-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D6wgcP/ZUTBrTfMy0u9+A17tQTPiWTX0wNAS/ZwJa/JTv+KM8GzydRkB6IOZUPIN DgrYlhEztnZuxak7h/b8LQ== /in/edgar/work/0000950172-00-001902/0000950172-00-001902.txt : 20001117 0000950172-00-001902.hdr.sgml : 20001117 ACCESSION NUMBER: 0000950172-00-001902 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001116 FILED AS OF DATE: 20001116 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RAYOVAC CORP CENTRAL INDEX KEY: 0001028985 STANDARD INDUSTRIAL CLASSIFICATION: [3690 ] IRS NUMBER: 222423556 STATE OF INCORPORATION: WI FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-13615 FILM NUMBER: 771709 BUSINESS ADDRESS: STREET 1: 601 RAYOVAC DR CITY: MADISON STATE: WI ZIP: 53711-2497 BUSINESS PHONE: 6082753340 MAIL ADDRESS: STREET 1: 601 RAYOVAC DRIVE CITY: MADISON STATE: WI ZIP: 53711-2497 COMPANY DATA: COMPANY CONFORMED NAME: LUPO JOHN S CENTRAL INDEX KEY: 0001128344 STANDARD INDUSTRIAL CLASSIFICATION: [ ]DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O RAYOVAC CORP STREET 2: 601 RAYOVAC DR. CITY: MADISON STATE: WI ZIP: 53711 BUSINESS PHONE: 6082753340 MAIL ADDRESS: STREET 1: C/O RAYOVAC CORP STREET 2: 601 RAYOVAC DR. CITY: MADISON STATE: WI ZIP: 53711 4 1 0001.txt FORM 4 ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). UNITED STATES SECURITIES AND EXCHANGE COMMISSION _____________________ WASHINGTON, D.C. 20549 | OMB APPROVAL | |---------------------| STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP |OMB NUMBER: 3235-0287| |EXPIRES: | | DECEMBER 31, 2001 | Filed pursuant to Section 16(a) of the |ESTIMATED AVERAGE | Securities Exchange Act of 1934, |BURDEN HOURS | Section 17(a) of the Public Utility |PER RESPONSE ... 0.5 | Holding Company Act of 1935 |_____________________| or Section 30(f) of the Investment Company Act of 1940 - --------------------------------------------------------------------------- 1. Name and Address of Reporting Person Lupo John S. ----------------------------------------------------------------------- (Last) (First) (Middle) c/o Rayovac Corporation, 601 Rayovac Drive ----------------------------------------------------------------------- (Street) Madison Wisconsin 53711 ----------------------------------------------------------------------- (City) (State) (Zip) - --------------------------------------------------------------------------- 2. Issuer Name and Ticker or Trading Symbol Rayovac Corporation (ROV) - --------------------------------------------------------------------------- 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) - --------------------------------------------------------------------------- 4. Statement for Month/Year November/2000 - --------------------------------------------------------------------------- 5. If Amendment, Date of Original (Month/Year) - --------------------------------------------------------------------------- 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X ) Director ( ) 10% Owner ( ) Officer (give title below) ( ) Other (specify title below) --------------------------------------------- - --------------------------------------------------------------------------- 7. Individual, or Joint/Group Filing (Check Applicable Line) (X ) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person - --------------------------------------------------------------------------- =========================================================================== TABLE I - NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED - --------------------------------------------------------------------------- 1. Title of Security (Instr. 3) - --------------------------------------------------------------------------- 2. Transaction Date (Month/Day/Year) - --------------------------------------------------------------------------- 3. Transaction Code (Instr. 8) - --------------------------------------------------------------------------- 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) - --------------------------------------------------------------------------- 5. Amount of Securities Beneficially Owned at End of Month (Instr. 3 and 4) - --------------------------------------------------------------------------- 6. Ownership Form: Direct(D) or Indirect(I) (Instr. 4) - --------------------------------------------------------------------------- 7. Nature of Indirect Beneficial Ownership (Instr. 4) - --------------------------------------------------------------------------- Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. =========================================================================== TABLE II - DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - --------------------------------------------------------------------------- 1. Title of Derivative Security (Instr. 3) Stock Option (Right to Buy) - ---------------------------------------------------------------------------- 2. Conversion or Exercise Price of Derivative Security $14.50 - ---------------------------------------------------------------------------- 3. Transaction Date (Month/Day/Year) 11/7/2000 - ---------------------------------------------------------------------------- 4. Transaction Code (Instr. 8) A;V - ---------------------------------------------------------------------------- 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) Granted option to purchase 2,000 shares of common stock (A) - ---------------------------------------------------------------------------- 6. Date Exercisable and Expiration Date (Month/Day/Year) 11/7/2000; 11/7/2010 - --------------------------------------------------------------------------- 7. Title and Amount of Underlying Securities (Instr. 3 and 4) Common Stock; 2,000 shares - --------------------------------------------------------------------------- 8. Price of Derivative Securities (Instr. 5) - --------------------------------------------------------------------------- 9. Number of Derivative Securities Beneficially Owned at End of Month (Instr. 4) 2,000 - --------------------------------------------------------------------------- 10. Ownership Form of Derivative Security: Direct(D) or Indirect(I) (Instr. 4) (D) - --------------------------------------------------------------------------- 11. Nature of Indirect Beneficial Ownership (Instr. 4) Not applicable. - ---------------------------------------------------------------------------- EXPLANATION OF RESPONSES: /s/ James T. Lucke, as attorney-in-fact November 16, 2000 ---------------------------------------- ------------------- ** SIGNATURE OF REPORTING PERSON DATE - ----------------------------- ** INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS CONSTITUTE FEDERAL CRIMINAL VIOLATIONS. SEE 18 U.S.C. 1001 AND 15 U.S.C. 78ff(a). NOTE: FILE THREE COPIES OF THIS FORM, ONE OF WHICH MUST BE MANUALLY SIGNED. IF SPACE IS INSUFFICIENT, SEE INSTRUCTION 6 FOR PROCEDURE. POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB NUMBER. =========================================================================== -----END PRIVACY-ENHANCED MESSAGE-----