0001209191-20-009802.txt : 20200214 0001209191-20-009802.hdr.sgml : 20200214 20200214183721 ACCESSION NUMBER: 0001209191-20-009802 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200205 FILED AS OF DATE: 20200214 DATE AS OF CHANGE: 20200214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spencer Ryan CENTRAL INDEX KEY: 0001777938 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34207 FILM NUMBER: 20622529 MAIL ADDRESS: STREET 1: C/O DYNAVAX TECHNOLOGIES CORPORATION STREET 2: 2929 SEVENTH STREET, SUITE 100 CITY: BERKELEY STATE: CA ZIP: 94710-2753 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DYNAVAX TECHNOLOGIES CORP CENTRAL INDEX KEY: 0001029142 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 330728374 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2929 SEVENTH STREET STREET 2: SUITE 100 CITY: BERKELEY STATE: CA ZIP: 94710 BUSINESS PHONE: 5108485100 MAIL ADDRESS: STREET 1: 2929 SEVENTH STREET STREET 2: SUITE 100 CITY: BERKELEY STATE: CA ZIP: 94710 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-02-05 0 0001029142 DYNAVAX TECHNOLOGIES CORP DVAX 0001777938 Spencer Ryan C/O DYNAVAX TECHNOLOGIES 2100 POWELL STREET, SUITE 900 EMERYVILLE CA 94608 1 1 0 0 CEO and Director Common Stock 2020-02-05 4 M 0 1562 A 28117 D Stock Option (Right to Buy) 5.22 2020-02-13 4 A 0 130000 0.00 A 2027-02-12 Common Stock 130000 130000 D Restricted Stock Unit 2020-02-05 4 M 0 1562 A Common Stock 1562 0 D Each restricted stock unit ("RSU") represented a contingent right to receive one share of common stock that vested and converted to common stock on February 5, 2020. Includes 973 shares acquired under Issuer's 2014 Employee Stock Purchase Plan (ESPP) on August 15, 2019. This option grant will vest over three (3) years with one third (1/3) of the shares subject to the option vesting twelve months after the grant date, and one thirty-sixth (1/36) of the shares subject to the option vesting on the last day of each month thereafter. /s/ Ryan Spencer 2020-02-14