0001209191-23-033176.txt : 20230531 0001209191-23-033176.hdr.sgml : 20230531 20230531173451 ACCESSION NUMBER: 0001209191-23-033176 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230526 FILED AS OF DATE: 20230531 DATE AS OF CHANGE: 20230531 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sun Elaine D CENTRAL INDEX KEY: 0001805339 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34207 FILM NUMBER: 23982332 MAIL ADDRESS: STREET 1: 11388 SORRENTO VALLEY ROAD CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DYNAVAX TECHNOLOGIES CORP CENTRAL INDEX KEY: 0001029142 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 330728374 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2100 POWELL STREET STREET 2: SUITE 720 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: 5108485100 MAIL ADDRESS: STREET 1: 2100 POWELL STREET STREET 2: SUITE 720 CITY: EMERYVILLE STATE: CA ZIP: 94608 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-05-26 0 0001029142 DYNAVAX TECHNOLOGIES CORP DVAX 0001805339 Sun Elaine D C/O DYNAVAX TECHNOLOGIES CORPORATION 2100 POWELL STREET, SUITE 720 EMERYVILLE CA 94608 1 0 0 0 0 Common Stock 2023-05-26 4 A 0 5357 0.00 A 18750 D Stock Option (Right to Buy) 11.20 2023-05-26 4 A 0 22500 0.00 A 2030-05-25 Common Stock 22500 22500 D These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of DVAX Common Stock. The RSU will fully vest one year from the date of grant, provided that Reporting Person continues to provide services to the Company through such vesting date. The release of RSU shares shall be mandatorily deferred six months and one day after the Reporting Person no longer provides services to the Company. The reporting person has reported prior awards of restricted stock units in Table II on Form 4. The total reported in Column 5 includes 5,357 newly awarded restricted stock units and 13,393 restricted stock units previously reported in Table II. This option grant fully vests and becomes exercisable one year from date of grant, provided that Reporting Person continues to provide services to the Company through such vesting date. Elaine Sun, by /s/ Trevor Dutcher, Attorney-in-Fact 2023-05-31