_:MEF32=\LPEIE=+ ,7V?&I%).X$_C!3?!H8TV7E_(>1Z-W=@U'(^&
M34+!U^2PS4\.,;V&!VKJ&0XQ]US]:>9Z>(HM,M8Y?SLZ9+11@=1A%C./Z=QQ
M4BY7=O=&?(HR4QXW]Y%*E;RY?H@4--"-O2OH5AQ#93-/P,=/:?R1"=+8V.#?K#QBS]R:"
MACTP@!2Y[P/YVJ-RS[!6^>$N2^I>R]YSOAX-=P-4C2#&*=)VJ'(N'1CI!= @
ML7E930:L?)%*FJSU"!*N#'>W=\'0IWV97%&OZ8V;7*>\05RP&K5@Q4-WIB8=
M&(5UYM.0HPGAE+T_R@>']RQU@F[ _!G7[RN6
MVP\7C,B[K5@CF&JSWMC-=NW@A\$E:5K:>JM@6H4O/=
MVR(4,$R /:;;2OYLFI69$V:YV3W#J$ .W<7[#=U\".)0/!.'G*V>(.FXL*')
MF"YRG*;7W-RHC5U_LE3]-$I!?5!UP:J/YY=*K!^$@N.I$ _K%FFB?CXMI;/>
MG5WL.UO]B[/UX&P6G#QMCOX18 "JJ6$H#0IE;F1S=')E86T-96YD;V)J#30W
M(# @;V)J#3P\+T9I;'1E+V!-+B@J =('@-@H);4X&4A_
M >+,\I("H#AC I MDI0-9H/4B62'!#D#V1U -E]):@5(C,$YOZ"R*#,]HT3!
MT-+24L$Q)3\I52&XLK@D-;=8P3,O.;^H(+\HL20U!:@6:@<(\+L7)58JN"?F
MYB8J&.D9D>AR(@ H+"&LSR'@,&(4.X\00X#DTJ(R*).1R9B! 2# $G&."\-
M"F5N9'-T513=Q;'?V_)GI"5
ML,-C#5N L :0-6QAD1T$40A)" $20DC8!4%$!11%1(2JE3+6;71&3T6=+JYC
MK0[6?>K2 _4PZN@XM!;7CIT7.$>=3F>FT^\?[_=\P"@)Z6J
MM=4P"P"-UJ#/2HS%%A448J0) ,*( (1 #)YK2XM.R$'X)+&2[!:W G\BYY>
M!Y!IO2),RL P\/^)+=?I#0! &3@'*)2U:65)H91$^OQ
M!'&V-+%JGKWG?.8YVL0*C5:!LREGG4*C,/%IG%?7&94X(ZDX=]6IE?4X7\79
MI/\W!2K4F"@T5(PE*>NKE :#,$,FKY3I%9BD6J.3:1L!F+_SG#BF
MVF)XD8-%H<'!0G\?T3N%^J^;OU"FWL[3D\RYGD'\"V]M/^=7/0J >!:OS?JW
MMM(M (RO!,#RYEN;R_L ,/&^';[XSGWXIGDI-QAT8;Z^]?7U/FJEW,=4T#?Z
MGPZ_0.^\S\=TW)OR8''*,IFQRH"9ZB:OKJHVZK%:G4RNQ(0_'>)?'?CS>7AG
M*J46C\C#ITRM5>'MUBK4!G6U%E-K_U,3?V783S0_U[BX8Z\!K]@'L"[R
M /*W"P#ET@!2M W?@=[T+962!S+P-=_AWOS; +#8#L8 [O!?G 0C(./P0GP1W >? FN@5M@$DR#AV &/ 6O
M( @B00R("UE!#I KY 7Y0V(H$HJ'4J$LJ J@520%C)"+= *J ?JAX:A'=!N
MZ/?04>@$= ZZ!'T%34$/H.^@ES "TV$>; >[P;ZP&(Z!4^ <> FL@FO@)K@3
M7@E&!I%1
M9#]R##F+7$$FD4?("Y2(@6=0F?0
MUP0&P9;@10@C2 F+""I"/:&+,$C82?B(<(9PC3!->$HD$OE$ 3&$F$0L(%80
MFXF]Q*W$ \3CQ$O$N\19$HED1?(B19#223*2@=1%VD+:1_J,=)DT37I.II$=
MR/[D!'(A64ON( ^2]Y _)5\FWR._HK HKI0P2CI%06FD]%'&*,IMZA,:C>9$"Z5ETM2TY;0AVN]HG].F:"_H'+HG
M74(OHAOIZ^@?TH_3OZ(_83 8;HQH1B'#P%C'V,TXQ?B:\=R,:^9C)C53F+69
MC9@=-KML]IA)8;HR8YA+F4W,0>8AYD7F(Q:%Y<:2L&2L5M8(ZRCK!FN6S66+
MV.EL#;N7O8=]CGV?0^*X<>(Y"DXGYP/.*:1^0)
M>%)>!:^']UO>!&_&G&,>:)YGWF ^8OZ)^20?X;OQI?PJ?A__(/\Z_Z6%G46,
MA=)BC<5^B\L6SRQM+*,ME9;=E@NM
MMUF?L7YDP[,)MY';=-LWQ>Z4W2-[
MOGVT?87]@/VG]@\OZ
MS$W@EN^VRFW<[;[ 4B 5- GV"FZ[,]RCW&O<1]VO>A ]Q!Z5'EL]OO2$/8,\
MRSU'/"]ZP5[!7FJOK5Z7O G>H=Y:[U'O&T*Z,$98)]PKG/+A^Z3Z=/B,^SSV
M=?$M]-W@>];WM5^07Y7?F-\M$4>4+.H0'1-]Y^_I+_\;\:P A("&@+.!+P
M;:!7H#)P6^"?@[A!:4&K@DX&_2,X)%@?O#_X08A+2$G(>R$WQ#QQAKA7_'DH
M(30VM"WTX] 78<%AAK"#87\/%X97AN\)O[] L$"Y8&S!W0BG"%G$CHC)2"RR
M)/+]R,DHQRA9U&C4-]'.T8KHG='W8CQB*F+VQ3R.]8O5QWX4^TP2)EDF.1Z'
MQ"7&=<=-Q'/B<^.'X[].<$I0)>Q-F$D,2FQ./)Y$2$I)VI!T0VHGE4MW2V>2
M0Y*7)9].H:=DIPRG?)/JF:I//98&IR6G;4R[O=!UH7;A>#I(EZ9O3+^3(J"(X6DPKS"G86SB^,7;UH\7114U%5T?8E@2<.2
M6419?]E]581JH^I!>53Y8/DCM40]K/ZV(JEB>\6SRO3*#RM_K,JO
M.J A:THT1[4<;:7V=+5]=4/U)9V7KDLW61-6LZEF1I^BWUD+U2ZI/6+@X3]3
M%XSNQI7&J;K(NI&ZY_5Y]8<:V W:A@N-GHUK&N\U)33]IAEMEC>?;'%L:6^9
M6A:S;$K+-N:VS;7IYXO)=[=3VRO8_=?AU]'=\OR)_Q;%.N\[EG7=7
M)J[^ZL2I\U?;5Z&KUZHDU 6NVK'G=K>C^HL>O9[#GAUYY[Q=K16N'
MUOZXKFS=1%]PW[;UQ/7:]==9)W2GD">
MKI\=GXN?^J!IH-BA1Z&VHB:BEJ,&HW:CYJ16I,>E.*6IIAJFBZ;]IVZGX*A2
MJ,2I-ZFIJARJCZL"JW6KZ:QK_UP'# [,%GP>/"7\+;PUC#U,11Q,[%2\7(QD;&P\=!Q[_(
M/%$XIZ#+HO.E&Z=#J6^KE
MZW#K^^R&[1'MG.XH[K3O0._,\%CPY?%R\?_RC/,9\Z?T-/3"]5#UWO9M]OOW
MBO@9^*CY./G'^E?ZY_MW_ ?\F/TI_;K^2_[<_VW__P(, />$\_L-"F5N9'-T
M7!E+T]B:E-T;3X^?I29
M9MN-O0X(0DCZ_5GB)SO(H 1/X($R#Q40EF S* H'UD+I,K (/D.PG,ESL#EX
MSVL%5.C!.JA*CJ1G.&=Y)BLX5'&M'" O6?* EJO/ #F"2, _BX[7.4I9!5AP
M+1"0P505D/:0I^>8EWL+R+R"P\2\PI5 S'.\2V*>*PB(>8[?1\PKB0_!O-(C
M$/,\PXEYWO$1F5?QL3AB*][GQ86YY>-G<&?6S1BZN!E#X%;\.[$*K_$V',&:
MN_X0OC4#MRDE-L7[9C.YR'0QC_GMBPZ:O^->W>W'=/
M83R3%HO_2>I\[S/SM>EV'Y:K3_?U1]9\^@YVD.[)Z459ORNI56;TKJY=E];90;PO?\4WI
M;:'>%NIMH=X6ZFVAWA:J;/T68 !8LQ??#0IE;F1S=')E86T-96YD;V)J#3(@
M,"!O8FH-/#PO3&5N9W1H(#,V,3$O4W5B='EP92]834PO5'EP92]-971A9&%T
M83X^G)E4WI.5&-Z:V,Y9"(_/@H\>#IX;7!M971A('AM;&YS.G@](F%D;V)E
M.FYS.FUE=&$O(B!X.GAM<'1K/2)!9&]B92!835 @0V]R92 U+C0M8S P-2 W
M."XQ-#&UL;G,Z>&UP34T](FAT
M=' Z+R]N&%P+S$N,"]M;2\B"B @(" @(" @(" @('AM
M;&YS.F1C/2)H='1P.B\O<'5R;"YO&UL;G,Z<&1F/2)H='1P.B\O;G,N861O8F4N8V]M+W!D9B\Q
M+C,O(@H@(" @(" @(" @("!X;6QN&UP.DUE=&%D871A1&%T93XR
M,#$V+3$Q+3 X5#$Q.C0X.C,Y+3 U.C P/"]X;7 Z365T861A=&%$871E/@H@
M(" @(" @(" \>&UP.D-R96%T;W)4;V]L/D%C&UP34TZ&UP34TZ#I3;W5R8V5-;V1I9FEE9#X*(" @(" @(" @/'!D9G@Z0V]M<&%N>3Y3
M14,\+W!D9G@Z0V]M<&%N>3X*(" @(" @/"]R9&8Z1&5S8W)I<'1I;VX^"B @
M(#PO7!E+T]B:E-T;3X^.@\W<11^<7G//CO6Q#1H>,++T\L""=IRO+9#8#A62':
M"<85*0:%=S-15L#CJ<8E;(Z%#S3*61A+Y4Q8'B(N]D)P*40LMW+-=P'GP>?R
M6MXAM,J1NCQ5ZF:0"$%Z0'(%U)15H/\QR9>I$?3<&>]H:,U;(1?;HL+%0QM.
M60,S=L8[MK=&_T+[6$8)S;*7 , ,*-!$@T*96YDF4@
M-#(O5'EP92]84F5F+U=;,2 R(#%=/CYS=')E86T-"FC>8F( B9&:3D&)@:F
MJ4""/P-(,/0!"48NH,1E/Q"7@7$($$SW@00C T" 0!IA 1;#0IE;F1S=')E
A86T-96YD;V)J#7-T87)T>')E9@T*,3$V#0HE)45/1@T*
end