-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, W0wRx5uQPL+z9T4N0vFkjaRpFJPxnQvOYIKjWM1vT3/gP05ksfpq2vq0+/NAWYrC hRYpHoNcbLQFPY/OkYnVhw== 0000950172-98-000744.txt : 19980806 0000950172-98-000744.hdr.sgml : 19980806 ACCESSION NUMBER: 0000950172-98-000744 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980805 FILED AS OF DATE: 19980805 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RAYOVAC CORP CENTRAL INDEX KEY: 0001028985 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 222423556 STATE OF INCORPORATION: WI FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 4/A SEC ACT: SEC FILE NUMBER: 001-13615 FILM NUMBER: 98677665 BUSINESS ADDRESS: STREET 1: 601 RAYOVAC DR CITY: MADISON STATE: WI ZIP: 53711-2497 BUSINESS PHONE: 6082753340 MAIL ADDRESS: STREET 1: 601 RAYOVAC DRIVE CITY: MADISON STATE: WI ZIP: 53711-2497 COMPANY DATA: COMPANY CONFORMED NAME: STEWARD RANDALL J CENTRAL INDEX KEY: 0001067586 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 4/A BUSINESS ADDRESS: STREET 1: C/O RAYOVAC CORP STREET 2: 601 RAYOVAC DRIE CITY: MADISON STATE: WI ZIP: 53711-2497 BUSINESS PHONE: 6082753340 MAIL ADDRESS: STREET 1: C/O RAYOVAC CORP STREET 2: 601 RAYOVAC DRIE CITY: MADISON STATE: WI ZIP: 53711-2497 4/A 1 FORM 4 ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). U.S. SECURITIES AND EXCHANGE COMMISSION _____________________ WASHINGTON, D.C. 20549 | OMB APPROVAL | STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP |_____________________| |OMB NUMBER: 3235-0287| |EXPIRES: | | SEPTEMBER 30, 1998 | Filed pursuant to Section 16(a) of the |ESTIMATED AVERAGE | Securities Exchange Act of 1934, |BURDEN HOURS | Section 17(a) of the Public Utility |PER RESPONSE 0.5 | Holding Company Act of 1935 |_____________________| or Section 30(f) of the Investment Company Act of 1940 --------------------------------------------------------------------------- 1. Name and Address of Reporting Person Randall J. Steward c/o Rayovac Corporation 601 Rayovac Drive Madison, WI 53711-2497 --------------------------------------------------------------------------- 2. Issuer Name and Ticker or Trading Symbol Rayovac Corporation (ROV) --------------------------------------------------------------------------- 3. IRS OR SOCIAL SECURITY NUMBER OF REPORTING PERSON (VOLUNTARY) --------------------------------------------------------------------------- 4. Statement for Month/Year June/1998 --------------------------------------------------------------------------- 5. If Amendment, Date of Original (Month/Year) July 10, 1998 --------------------------------------------------------------------------- 6. Relationship of reporting person to Issuer (Check all applicable) ( ) DIRECTOR ( ) 10% OWNER ( x) OFFICER (GIVE TITLE BELOW) ( ) OTHER (SPECIFY TITLE BELOW) Senior Vice President of Finance and Chief Financial Officer --------------------------------------------------------------------------- 7. Individual, or Joint/Group Filing (Check all applicable) ( x) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person =========================================================================== TABLE I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned --------------------------------------------------------------------------- 1. Title of Security (Instr. 3) --------------------------------------------------------------------------- 2. Transaction Date (Month/Day/Year) --------------------------------------------------------------------------- 3. Transaction Code (Instr. 8) --------------------------------------------------------------------------- 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) --------------------------------------------------------------------------- 5. Amount of Securities Beneficially Owned at End of Month (Instr. 3 and 4) --------------------------------------------------------------------------- 6. Ownership Form: Direct(D) or Indirect(I) (Instr. 4) --------------------------------------------------------------------------- 7. Nature of Indirect Beneficial Ownership (Instr. 4) --------------------------------------------------------------------------- Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. =========================================================================== TABLE II Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., Puts, Calls, Warrants, Options, Convertible securities) --------------------------------------------------------------------------- 1. Title of Derivative Security (Instr. 3) Employee Stock Option (Right to Buy) --------------------------------------------------------------------------- 2. Conversion or Exercise Price of Derivative Security $18.19 --------------------------------------------------------------------------- 3. Transaction Date (Month/Day/Year) 4/28/98 --------------------------------------------------------------------------- 4. Transaction Code (Instr. 8) A/V --------------------------------------------------------------------------- 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 113,947 --------------------------------------------------------------------------- 6. Date Exercisable and Expiration Date (Month/Day/Year) (1) ; March 17, 2008 --------------------------------------------------------------------------- 7. Title and Amount of Underlying Securities (Instr. 3 and 4) Common Stock; 113,947 --------------------------------------------------------------------------- 8. Price of Derivative Securities (Instr. 5) 0 --------------------------------------------------------------------------- 9. Number of Derivative Securities Beneficially Owned at End of Month (Instr. 4) 113,947 --------------------------------------------------------------------------- 10. Ownership Form of Derivative Security: Direct(D) or Indirect(I) (Instr. 4) D --------------------------------------------------------------------------- 11. Nature of Indirect Beneficial Ownership (Instr. 4) --------------------------------------------------------------------------- EXPLANATION OF RESPONSES: (1) 56,973.5 options are exercisable at a rate of 20% per year over a five year period and 56,973.5 options are exercisable at the end of ten years with accelerated vesting over the next five fiscal years based upon the Company's achievement of certain performance goals. Currently, 0 options are immediately exercisable. /s/ Randall J. Steward August 5, 1998 ---------------------------------- ---------------- ** SIGNATURE OF REPORTING PERSON DATE _____________________________ ** INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS CONSTITUTE FEDERAL CRIMINAL VIOLATIONS. SEE 18 U.S.C. 1001 AND 15 U.S.C. 78FF(A). -----END PRIVACY-ENHANCED MESSAGE-----