0001209191-18-013187.txt : 20180223 0001209191-18-013187.hdr.sgml : 20180223 20180223200456 ACCESSION NUMBER: 0001209191-18-013187 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180222 FILED AS OF DATE: 20180223 DATE AS OF CHANGE: 20180223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Janssen Robert CENTRAL INDEX KEY: 0001580849 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34207 FILM NUMBER: 18638282 MAIL ADDRESS: STREET 1: C/O DYNAVAX TECHNOLOGIES STREET 2: 2929 SEVENTH STREET, SUITE 100 CITY: BERKELEY STATE: CA ZIP: 94710 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DYNAVAX TECHNOLOGIES CORP CENTRAL INDEX KEY: 0001029142 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 330728374 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2929 SEVENTH STREET STREET 2: SUITE 100 CITY: BERKELEY STATE: CA ZIP: 94710 BUSINESS PHONE: 5108485100 MAIL ADDRESS: STREET 1: 2929 SEVENTH STREET STREET 2: SUITE 100 CITY: BERKELEY STATE: CA ZIP: 94710 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-02-22 0 0001029142 DYNAVAX TECHNOLOGIES CORP DVAX 0001580849 Janssen Robert C/O DYNAVAX TECHNOLOGIES 2929 SEVENTH STREET, SUITE 100 BERKELEY CA 94710 0 1 0 0 Senior Vice President Common Stock 2018-02-22 4 M 0 46875 A 76717 D Common Stock 2018-02-22 4 M 0 8500 A 85217 D Common Stock 2018-02-22 4 M 0 6375 A 91592 D Restricted Stock Unit 2018-02-22 4 M 0 46875 D 2024-02-21 Common Stock 46875 46875 D Restricted Stock Unit 2018-02-22 4 M 0 8500 D 2024-02-21 Common Stock 8500 17000 D Restricted Stock Unit 2018-02-22 4 M 0 6375 D 2024-03-30 Common Stock 6375 0 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. The RSUs vest over two years with 50% vesting on each annual anniversary of February 22, 2017. Each RSU represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 22, 2017. Each restricted stock unit ("RSU") represents a contingent right. These RSUs vested upon completion of certain performance conditions. Robert Janssen by /s/ Michael Ostrach, Attorney-in Fact 2018-02-23