0001209191-17-008446.txt : 20170207 0001209191-17-008446.hdr.sgml : 20170207 20170207184525 ACCESSION NUMBER: 0001209191-17-008446 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161205 FILED AS OF DATE: 20170207 DATE AS OF CHANGE: 20170207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DYNAVAX TECHNOLOGIES CORP CENTRAL INDEX KEY: 0001029142 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 330728374 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2929 SEVENTH STREET STREET 2: SUITE 100 CITY: BERKELEY STATE: CA ZIP: 94710 BUSINESS PHONE: 5108485100 MAIL ADDRESS: STREET 1: 2929 SEVENTH STREET STREET 2: SUITE 100 CITY: BERKELEY STATE: CA ZIP: 94710 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson David Louis CENTRAL INDEX KEY: 0001352238 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34207 FILM NUMBER: 17580460 MAIL ADDRESS: STREET 1: 3832 BAY CENTER PLACE CITY: HAYWARD STATE: CA ZIP: 94545 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-12-05 0 0001029142 DYNAVAX TECHNOLOGIES CORP DVAX 0001352238 Johnson David Louis C/O DYNAVAX TECHNOLOGIES 2929 SEVENTH STREET, SUITE 100 BERKELEY CA 94710 0 1 0 0 Vice President Common Stock 2017-02-05 4 M 0 4688 0.00 A 4688 D Common Stock 2017-02-05 4 F 0 2052 4.00 D 2636 D Restricted Stock Unit 2016-12-05 4 A 0 20000 A 2023-12-04 Common Stock 20000 20000 D Restricted Stock Unit 2017-02-05 4 M 0 4688 D 2026-02-04 Common Stock 4688 0 D Each restricted stock unit represents a right to receive one share of common stock. The reporting person is reporting the withholding by Dynavax Technologies Corporation of 2,052 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the delivery of common stock to the reporting person on February 5, 2017. This restricted stock unit will vest one fourth (1/4) of the shares subject to the restricted stock unit on December 31, 2017, and three fourths (3/4) of the shares subject to the restricted stock unit on December 31, 2018. Represents the conversion upon vesting of restricted stock awards into common stock. The reporting person was granted 18,750 restricted stock units on February 5, 2016 of which one fourth (1/4) vested on February 5, 2017. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on February 9, 2016. /s/ David Johnson 2017-02-07