-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ROcf1pSITF9KFhPsa+FRAxaibL9faYwgH/V9CIckvTtsBSt90WIt5Ywjl81nK1uE H8TR6CA+xSAi73YVPQciJw== 0000950172-02-000036.txt : 20020413 0000950172-02-000036.hdr.sgml : 20020413 ACCESSION NUMBER: 0000950172-02-000036 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011108 FILED AS OF DATE: 20020107 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RAYOVAC CORP CENTRAL INDEX KEY: 0001028985 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 222423556 STATE OF INCORPORATION: WI FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-13615 FILM NUMBER: 2503249 BUSINESS ADDRESS: STREET 1: 601 RAYOVAC DR CITY: MADISON STATE: WI ZIP: 53711-2497 BUSINESS PHONE: 6082753340 MAIL ADDRESS: STREET 1: 601 RAYOVAC DRIVE CITY: MADISON STATE: WI ZIP: 53711-2497 COMPANY DATA: COMPANY CONFORMED NAME: BILLER KENNETH V CENTRAL INDEX KEY: 0001068190 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 4/A BUSINESS ADDRESS: STREET 1: C/O RAYOVAC CORP STREET 2: 601 RAYOVAC DR CITY: MADISON STATE: WI ZIP: 53711-2497 BUSINESS PHONE: 6082753340 MAIL ADDRESS: STREET 1: C/O RAYOVAC CORP STREET 2: 601 RAYOVAC DR CITY: MADISON STATE: WI ZIP: 53711-2497 4/A 1 s227239.txt FORM 4 ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). UNITED STATES SECURITIES AND EXCHANGE COMMISSION _____________________ WASHINGTON, D.C. 20549 | OMB APPROVAL | |---------------------| STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP |OMB NUMBER: 3235-0287| |EXPIRES: | | DECEMBER 31, 2001 | Filed pursuant to Section 16(a) of the |ESTIMATED AVERAGE | Securities Exchange Act of 1934, |BURDEN HOURS | Section 17(a) of the Public Utility |PER RESPONSE ... 0.5 | Holding Company Act of 1935 |_____________________| or Section 30(f) of the Investment Company Act of 1940 - ----------------------------------------------------------------------------- 1. Name and Address of Reporting Person Biller Kenneth V. ------------------------------------------------------------------------- (Last) (First) (Middle) c/o Rayovac Corporation, 601 Rayovac Drive ------------------------------------------------------------------------- (Street) Madison Wisconsin 53711 ------------------------------------------------------------------------- (City) (State) (Zip) - ----------------------------------------------------------------------------- 2. Issuer Name and Ticker or Trading Symbol Rayovac Corporation (ROV) - ----------------------------------------------------------------------------- 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) - ----------------------------------------------------------------------------- 4. Statement for Month/Year January/2002 - ----------------------------------------------------------------------------- 5. If Amendment, Date of Original (Month/Year) November 8, 2001 - ----------------------------------------------------------------------------- 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X ) Officer (give title below) ( ) Other (specify title below) Executive Vice President of Operations - ----------------------------------------------------------------------------- 7. Individual, or Joint/Group Filing (Check Applicable Line) (X ) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person ============================================================================= TABLE I - NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED - ----------------------------------------------------------------------------- 1. Title of Security (Instr. 3) - ----------------------------------------------------------------------------- 2. Transaction Date (Month/Day/Year) - ----------------------------------------------------------------------------- 3. Transaction Code (Instr. 8) - ----------------------------------------------------------------------------- 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) - ----------------------------------------------------------------------------- 5. Amount of Securities Beneficially Owned at End of Month (Instr. 3 and 4) - ----------------------------------------------------------------------------- 6. Ownership Form: Direct(D) or Indirect(I) (Instr. 4) - ----------------------------------------------------------------------------- 7. Nature of Indirect Beneficial Ownership (Instr. 4) - ----------------------------------------------------------------------------- Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. ============================================================================= TABLE II - DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - ----------------------------------------------------------------------------- 1. Title of Derivative Security (Instr. 3) A. Employee Stock Option (Right to Buy) B. Employee Stock Option (Right to Buy) - ----------------------------------------------------------------------------- 2. Conversion or Exercise Price of Derivative Security A. $14.50 B. $14.50 - ----------------------------------------------------------------------------- 3. Transaction Date (Month/Day/Year) A. 10/1/2001 B. 10/1/2001 - ----------------------------------------------------------------------------- 4. Transaction Code (Instr. 8) A. A; V B. A; V - ----------------------------------------------------------------------------- 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) A. Granted option to purchase 25,000 shares of Common Stock (A) B. Granted option to purchase 25,000 shares of Common Stock (A) - ----------------------------------------------------------------------------- 6. Date Exercisable and Expiration Date (Month/Day/Year) A. See Footnote (1) B. See Footnote (2) - ----------------------------------------------------------------------------- 7. Title and Amount of Underlying Securities (Instr. 3 and 4) A. Common Stock; 25,000 shares B. Common Stock; 25,000 shares - ----------------------------------------------------------------------------- 8. Price of Derivative Securities (Instr. 5) - ----------------------------------------------------------------------------- 9. Number of Derivative Securities Beneficially Owned at End of Month (Instr. 4) A. 25,000 B. 25,000 - ----------------------------------------------------------------------------- 10. Ownership Form of Derivative Security: Direct(D) or Indirect(I) (Instr. 4) A. (D) B. (D) - ----------------------------------------------------------------------------- 11. Nature of Indirect Beneficial Ownership (Instr. 4) A. Not applicable. B. Not applicable. - ----------------------------------------------------------------------------- EXPLANATION OF RESPONSES: (1) The option vests and becomes exercisable as to 33% of the underlying shares in each of the first and second years and 34% of the underlying shares in the third year of the three-year period that commenced October 1, 2001. The option expires on October 1, 2011. (2) The option vests and becomes exercisable as to 33% of the underlying shares in each of the first and second years and 34% of the underlying shares in the third year of the three-year period that commenced October 1, 2001, subject to Rayovac's achievement of certain performance goals each year. If any such performance goal is not met, the unvested portion of the option will vest and become exercisable one day prior to its expiration. The option expires on October 1, 2011. /s/ James T. Lucke, as attorney-in-fact January 7, 2002 - ---------------------------------------- -------------------- ** SIGNATURE OF REPORTING PERSON DATE - ------------------------------- ** INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS CONSTITUTE FEDERAL CRIMINAL VIOLATIONS. SEE 18 U.S.C. 1001 AND 15 U.S.C. 78ff(a). NOTE: FILE THREE COPIES OF THIS FORM, ONE OF WHICH MUST BE MANUALLY SIGNED. IF SPACE IS INSUFFICIENT, SEE INSTRUCTION 6 FOR PROCEDURE. POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB NUMBER. ============================================================================= -----END PRIVACY-ENHANCED MESSAGE-----