0001437749-16-043352.txt : 20161214 0001437749-16-043352.hdr.sgml : 20161214 20161214170158 ACCESSION NUMBER: 0001437749-16-043352 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161212 FILED AS OF DATE: 20161214 DATE AS OF CHANGE: 20161214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sun BioPharma, Inc. CENTRAL INDEX KEY: 0001029125 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 870543922 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 712 VISTA BLVD #305 CITY: WACONIA STATE: MN ZIP: 55387 BUSINESS PHONE: 9524791196 MAIL ADDRESS: STREET 1: 712 VISTA BLVD #305 CITY: WACONIA STATE: MN ZIP: 55387 FORMER COMPANY: FORMER CONFORMED NAME: Cimarron Medical, Inc. DATE OF NAME CHANGE: 20150602 FORMER COMPANY: FORMER CONFORMED NAME: CIMARRON SOFTWARE INC DATE OF NAME CHANGE: 19961217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schaffer Paul W. CENTRAL INDEX KEY: 0001652797 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55242 FILM NUMBER: 162051682 MAIL ADDRESS: STREET 1: 712 VISTA BLVD #305 CITY: WACONIA STATE: MN ZIP: 55387 4 1 rdgdoc.xml SCHAFFER 12-12-16 OPTION GRANT X0306 4 2016-12-12 0001029125 Sun BioPharma, Inc. SNBP 0001652797 Schaffer Paul W. 712 VISTA BLVD #305 WACONIA MN 55387 1 Stock Option (right to buy) 1.51 2016-12-12 4 A 0 208000 0 A 2026-12-12 Common Stock 208000 208000 D Stock Option (right to buy) 1.51 2016-12-12 4 A 0 160000 0 A 2026-12-12 Common Stock 160000 160000 D Options scheduled to vest as to 50% of the shares on December 12, 2016 and as to 25% of the shares on each of June 12, 2017 and December 12, 2017. Options scheduled to vest in eight equal installments on the last day of each calendar quarter, starting March 31, 2017. /s/ Joshua L. Colburn, Attorney-in-fact for Paul W. Schaffer 2016-12-14