0001437749-16-043356.txt : 20161214 0001437749-16-043356.hdr.sgml : 20161214 20161214170357 ACCESSION NUMBER: 0001437749-16-043356 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161212 FILED AS OF DATE: 20161214 DATE AS OF CHANGE: 20161214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sun BioPharma, Inc. CENTRAL INDEX KEY: 0001029125 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 870543922 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 712 VISTA BLVD #305 CITY: WACONIA STATE: MN ZIP: 55387 BUSINESS PHONE: 9524791196 MAIL ADDRESS: STREET 1: 712 VISTA BLVD #305 CITY: WACONIA STATE: MN ZIP: 55387 FORMER COMPANY: FORMER CONFORMED NAME: Cimarron Medical, Inc. DATE OF NAME CHANGE: 20150602 FORMER COMPANY: FORMER CONFORMED NAME: CIMARRON SOFTWARE INC DATE OF NAME CHANGE: 19961217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gagnon Suzanne CENTRAL INDEX KEY: 0001652855 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55242 FILM NUMBER: 162051711 MAIL ADDRESS: STREET 1: 712 VISTA BLVD #305 CITY: WACONIA STATE: MN ZIP: 55387 4 1 rdgdoc.xml GAGNON 12-12-16 OPTION GRANT X0306 4 2016-12-12 0001029125 Sun BioPharma, Inc. SNBP 0001652855 Gagnon Suzanne 712 VISTA BLVD #305 WACONIA MN 55387 1 Employee Stock Option (right to buy) 1.51 2016-12-12 4 A 0 150000 0 A 2026-12-12 Common Stock 150000 150000 D Options scheduled to vest in eight equal installments on the last day of each calendar quarter, starting March 31, 2017. /s/ Joshua L. Colburn, Attorney-in-fact for Suzanne Gagnon 2016-12-14