0001437749-16-043352.txt : 20161214
0001437749-16-043352.hdr.sgml : 20161214
20161214170158
ACCESSION NUMBER: 0001437749-16-043352
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161212
FILED AS OF DATE: 20161214
DATE AS OF CHANGE: 20161214
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sun BioPharma, Inc.
CENTRAL INDEX KEY: 0001029125
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 870543922
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 712 VISTA BLVD #305
CITY: WACONIA
STATE: MN
ZIP: 55387
BUSINESS PHONE: 9524791196
MAIL ADDRESS:
STREET 1: 712 VISTA BLVD #305
CITY: WACONIA
STATE: MN
ZIP: 55387
FORMER COMPANY:
FORMER CONFORMED NAME: Cimarron Medical, Inc.
DATE OF NAME CHANGE: 20150602
FORMER COMPANY:
FORMER CONFORMED NAME: CIMARRON SOFTWARE INC
DATE OF NAME CHANGE: 19961217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schaffer Paul W.
CENTRAL INDEX KEY: 0001652797
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55242
FILM NUMBER: 162051682
MAIL ADDRESS:
STREET 1: 712 VISTA BLVD #305
CITY: WACONIA
STATE: MN
ZIP: 55387
4
1
rdgdoc.xml
SCHAFFER 12-12-16 OPTION GRANT
X0306
4
2016-12-12
0001029125
Sun BioPharma, Inc.
SNBP
0001652797
Schaffer Paul W.
712 VISTA BLVD #305
WACONIA
MN
55387
1
Stock Option (right to buy)
1.51
2016-12-12
4
A
0
208000
0
A
2026-12-12
Common Stock
208000
208000
D
Stock Option (right to buy)
1.51
2016-12-12
4
A
0
160000
0
A
2026-12-12
Common Stock
160000
160000
D
Options scheduled to vest as to 50% of the shares on December 12, 2016 and as to 25% of the shares on each of June 12, 2017 and December 12, 2017.
Options scheduled to vest in eight equal installments on the last day of each calendar quarter, starting March 31, 2017.
/s/ Joshua L. Colburn, Attorney-in-fact for Paul W. Schaffer
2016-12-14