0001209191-22-016504.txt : 20220304 0001209191-22-016504.hdr.sgml : 20220304 20220304200458 ACCESSION NUMBER: 0001209191-22-016504 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220302 FILED AS OF DATE: 20220304 DATE AS OF CHANGE: 20220304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Janssen Robert CENTRAL INDEX KEY: 0001580849 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34207 FILM NUMBER: 22715937 MAIL ADDRESS: STREET 1: C/O DYNAVAX TECHNOLOGIES STREET 2: 2929 SEVENTH STREET, SUITE 100 CITY: BERKELEY STATE: CA ZIP: 94710 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DYNAVAX TECHNOLOGIES CORP CENTRAL INDEX KEY: 0001029142 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 330728374 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2100 POWELL STREET STREET 2: SUITE 900 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: 5108485100 MAIL ADDRESS: STREET 1: 2100 POWELL STREET STREET 2: SUITE 900 CITY: EMERYVILLE STATE: CA ZIP: 94608 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-03-02 0 0001029142 DYNAVAX TECHNOLOGIES CORP DVAX 0001580849 Janssen Robert C/O DYNAVAX TECHNOLOGIES 2100 POWELL STREET, SUITE 900 EMERYVILLE CA 94608 0 1 0 0 Senior Vice President Common Stock 2022-02-15 4 A 0 467 10.29 A 38743 D Common Stock 2022-03-02 4 M 0 10000 A 48743 D Common Stock 2022-03-03 4 S 0 6276 10.56 D 42467 D Common Stock 2022-03-03 4 S 0 17760 10.57 D 24707 D Restricted Stock Unit 2022-03-02 4 M 0 10000 A Common Stock 10000 20000 D Includes 467 shares acquired under issuer's 2014 Employee Stock Purchase Plan (ESPP) on February 15, 2022. Each RSU represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 3, 2021. The reporting person is reporting the sale of 6276 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the delivery of common stock to the reporting person on March 2, 2022. The reporting person is reporting the sale of 17,760 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the delivery of common stock to the reporting person on March 2, 2022. The conversion of the RSUs into common stock was reported on the reporting person's Form 4 on February 14, 2022. /s/ Robert Janssen 2022-03-04