0001437749-20-019143.txt : 20200901 0001437749-20-019143.hdr.sgml : 20200901 20200901174740 ACCESSION NUMBER: 0001437749-20-019143 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200901 FILED AS OF DATE: 20200901 DATE AS OF CHANGE: 20200901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Simpson Jennifer K. CENTRAL INDEX KEY: 0001545253 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39468 FILM NUMBER: 201155235 MAIL ADDRESS: STREET 1: C/O DELCATH SYSTEMS, INC. STREET 2: 810 SEVENTH AVENUE, SUITE 3505 CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sun BioPharma, Inc. CENTRAL INDEX KEY: 0001029125 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 870543922 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 712 VISTA BLVD #305 CITY: WACONIA STATE: MN ZIP: 55387 BUSINESS PHONE: 9524791196 MAIL ADDRESS: STREET 1: 712 VISTA BLVD #305 CITY: WACONIA STATE: MN ZIP: 55387 FORMER COMPANY: FORMER CONFORMED NAME: Cimarron Medical, Inc. DATE OF NAME CHANGE: 20150602 FORMER COMPANY: FORMER CONFORMED NAME: CIMARRON SOFTWARE INC DATE OF NAME CHANGE: 19961217 4 1 rdgdoc.xml FORM 4 X0306 4 2020-09-01 0001029125 Sun BioPharma, Inc. SNBP 0001545253 Simpson Jennifer K. 712 VISTA BLVD #305 WACONIA MN 55387 1 1 President and CEO Common Stock 2020-09-01 4 P 0 2424 A 2424 D Warrant (right to buy) 4.54 2020-09-01 4 P 0 2424 A 2020-09-01 2025-09-01 Common Stock 2424 2424 D Reported securities purchased as one share of common stock and one warrant to purchase one share of common stock for a combined price of $4.125 per share and warrant. /s/ Joshua L. Colburn, Attorney-in-Fact 2020-09-01