0001437749-19-010779.txt : 20190523 0001437749-19-010779.hdr.sgml : 20190523 20190523192831 ACCESSION NUMBER: 0001437749-19-010779 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190521 FILED AS OF DATE: 20190523 DATE AS OF CHANGE: 20190523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gagnon Suzanne CENTRAL INDEX KEY: 0001652855 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55242 FILM NUMBER: 19851719 MAIL ADDRESS: STREET 1: 712 VISTA BLVD #305 CITY: WACONIA STATE: MN ZIP: 55387 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sun BioPharma, Inc. CENTRAL INDEX KEY: 0001029125 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 870543922 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 712 VISTA BLVD #305 CITY: WACONIA STATE: MN ZIP: 55387 BUSINESS PHONE: 9524791196 MAIL ADDRESS: STREET 1: 712 VISTA BLVD #305 CITY: WACONIA STATE: MN ZIP: 55387 FORMER COMPANY: FORMER CONFORMED NAME: Cimarron Medical, Inc. DATE OF NAME CHANGE: 20150602 FORMER COMPANY: FORMER CONFORMED NAME: CIMARRON SOFTWARE INC DATE OF NAME CHANGE: 19961217 4 1 rdgdoc.xml FORM 4 X0306 4 2019-05-21 0001029125 Sun BioPharma, Inc. SNBP 0001652855 Gagnon Suzanne 712 VISTA BLVD #305 WACONIA MN 55387 1 Employee Stock Option (right to buy) 2.95 2019-05-21 4 A 0 40300 0 A 2019-05-21 2029-05-21 Common Stock 40300 40300 D Employee Stock Option (right to buy) 2.95 2019-05-21 4 A 0 84100 0 A 2029-05-21 Common Stock 84100 84100 D Immediately exercisable as to 25% of the shares and scheduled to vest with respect to 25% of the shares on each of May 21, 2020, May 21, 2021 and May 21, 2022. /s/ Joshua L. Colburn, Attorney-in-Fact 2019-05-23