0001028918-19-000148.txt : 20191212
0001028918-19-000148.hdr.sgml : 20191212
20191212195126
ACCESSION NUMBER: 0001028918-19-000148
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191212
FILED AS OF DATE: 20191212
DATE AS OF CHANGE: 20191212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RICE TOM
CENTRAL INDEX KEY: 0001576227
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22193
FILM NUMBER: 191283030
MAIL ADDRESS:
STREET 1: 17901 VON KARMAN AVENUE
STREET 2: SUITE 1200
CITY: IRVINE
STATE: CA
ZIP: 92614
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PACIFIC PREMIER BANCORP INC
CENTRAL INDEX KEY: 0001028918
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 330743196
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 17901 VON KARMAN AVE
STREET 2: SUITE 1200
CITY: IRVINE
STATE: CA
ZIP: 92614
BUSINESS PHONE: 949-864-8000
MAIL ADDRESS:
STREET 1: 17901 VON KARMAN AVE
STREET 2: SUITE 1200
CITY: IRVINE
STATE: CA
ZIP: 92614
4
1
wf-form4_157619826817471.xml
FORM 4
X0306
4
2019-12-12
0
0001028918
PACIFIC PREMIER BANCORP INC
PPBI
0001576227
RICE TOM
17901 VON KARMAN
SUITE 1200
IRVINE
CA
92614
0
1
0
0
SEVP/ Chief Innovation Officer
PPBI Common Stock
16870
D
PPBI Common Stock
2019-12-12
4
S
0
3100
33.307
D
0
I
By Ameritrade 401(k) Plan
PPBI Common Stock
2019-12-12
4
S
0
3000
33.267
D
0
I
By Charles Schwab 401(k) Plan
PPBI Common Stock
40446
I
By The Rice Family Trust
Options on PPBI Common Stock
15.68
2024-01-02
PPBI Common Stock
16171.0
16171
D
Options on PPBI Common Stock
15.16
2025-01-28
PPBI Common Stock
2964.0
2964
D
PPBI Restricted Stock Unit
PPBI Common Stock
364.0
364
D
PPBI Restricted Stock Unit
PPBI Common Stock
5945.0
5945
D
PPBI Restricted Stock Unit
PPBI Common Stock
9213.0
9213
D
Includes 14,270 shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.25 to $33.29, inclusive.
The options vests in three equal annual installments beginning on 1/2/2015.
The options vests in three equal annual installments beginning on 1/28/2016.
Each Restricted Stock Unit represents the right to receive one share of common stock. The Restricted Stock Units will vest annually, if at all, commencing January 26, 2018 in three installments of 1/3 of the reported number of Restricted Stock Units.
Not applicable.
Each Restricted Stock Unit represents the right to receive one share of common stock. The amount reported reflects the targeted number of Restricted Stock Units that may vest upon achievement of certain predetermined performance goals and assuming continued employment through the vesting period. Depending on the actual performance achieved, the reporting person may receive between 0% and 200% of such targeted amount. The Restricted Stock Units will vest, if at all, on February 28, 2021. Vesting will be tied entirely to performance, measured by a 3-year average relative total shareholder return percentile range compared to the Keefe, Bruyette & Woods, Inc. Regional Banking.
Each Restricted Stock Unit represents the right to receive one share of common stock. The amount reported reflects the targeted number of Restricted Stock Units that may vest upon achievement of certain predetermined performance goals and assuming continued employment through the vesting period. Depending on the actual performance achieved, the reporting person may receive between 0% and 200% of such targeted amount. The Restricted Stock Units will vest, if at all, on February 28, 2022. 50% vesting will be tied entirely to performance, measured by a 3-year average relative total shareholder return percentile range compared to the Keefe, Bruyette & Woods, Inc. Regional Banking Index ("KRX"). 25% vesting will be based on the Company's average ROAA percentile performance as compared to KRX companies over the Performance Period. 25% vesting will be based on the Company's average ROATCE percentile performance as compared to the KRX companies over the Performance Period.
/s/ Tom Rice
2019-12-12