0001209191-22-032608.txt : 20220527 0001209191-22-032608.hdr.sgml : 20220527 20220527170051 ACCESSION NUMBER: 0001209191-22-032608 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220526 FILED AS OF DATE: 20220527 DATE AS OF CHANGE: 20220527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICCIARDI NATALE S CENTRAL INDEX KEY: 0001107158 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34207 FILM NUMBER: 22978677 MAIL ADDRESS: STREET 1: C/O MORRIS COMMUNICATIONS CORP STREET 2: 725 BROAD ST. CITY: AUGUSTA STATE: GA ZIP: 30903 FORMER NAME: FORMER CONFORMED NAME: RICCARDI NATALE S DATE OF NAME CHANGE: 20000216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DYNAVAX TECHNOLOGIES CORP CENTRAL INDEX KEY: 0001029142 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 330728374 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2100 POWELL STREET STREET 2: SUITE 900 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: 5108485100 MAIL ADDRESS: STREET 1: 2100 POWELL STREET STREET 2: SUITE 900 CITY: EMERYVILLE STATE: CA ZIP: 94608 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-05-26 0 0001029142 DYNAVAX TECHNOLOGIES CORP DVAX 0001107158 RICCIARDI NATALE S C/O DYNAVAX TECHNOLOGIES 2100 POWELL STREET, SUITE 900 EMERYVILLE CA 94608 1 0 0 0 Restricted Stock Unit 2022-05-26 4 A 0 5357 A Common Stock 5357 5357 D Option (Right to Buy) 11.68 2022-05-26 4 A 0 22500 A 2029-05-25 Common Stock 22500 22500 D Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock. The RSU will fully vest one year from the date of grant, provided that Reporting Person continues to provide services to the Company through such vesting date. The release of RSU shares shall be mandatorily deferred until the Reporting Person no longer provides services to the Company. This option grant fully vests and becomes exercisable one year from date of grant, provided that Reporting Person continues to provide services to the Company through such vesting date. Not applicable. Natale S. Ricciardi, Ph.D., by /s/ Trevor Dutcher, Attorney-in-Fact 2022-05-27