-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EjvN3GjBEN5+ag/qGPbJ0SyOQoTThD2P+k2ZqbAgt8vadd0mC/+Nm0AqNltH1mp1 ax+CLkmTCIS8Mmo+saXY7Q== /in/edgar/work/0000950172-00-001903/0000950172-00-001903.txt : 20001117 0000950172-00-001903.hdr.sgml : 20001117 ACCESSION NUMBER: 0000950172-00-001903 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001116 FILED AS OF DATE: 20001116 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RAYOVAC CORP CENTRAL INDEX KEY: 0001028985 STANDARD INDUSTRIAL CLASSIFICATION: [3690 ] IRS NUMBER: 222423556 STATE OF INCORPORATION: WI FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-13615 FILM NUMBER: 771710 BUSINESS ADDRESS: STREET 1: 601 RAYOVAC DR CITY: MADISON STATE: WI ZIP: 53711-2497 BUSINESS PHONE: 6082753340 MAIL ADDRESS: STREET 1: 601 RAYOVAC DRIVE CITY: MADISON STATE: WI ZIP: 53711-2497 COMPANY DATA: COMPANY CONFORMED NAME: JONES DAVID A /WI CENTRAL INDEX KEY: 0000905631 STANDARD INDUSTRIAL CLASSIFICATION: [0000 ]DIRECTOR STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O RAYOVAC CORP STREET 2: 601 RAYOVAC DR CITY: MADISON STATE: WI ZIP: 53711-2497 BUSINESS PHONE: 6082753340 MAIL ADDRESS: STREET 1: C/O RAYOVAC CORP STREET 2: 601 RAYOVAC DR CITY: MADISON STATE: WI ZIP: 53711-2497 4 1 0001.txt FORM 4 ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). UNITED STATES SECURITIES AND EXCHANGE COMMISSION _____________________ WASHINGTON, D.C. 20549 | OMB APPROVAL | |---------------------| STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP |OMB NUMBER: 3235-0287| |EXPIRES: | | DECEMBER 31, 2001 | Filed pursuant to Section 16(a) of the |ESTIMATED AVERAGE | Securities Exchange Act of 1934, |BURDEN HOURS | Section 17(a) of the Public Utility |PER RESPONSE ... 0.5 | Holding Company Act of 1935 |_____________________| or Section 30(f) of the Investment Company Act of 1940 - --------------------------------------------------------------------------- 1. Name and Address of Reporting Person Jones David A. --------------------------------------------------------------------- (Last) (First) (Middle) c/o Rayovac Corporation, 601 Rayovac Drive --------------------------------------------------------------------- (Street) Madison Wisconsin 53711 --------------------------------------------------------------------- (City) (State) (Zip) - --------------------------------------------------------------------------- 2. Issuer Name and Ticker or Trading Symbol Rayovac Corporation (ROV) - --------------------------------------------------------------------------- 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) - ---------------------------------------------------------------------------- 4. Statement for Month/Year November/2000 - --------------------------------------------------------------------------- 5. If Amendment, Date of Original (Month/Year) - --------------------------------------------------------------------------- 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X ) Director ( ) 10% Owner (X ) Officer (give title below) ( ) Other (specify title below) Chief Executive Officer -------------------------- - --------------------------------------------------------------------------- 7. Individual, or Joint/Group Filing (Check Applicable Line) (X ) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person - --------------------------------------------------------------------------- =========================================================================== TABLE I - NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED - --------------------------------------------------------------------------- 1. Title of Security (Instr. 3) Common Stock, par value $.01 per share - --------------------------------------------------------------------------- 2. Transaction Date (Month/Day/Year) 10/1/2000 - --------------------------------------------------------------------------- 3. Transaction Code (Instr. 8) A;V - --------------------------------------------------------------------------- 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 68,905 shares (A) - --------------------------------------------------------------------------- 5. Amount of Securities Beneficially Owned at End of Month (Instr. 3 and 4) 109,294 - --------------------------------------------------------------------------- 6. Ownership Form: Direct(D) or Indirect(I) (Instr. 4) 101,799 shares (D); 7,495 shares (I) - --------------------------------------------------------------------------- 7. Nature of Indirect Beneficial Ownership (Instr. 4) See Footnote (1) - --------------------------------------------------------------------------- Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. =========================================================================== TABLE II - DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - --------------------------------------------------------------------------- 1. Title of Derivative Security (Instr. 3) Employee Stock Option (Right to Buy) - --------------------------------------------------------------------------- 2. Conversion or Exercise Price of Derivative Security $14.50 - ---------------------------------------------------------------------------- 3. Transaction Date (Month/Day/Year) 11/7/2000 - ---------------------------------------------------------------------------- 4. Transaction Code (Instr. 8) A;V - ---------------------------------------------------------------------------- 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) Granted option to purchase 50,000 shares of common stock (A) - ---------------------------------------------------------------------------- 6. Date Exercisable and Expiration Date (Month/Day/Year) See Footnote (2) - ---------------------------------------------------------------------------- 7. Title and Amount of Underlying Securities (Instr. 3 and 4) Common Stock; 50,000 shares - ---------------------------------------------------------------------------- 8. Price of Derivative Securities (Instr. 5) - ---------------------------------------------------------------------------- 9. Number of Derivative Securities Beneficially Owned at End of Month (Instr. 4) 50,000 - --------------------------------------------------------------------------- 10. Ownership Form of Derivative Security: Direct(D) or Indirect(I) (Instr. 4) (D) - --------------------------------------------------------------------------- 11. Nature of Indirect Beneficial Ownership (Instr. 4) Not applicable. - --------------------------------------------------------------------------- EXPLANATION OF RESPONSES: (1) The reporting person holds 4,538 shares through the Rayovac 401(k) Retirement Savings Plan. 2,957 shares represent the reporting person's proportional interest in the Thomas H. Lee Equity Fund III, L.P. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. (2) The option vests and becomes exercisable in equal annual installments over a three-year period. The option expires on November 7, 2010. /s/ James T. Lucke, as attorney-in-fact November 16, 2000 - ------------------------------------------- -------------------- ** SIGNATURE OF REPORTING PERSON DATE - ----------------------------- ** INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS CONSTITUTE FEDERAL CRIMINAL VIOLATIONS. SEE 18 U.S.C. 1001 AND 15 U.S.C. 78ff(a). NOTE: FILE THREE COPIES OF THIS FORM, ONE OF WHICH MUST BE MANUALLY SIGNED. IF SPACE IS INSUFFICIENT, SEE INSTRUCTION 6 FOR PROCEDURE. POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB NUMBER. =========================================================================== -----END PRIVACY-ENHANCED MESSAGE-----